Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cherry Trading CRD: 306249 | - | 0 | 0 | A | INACTIVE |
| Cherry Tree & Associates, LLC CRD: 115151 | MN | 0 | 2 | A | Active |
| Cherry Tree Securities, Inc. CRD: 37709 | - | 0 | 0 | A | INACTIVE |
| Cherry Tree Wealth Management, LLC CRD: 151406 | - | 0 | 2 | - | Unknown |
| Cherry Ventures Management GMBH (Aifm) CRD: 301494 | - | 0 | 0 | - | Unknown |
| Cherry Wealth Advisors CRD: 281081 | - | 0 | 0 | - | Unknown |
| Cherrydale Wealth Management, LLC CRD: 171541 | - | 0 | 1 | - | Unknown |
| Cherryrock Capital CRD: 328891 | - | 0 | 1 | - | Unknown |
| Cherrystone Hill Capital Management LLC CRD: 169086 | - | 0 | 0 | - | Unknown |
| Cherrytree Capital Management, LLC CRD: 283235 | - | 0 | 1 | - | Unknown |
| Cherrywood Development Trust, Inc. CRD: 10198 | - | 0 | 0 | A | INACTIVE |
| Cherrywood Private Capital, LLC CRD: 139240 | - | 0 | 1 | - | Unknown |
| Chertoff Capital, LLC CRD: 145134 | DC | 0 | 2 | A | Active |
| Chertok Investment Group Inc. CRD: 129253 | - | 0 | 0 | - | Unknown |
| Cherubic Ventures Advisors Ltd. CRD: 307348 | - | 0 | 0 | - | Unknown |
| Cheryl Kurkowski, CPA, CFP, LLC CRD: 145937 | - | 0 | 0 | - | Unknown |
| Chesapeake Asset Management Co Inc CRD: 107176 | - | 0 | 0 | - | Unknown |
| Chesapeake Brokerage & Securities, Inc. CRD: 15128 | - | 0 | 0 | A | INACTIVE |
| Chesapeake Capital Corporation CRD: 282099 | - | 0 | 1 | - | Unknown |
| Chesapeake Capital Management, LLC CRD: 270014 | - | 0 | 3 | - | Unknown |
| Chesapeake Financial Advisors CRD: 120139 | - | 0 | 2 | - | Unknown |
| Chesapeake Financial Planning CRD: 283715 | - | 0 | 4 | - | Unknown |
| Chesapeake Financial Planning CRD: 121822 | - | 0 | 0 | - | Unknown |
| Chesapeake Partners CRD: 156459 | - | 0 | 0 | - | Unknown |
| Chesapeake Securities Research Corporation CRD: 14161 | - | 10 | 0 | D | INACTIVE |
| Chesapeake Wealth Management CRD: 108039 | - | 0 | 0 | - | Unknown |
| Chesapeake Wealth Strategies, Inc. CRD: 284097 | - | 0 | 1 | - | Unknown |
| Cheshire Securities, Inc. CRD: 16185 | - | 0 | 0 | A | INACTIVE |
| Chesley and Dunn, Inc. CRD: 8362 | - | 0 | 0 | A | INACTIVE |
| Chesley, Taft & Associates, LLC CRD: 111578 | - | 0 | 1 | - | Unknown |
| Chesme Capital Management CRD: 129342 | - | 0 | 0 | - | Unknown |
| Chesme Capital Management CRD: 288631 | - | 0 | 0 | - | Unknown |
| Chesney & Company CRD: 130644 | - | 0 | 0 | - | Unknown |
| Chess Capital, LLC CRD: 162737 | - | 0 | 0 | - | Unknown |
| Chessica Management Group, LLC CRD: 327386 | - | 0 | 1 | - | Unknown |
| Chessie Advisors, LLC CRD: 171611 | - | 0 | 1 | - | Unknown |
| Chessman Wealth Strategies CRD: 155171 | - | 0 | 0 | - | Unknown |
| Chester Capital LLC CRD: 341744 | - | 0 | 1 | - | Unknown |
| Chester County Asset Management CRD: 170718 | - | 0 | 0 | - | Unknown |
| Chester Financial Services LLC CRD: 169565 | - | 0 | 1 | - | Unknown |
| Chester Harris & Company, Incorporated CRD: 7116 | - | 0 | 0 | A | INACTIVE |
| Chester Springs Securities,Inc. CRD: 12975 | - | 0 | 0 | A | INACTIVE |
| Chester White Securities Corp. CRD: 10522 | - | 0 | 0 | A | INACTIVE |
| Chester-Kelsey Corporation CRD: 16823 | - | 0 | 0 | A | INACTIVE |
| Chesterbrook Capital CRD: 104395 | - | 0 | 0 | A | INACTIVE |
| Chestman Securities Co., Inc. CRD: 6436 | - | 0 | 0 | A | INACTIVE |
| Chestnut Creek Management Company LLC CRD: 131110 | - | 0 | 0 | - | Unknown |
| Chestnut Group CRD: 284715 | - | 0 | 0 | - | Unknown |
| Chestnut Hill Securities,Inc. CRD: 13286 | - | 0 | 0 | A | INACTIVE |
| Chestnut Investment Advisory CRD: 118582 | - | 0 | 1 | - | Unknown |