Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Maze Investments, LLC CRD: 153913 | — | 0 | 1 | A | Unknown |
| Mazzcap LLC CRD: 166733 | — | 0 | 0 | A | Unknown |
| MB Blue GP LLC CRD: 300176 | — | 0 | 1 | A | Unknown |
| MB Equity, LLC CRD: 292908 | — | 0 | 1 | A | Unknown |
| MB GEN Wealth CRD: 327967 | — | 0 | 1 | A | Unknown |
| MB Securities Inc. CRD: 13701 | — | 0 | 0 | A | INACTIVE |
| MB Trading CRD: 30330 | — | 5 | 0 | C | INACTIVE |
| MBA Ventures VC, LLC CRD: 327904 | — | 0 | 1 | A | Unknown |
| Mbank Capital Markets, Inc. CRD: 22904 | — | 0 | 0 | A | INACTIVE |
| MBB Advisory LLC CRD: 306115 | — | 0 | 1 | A | Unknown |
| MBC FII Management, LLC CRD: 289161 | — | 0 | 1 | A | Unknown |
| MBE Wealth Management, LLC CRD: 165516 | — | 0 | 11 | A | Unknown |
| MBF Healthcare Management, LLC CRD: 163363 | — | 0 | 0 | A | Unknown |
| MBH Hedge Fund LLC CRD: 328807 | — | 0 | 1 | A | Unknown |
| MBH Trading LLC CRD: 128495 | — | 1 | 0 | B | INACTIVE |
| MBHC, LLC CRD: 149554 | — | 0 | 0 | A | Unknown |
| MBI Equities Corp. CRD: 13835 | — | 0 | 0 | A | INACTIVE |
| MBI LLC CRD: 170858 | — | 0 | 7 | A | Unknown |
| MBK Management, Inc. CRD: 162929 | — | 0 | 0 | A | Unknown |
| MBM CAP LLC CRD: 327509 | — | 0 | 1 | A | Unknown |
| MBM Securities, Inc. CRD: 124850 | — | 0 | 0 | A | INACTIVE |
| MBM Wealth Consultants, LLC CRD: 169091 | — | 0 | 1 | A | Unknown |
| MBO+ SAS CRD: 162314 | — | 0 | 0 | A | Unknown |
| MBP Capital Management LLC CRD: 292528 | — | 0 | 1 | A | Unknown |
| MBR Financial CRD: 168333 | — | 0 | 1 | A | Unknown |
| Mbroker, Inc. CRD: 127438 | — | 1 | 0 | B | INACTIVE |
| MBS Capital Markets, LLC CRD: 155065 | FL | 0 | 5 | A | Active |
| MBS Investments, Inc. CRD: 8311 | — | 0 | 0 | A | INACTIVE |
| MBS Mantra, LLC CRD: 173533 | — | 0 | 1 | A | Unknown |
| MBSC, LLC CRD: 42430 | — | 1 | 0 | B | INACTIVE |
| MBU, Inc. CRD: 30025 | — | 0 | 0 | A | INACTIVE |
| MBX Capital CRD: 312079 | — | 0 | 1 | A | Unknown |
| MC Aureate CRD: 313700 | — | 0 | 0 | A | Unknown |
| MC Financial Management, Inc. CRD: 112516 | — | 0 | 2 | A | Unknown |
| MC Investments & Advisory LLC CRD: 333853 | — | 0 | 2 | A | Unknown |
| MC Square S.A. CRD: 325682 | — | 0 | 0 | A | Unknown |
| MC2 Investment Management, LLC CRD: 308490 | — | 0 | 0 | A | Unknown |
| MCA Realty, Inc CRD: 318327 | — | 0 | 1 | A | Unknown |
| MCA Securities LLC CRD: 298069 | — | 0 | 0 | A | INACTIVE |
| MCA Trading, LLC CRD: 146992 | — | 0 | 0 | A | INACTIVE |
| Mcadam LLC CRD: 170914 | — | 0 | 101 | A | Unknown |
| Mcap LLC CRD: 139515 | NY | 4 | 4 | B | Active |
| Mcas CRD: 168373 | — | 0 | 1 | A | Unknown |
| Mcauliffe Capital Management CRD: 125807 | — | 0 | 0 | A | Unknown |
| Mcbride Financial CRD: 155741 | — | 0 | 1 | A | Unknown |
| MCC Securities, Inc. CRD: 40776 | — | 0 | 0 | A | INACTIVE |
| MCC Securities, Inc. CRD: 36286 | — | 0 | 0 | A | INACTIVE |
| MCC Wealth CRD: 334330 | — | 0 | 1 | A | Unknown |
| Mccall, Angel B. CRD: 124840 | — | 0 | 0 | A | Unknown |
| Mccarthy & COX Retirement & Estate Specialists LLC CRD: 328478 | — | 0 | 1 | A | Unknown |