Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Chestnut Partners, Inc. CRD: 38387 | MA | 0 | 2 | A | Active |
| Chestnut RUN Capital Partners LP CRD: 335075 | - | 0 | 1 | - | Unknown |
| Chestnut Street Investment Counsel, LLC CRD: 309741 | - | 0 | 1 | - | Unknown |
| Cheswold Lane Asset Management, LLC CRD: 140413 | - | 0 | 0 | - | Unknown |
| Chetan LLC CRD: 337289 | - | 0 | 1 | - | Unknown |
| Cheval Capital, Inc. CRD: 41563 | - | 0 | 0 | A | INACTIVE |
| Chevelon Capital Management LLC CRD: 298609 | - | 0 | 1 | - | Unknown |
| Cheviot Value Management, LLC CRD: 166291 | - | 0 | 5 | - | Unknown |
| Chevron Financial CRD: 321794 | - | 0 | 2 | - | Unknown |
| Chevron Trading LLC CRD: 107410 | - | 0 | 0 | A | INACTIVE |
| Chevy Chase Asset Management LLC CRD: 108415 | - | 0 | 0 | - | Unknown |
| Chevy Chase Financial Services CRD: 14894 | - | 4 | 0 | C | INACTIVE |
| Chevy Chase Trust Company CRD: 110742 | - | 0 | 3 | - | Unknown |
| Cheyenne Ventures Management, LLC CRD: 322521 | - | 0 | 0 | - | Unknown |
| Cheyne Capital Management (UK) LLP CRD: 158991 | - | 0 | 0 | - | Unknown |
| Cheyne Capital SMC Limited CRD: 304782 | - | 0 | 0 | - | Unknown |
| Chez Shea LLC CRD: 334080 | - | 0 | 2 | - | Unknown |
| CHF Wealth Management, LLC CRD: 139331 | - | 0 | 1 | - | Unknown |
| CHI Advisors LLC CRD: 304684 | - | 0 | 0 | - | Unknown |
| CHI-RHO Financial, LLC CRD: 138947 | - | 0 | 2 | - | Unknown |
| Chiarezza Capital Management, LLC CRD: 169290 | - | 0 | 1 | - | Unknown |
| Chiasmus Capital LLC CRD: 298708 | - | 0 | 1 | - | Unknown |
| Chicago Atlantic Advisers, LLC CRD: 311619 | - | 0 | 1 | - | Unknown |
| Chicago Atlantic BDC Advisers, LLC CRD: 312723 | - | 0 | 1 | - | Unknown |
| Chicago Board Brokerage, L.L.C. CRD: 42818 | - | 0 | 0 | A | INACTIVE |
| Chicago Capital Management Advisors, LLC CRD: 123483 | - | 0 | 13 | - | Unknown |
| Chicago Capital Management, L.P. CRD: 44342 | - | 0 | 0 | A | INACTIVE |
| Chicago Capital Management, LLC CRD: 175453 | - | 0 | 1 | - | Unknown |
| Chicago Capital Partners CRD: 282493 | - | 0 | 1 | - | Unknown |
| Chicago Capital, Inc. CRD: 39274 | - | 4 | 0 | C | INACTIVE |
| Chicago Capital, LLC CRD: 291624 | - | 0 | 5 | - | Unknown |
| Chicago Equity Advisors, LLC CRD: 315164 | - | 0 | 1 | - | Unknown |
| Chicago Equity Brokers, LLC CRD: 47650 | - | 0 | 0 | A | INACTIVE |
| Chicago Equity Partners CRD: 109421 | - | 0 | 0 | - | Unknown |
| Chicago Growth Partners, LLC CRD: 160284 | - | 0 | 0 | - | Unknown |
| Chicago Investment Advisory Council, Inc. CRD: 123243 | - | 0 | 1 | - | Unknown |
| Chicago Investment Advisory Group CRD: 142810 | - | 0 | 4 | - | Unknown |
| Chicago Investment Group, LLC CRD: 11853 | - | 18 | 0 | F | INACTIVE |
| Chicago Oakbrook Financial Group CRD: 333344 | - | 0 | 1 | - | Unknown |
| Chicago Pacific Founders CRD: 172960 | - | 0 | 1 | - | Unknown |
| Chicago Partners Investment Group LLC CRD: 147662 | - | 0 | 23 | - | Unknown |
| Chicago Partnership Board, Inc. CRD: 22163 | - | 0 | 0 | A | INACTIVE |
| Chicago River Capital, LLC CRD: 155667 | - | 0 | 1 | - | Unknown |
| Chicago Securities Group CRD: 32049 | - | 3 | 0 | C | INACTIVE |
| Chicago Securities Inc. CRD: 31413 | - | 0 | 0 | A | INACTIVE |
| Chicago Ventures Fund GP, LLC CRD: 170813 | - | 0 | 0 | - | Unknown |
| Chicago Ventures Fund Management, LLC CRD: 321050 | - | 0 | 1 | - | Unknown |
| Chicago Ventures GP II, LLC CRD: 183514 | - | 0 | 0 | - | Unknown |
| Chicago Ventures GP III, LLC CRD: 306541 | - | 0 | 0 | - | Unknown |
| Chicago Wealth Management, Inc. CRD: 112271 | - | 0 | 2 | - | Unknown |