Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Chicane Capital Management, L.P.
CRD: 316243
 - 0 1 - Unknown
Chickasaw Capital Management, LLC
CRD: 127398
 - 0 8 - Unknown
Chickasaw Equities, Inc.
CRD: 18450
 - 0 0 A INACTIVE
Chicoma Peak LLC
CRD: 283777
 - 0 0 - Unknown
Chicora Securities and Investments, Inc,
CRD: 16282
 - 0 0 A INACTIVE
Chicory Wealth
CRD: 290887
 - 0 10 - Unknown
Chieco Capital Management, LLC
CRD: 149539
 - 0 1 - Unknown
Chief Advisors Corp
CRD: 125261
 - 0 7 - Unknown
Chief Capital Management, Inc
CRD: 108753
 - 0 2 - Unknown
Chieftain Capital Management, Inc.
CRD: 152274
 - 0 0 - Unknown
Chien, Josephine
CRD: 131238
 - 0 2 - Unknown
Childfree Wealth
CRD: 316489
 - 0 4 - Unknown
Childress & Co LLC
CRD: 341213
 - 0 1 - Unknown
Childress Capital Advisors, LLC
CRD: 310277
 - 0 1 - Unknown
Childs Investment Group, Inc
CRD: 120123
 - 0 3 - Unknown
Chileno BAY Funds, LLC
CRD: 316122
 - 0 0 - Unknown
Chiles, Heider & Co., Inc.
CRD: 5159
 - 0 0 A INACTIVE
Chilewich, Melvin
CRD: 150290
 - 0 0 - Unknown
Chilian Partners, L.P.
CRD: 27829
 - 0 0 A INACTIVE
Chilian Partners, L.P.
CRD: 309899
 FL 0 2 A Active
Chilmark Financial Advisors
CRD: 125293
 - 0 0 - Unknown
Chilmark Hill Capital LLC
CRD: 158121
 - 0 1 - Unknown
Chilton & Associates, Inc.
CRD: 40691
 - 0 0 A INACTIVE
Chilton Capital Management LLC
CRD: 104592
 - 0 1 - Unknown
Chilton Investment Company, Inc.
CRD: 120107
 - 0 1 - Unknown
Chimborazo Investment Research
CRD: 327113
 - 0 2 - Unknown
Chimera Capital Management LLC
CRD: 299940
 - 0 0 - Unknown
Chimera Securities, LLC
CRD: 147566
 NY 7 2 D Active
Chimera Wealth
CRD: 311674
 - 0 4 - Unknown
Chimney Rock Equity Partners
CRD: 327964
 - 0 1 - Unknown
Chimney Rock Investments, LLC
CRD: 169742
 - 0 0 - Unknown
Chimneyville Investments Group, Incorporated
CRD: 36459
 - 0 0 A INACTIVE
Chin Options, LLC
CRD: 102020
 - 0 0 A INACTIVE
China Alpha Fund Management (HK) Limited
CRD: 217512
 - 0 0 - Unknown
China Asset Management (Hong Kong) Limited
CRD: 166615
 - 0 0 - Unknown
China Bridge Capital International Advisors LLC
CRD: 291198
 - 0 0 - Unknown
China Consumer Management II Limited
CRD: 165035
 - 0 0 - Unknown
China Ecapital Partners, LLC
CRD: 150251
 - 0 0 A INACTIVE
China Everbright Investment Management Limited
CRD: 163000
 - 0 0 - Unknown
China Everbright Assets Management Limited
CRD: 171572
 - 0 0 - Unknown
China Industrial Securities International Asset Ma…
CRD: 175352
 - 0 0 - Unknown
China Renaissance Capital Investment Inc.
CRD: 162102
 - 0 0 - Unknown
Chinea Wealth Management LLC
CRD: 331477
 - 0 2 - Unknown
Chinese & American Investments, Inc.
CRD: 16911
 - 0 0 A INACTIVE
Chinese Abraham Investment Advisors LLC
CRD: 132170
 - 0 1 - Unknown
Chingle
CRD: 171805
 - 0 0 - Unknown
Chingona Ventures Management LLC
CRD: 316482
 - 0 1 - Unknown
Chipchat Technology Group LLC
CRD: 141939
 - 0 1 - Unknown
Chipco Asset Management
CRD: 106820
 - 0 0 - Unknown
Chipser Wealth Management, LLC
CRD: 306396
 - 0 1 - Unknown
Page 301 of 1601 (80,028 total)
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