Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mccartin Financial CRD: 155832 | — | 0 | 0 | A | Unknown |
| Mccarty Money Matters CRD: 316883 | — | 0 | 0 | A | Unknown |
| Mccarty Wealth CRD: 333888 | — | 0 | 1 | A | Unknown |
| Mccay Wealth Advisory LLC CRD: 286503 | — | 0 | 1 | A | Unknown |
| Mcclain Value Management, LLC CRD: 114074 | — | 0 | 1 | A | Unknown |
| Mcclees Investments, Inc. CRD: 18316 | — | 0 | 0 | A | INACTIVE |
| Mcclelland Wesley Wealth Management CRD: 170054 | — | 0 | 1 | A | Unknown |
| Mccloskey & Associates, P.A. CRD: 142883 | — | 0 | 2 | A | Unknown |
| Mccoll Partners, LLC CRD: 119059 | — | 0 | 0 | A | INACTIVE |
| Mccollum Christoferson Group, LLC CRD: 268812 | — | 0 | 2 | A | Unknown |
| Mccormick-O'mara Securities Co. CRD: 6510 | — | 0 | 0 | A | INACTIVE |
| Mccoy, Michael J. CRD: 128469 | — | 0 | 0 | A | INACTIVE |
| Mccuen & Co Inc CRD: 107305 | — | 0 | 0 | A | Unknown |
| Mccutchen Group LLC CRD: 143309 | — | 0 | 0 | A | Unknown |
| MCD-Kissner GP, LLC CRD: 336165 | — | 0 | 1 | A | Unknown |
| Mcdaniel Wealth Management CRD: 166513 | — | 0 | 0 | A | Unknown |
| Mcdermott Advisory Group, LLC CRD: 138768 | — | 0 | 0 | A | Unknown |
| Mcdonald Capital Management CRD: 114531 | — | 0 | 4 | A | Unknown |
| Mcdonell, Mark Robert CRD: 136210 | — | 0 | 1 | A | Unknown |
| Mcdonnell & Co. (NEW York) Inc. CRD: 15520 | — | 0 | 0 | A | INACTIVE |
| Mcdonnell, Inc. CRD: 30080 | — | 0 | 0 | A | INACTIVE |
| Mcelvain Management, LLC CRD: 162346 | — | 0 | 0 | A | Unknown |
| MCF Capital Management LLC CRD: 158808 | — | 0 | 0 | A | Unknown |
| MCG Capital Management, LLC CRD: 120595 | — | 0 | 2 | A | Unknown |
| MCG Equities, LLC CRD: 45304 | — | 0 | 0 | A | INACTIVE |
| MCG Portfolio Management Corp. CRD: 7070 | — | 0 | 0 | A | INACTIVE |
| MCG Securities LLC CRD: 163144 | PA | 0 | 2 | A | Active |
| Mcgaunn & Schwadron, Cpa's, LLC CRD: 130294 | — | 0 | 0 | A | Unknown |
| Mcgee Wealth Management, Inc. CRD: 109847 | — | 0 | 0 | A | Unknown |
| Mcgehee Capital Management CRD: 316733 | — | 0 | 1 | A | Unknown |
| Mcgehee Wealth Management Inc CRD: 283927 | — | 0 | 0 | A | Unknown |
| Mcgibbon Asset Management CRD: 112395 | — | 0 | 0 | A | Unknown |
| Mcgill Investment Advisory CRD: 175243 | — | 0 | 0 | A | Unknown |
| Mcgladrey Capital Markets, LLC CRD: 47639 | — | 0 | 0 | A | INACTIVE |
| Mcglone & Co. CRD: 14717 | — | 0 | 0 | A | INACTIVE |
| Mcgovern, Terrence J CRD: 34556 | — | 0 | 0 | A | INACTIVE |
| Mcgraw,Valeo & Co., Inc. CRD: 13950 | — | 0 | 0 | A | INACTIVE |
| Mcguire Wealth Management CRD: 296271 | — | 0 | 1 | A | Unknown |
| Mcguire, David CRD: 107534 | — | 0 | 0 | A | INACTIVE |
| Mcguire, Michael Patrick CRD: 34686 | — | 0 | 0 | A | INACTIVE |
| Mcham Taylor & Co. CRD: 155378 | — | 0 | 0 | A | Unknown |
| Mchenry Capital, L.L.C. CRD: 136594 | — | 0 | 4 | A | Unknown |
| MCI Asset Management, LLC CRD: 167639 | — | 0 | 0 | A | Unknown |
| MCI Securities, Inc. CRD: 15331 | — | 0 | 0 | A | INACTIVE |
| Mcilrath & ECK, LLC CRD: 145252 | — | 0 | 7 | A | Unknown |
| Mcinnis Group CRD: 142420 | — | 0 | 1 | A | Unknown |
| MCJ Capital Partners CRD: 310067 | — | 0 | 1 | A | Unknown |
| MCJ Venture Management CRD: 310880 | — | 0 | 1 | A | Unknown |
| Mcjohn Investments, Inc. CRD: 25707 | — | 0 | 0 | A | INACTIVE |
| Mckee ATM Income Fund Manager CRD: 326876 | — | 0 | 1 | A | Unknown |