Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Chiral Global Investors LP CRD: 312961 | - | 0 | 0 | - | Unknown |
| Chiratae Advisors Co. Limited CRD: 310232 | - | 0 | 0 | - | Unknown |
| Chiron Capital Management, LLC CRD: 283183 | - | 0 | 0 | - | Unknown |
| Chiron Capital Management, LLC CRD: 308286 | - | 0 | 1 | - | Unknown |
| Chiron Investments, LLC CRD: 133547 | - | 0 | 0 | A | INACTIVE |
| Chiron Securities LLC CRD: 30041 | TX | 0 | 2 | A | Active |
| Chisholm Financial Planning & Investments CRD: 293233 | - | 0 | 1 | - | Unknown |
| Chisholm Wealth Management CRD: 321134 | - | 0 | 1 | - | Unknown |
| Chisos Capital Management LLC CRD: 310937 | - | 0 | 0 | - | Unknown |
| Chisos Capital Management LLC CRD: 338817 | - | 0 | 1 | - | Unknown |
| Chispa VC, LLC CRD: 337836 | - | 0 | 1 | - | Unknown |
| Chitral IV, LLC CRD: 304283 | - | 0 | 0 | - | Unknown |
| Chitral LLC CRD: 281404 | - | 0 | 0 | - | Unknown |
| Chitral V, LLC CRD: 304284 | - | 0 | 0 | - | Unknown |
| Chitral VI, LLC CRD: 304285 | - | 0 | 0 | - | Unknown |
| Chittenden & Company, Inc. CRD: 266786 | - | 0 | 0 | - | Unknown |
| CHJ Wealth Management CRD: 154238 | - | 0 | 1 | - | Unknown |
| Chlastawa, Allan F. CRD: 288859 | - | 0 | 1 | - | Unknown |
| Chlebina Capital CRD: 142376 | - | 0 | 5 | - | Unknown |
| Chloe Capital Manager, LLC CRD: 330081 | - | 0 | 1 | - | Unknown |
| Choc Wealth Management CRD: 332323 | - | 0 | 0 | - | Unknown |
| Choice Equities Capital Partners, LLC CRD: 314905 | - | 0 | 0 | - | Unknown |
| Choice Financial & Insurance Services, Inc. CRD: 312049 | - | 0 | 1 | - | Unknown |
| Choice Investments, Inc. CRD: 17665 | - | 10 | 0 | D | INACTIVE |
| Choice Wealth Advisors LLC CRD: 297745 | - | 0 | 1 | - | Unknown |
| Choice Wealth Management, LLC CRD: 166471 | - | 0 | 1 | - | Unknown |
| Choicetrade CRD: 104021 | NJ | 1 | 3 | B | Active |
| Chokshi & Queen Wealth Advisors CRD: 313833 | - | 0 | 2 | - | Unknown |
| Chora Capital, LLC CRD: 175483 | - | 0 | 0 | - | Unknown |
| Choral Capital Management, LLC CRD: 162062 | - | 0 | 1 | - | Unknown |
| Choreo, LLC CRD: 111221 | - | 0 | 129 | - | Unknown |
| Chorus Capital CRD: 292296 | - | 0 | 0 | - | Unknown |
| Chou Capital Management, LLC CRD: 335110 | - | 0 | 1 | - | Unknown |
| Chow Capital Management CRD: 337663 | - | 0 | 1 | - | Unknown |
| Chow, Raymond K. CRD: 166964 | - | 0 | 0 | - | Unknown |
| CHP Management, Inc. DBA Cardinal Partners CRD: 162054 | - | 0 | 1 | - | Unknown |
| Chris a. Clark Insurance Services, LLC CRD: 288197 | - | 0 | 0 | - | Unknown |
| Chris Belchamber Investment Management, LLC CRD: 126680 | - | 0 | 0 | - | Unknown |
| Chris C Crenshaw Financial Services, LLC CRD: 150166 | - | 0 | 0 | - | Unknown |
| Chris Cruit CRD: 155203 | - | 0 | 0 | - | Unknown |
| Chris Hays Wealth Management LLC CRD: 307786 | - | 0 | 1 | - | Unknown |
| Chris Reddick Financial Planning CRD: 304542 | - | 0 | 1 | - | Unknown |
| Chris Securities Inc. CRD: 4453 | - | 0 | 0 | A | INACTIVE |
| Chris YEH CRD: 165969 | - | 0 | 0 | - | Unknown |
| Chrisken Capital Corp. CRD: 17834 | - | 0 | 0 | A | INACTIVE |
| Christenberry Collet & Company, Inc. CRD: 45977 | - | 0 | 0 | A | INACTIVE |
| Christensen Capital Management, Ltd. CRD: 123046 | - | 0 | 0 | - | Unknown |
| Christensen Capital, LLC CRD: 117699 | - | 0 | 2 | - | Unknown |
| Christensen Group Financial, LLC CRD: 318144 | - | 0 | 2 | - | Unknown |
| Christensen, KIM C CRD: 147142 | - | 0 | 0 | - | Unknown |