Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mckee Wealth Management CRD: 182518 | — | 0 | 1 | A | Unknown |
| Mckeel Capital Management CRD: 142132 | — | 0 | 1 | A | Unknown |
| Mckeige & Co., Inc. CRD: 19802 | — | 0 | 0 | A | INACTIVE |
| Mckenna Cloud & Co. CRD: 1910 | — | 0 | 0 | A | INACTIVE |
| Mckewon & Timmins CRD: 8647 | — | 0 | 0 | A | INACTIVE |
| Mckinley Financial CRD: 282443 | — | 0 | 1 | A | Unknown |
| Mckinley Money, LLC CRD: 145571 | — | 0 | 2 | A | Unknown |
| Mckinley Partners CRD: 284207 | — | 0 | 0 | A | Unknown |
| Mckinney Capital Management CRD: 338774 | — | 0 | 1 | A | Unknown |
| Mckinney-X LLC CRD: 337889 | — | 0 | 1 | A | Unknown |
| Mclaughlin Ryder Investments, Inc. CRD: 147529 | VA | 0 | 3 | A | Active |
| Mclean Asset Management Corp. CRD: 108067 | — | 0 | 11 | A | Unknown |
| Mclean Capital Management CRD: 139060 | — | 0 | 1 | A | Unknown |
| Mclean Investments, Ltd. CRD: 14934 | — | 0 | 0 | A | INACTIVE |
| Mcloud Advisory Services LLC CRD: 309660 | — | 0 | 1 | A | Unknown |
| MCM Advisory, LLC CRD: 143273 | — | 0 | 2 | A | Unknown |
| MCM Financial Corp. CRD: 47919 | — | 0 | 0 | A | INACTIVE |
| MCM Managers, LLC CRD: 283835 | — | 0 | 0 | A | Unknown |
| MCM Securities LLC CRD: 41571 | NY | 1 | 2 | B | Active |
| MCM Securities, L.P. CRD: 145294 | — | 0 | 0 | A | INACTIVE |
| MCM Wealth CRD: 136075 | — | 0 | 4 | A | Unknown |
| Mcmahan Capital Management CRD: 109140 | — | 0 | 2 | A | Unknown |
| Mcmahan Capital Markets L.P. CRD: 30757 | — | 0 | 0 | A | INACTIVE |
| Mcmahon Capital Management CRD: 134785 | — | 0 | 2 | A | Unknown |
| Mcmanemin Wealth Management CRD: 123246 | — | 0 | 0 | A | Unknown |
| Mcmaneus & Co., Inc. CRD: 2743 | — | 0 | 0 | A | INACTIVE |
| Mcmannis Wealth LLC CRD: 330328 | — | 0 | 0 | A | Unknown |
| Mcmanus & Miles Incorporated CRD: 25543 | — | 1 | 0 | B | INACTIVE |
| Mcmill CPA and Advisors CRD: 129015 | — | 0 | 10 | A | Unknown |
| Mcmillan Office, Inc. CRD: 157836 | — | 0 | 1 | A | Unknown |
| Mcmillian Advisor Multi Family Offices CRD: 147970 | — | 0 | 0 | A | Unknown |
| MCN Investment Management Co. CRD: 336515 | — | 0 | 1 | A | Unknown |
| Mcnally, David D. CRD: 122907 | — | 0 | 1 | A | Unknown |
| Mcnaron Group, Inc. CRD: 122580 | — | 0 | 2 | A | Unknown |
| Mcnary Investments CRD: 119663 | — | 0 | 0 | A | Unknown |
| Mcneill Financial Advisory CRD: 288117 | — | 0 | 0 | A | Unknown |
| Mcniel Capital Corp. CRD: 21474 | — | 0 | 0 | A | INACTIVE |
| Mcnulty Wealth Management LLC CRD: 317078 | — | 0 | 0 | A | Unknown |
| Mcof Management LLC CRD: 322219 | — | 0 | 0 | A | Unknown |
| MCP Management, LLC CRD: 174807 | — | 0 | 0 | A | Unknown |
| MCP Management, LP CRD: 324518 | — | 0 | 1 | A | Unknown |
| MCP Securities, LLC CRD: 152669 | NY | 0 | 2 | A | Active |
| Mcpherson & Mayberry Personal Wealth Management CRD: 106731 | — | 0 | 0 | A | Unknown |
| Mcquade, Kathleen Mary CRD: 155892 | — | 0 | 1 | A | Unknown |
| MCR Fund Management LLC CRD: 315098 | — | 0 | 1 | A | Unknown |
| Mcrae Capital Management Inc. CRD: 104567 | — | 0 | 5 | A | Unknown |
| Mcrae Capital Management L.L.C. CRD: 117477 | — | 0 | 1 | A | Unknown |
| MCS Capital Markets LLC CRD: 151337 | NY | 0 | 2 | A | Active |
| Mcsa Securities LLC CRD: 335417 | CT | 0 | 2 | A | Active |
| Mcshane Partners CRD: 107236 | — | 0 | 0 | A | Unknown |