Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Mcsherry & Co., Inc.
CRD: 38448
0 0 A INACTIVE
MCTC Investments Holdings (Hong Kong) Limited
CRD: 334728
0 0 A Unknown
MD Financial Advisors / Vestment Financial
CRD: 168771
0 14 A Unknown
MD Investment Advisors
CRD: 141593
0 1 A Unknown
MD Wealth Management, LLC
CRD: 297823
0 1 A Unknown
MDA Financial, LLC
CRD: 136470
0 0 A Unknown
MDB Capital
CRD: 42677
TX 3 2 B Active
MDD Ventures, LLC
CRD: 327367
0 1 A Unknown
MDNH Partners, L.P.
CRD: 31618
0 0 A INACTIVE
MDR Capital Management LLC
CRD: 166250
0 0 A Unknown
MDRN Capital
CRD: 325950
0 23 A Unknown
MDRN Wealth
CRD: 323177
0 1 A Unknown
MDS Securities, LLC
CRD: 159555
0 0 A INACTIVE
MDTF Trading, LLC
CRD: 46964
0 0 A INACTIVE
MDW Capital Management Corp.
CRD: 330758
0 1 A Unknown
MDX Wealth Management
CRD: 161309
0 8 A Unknown
MDY Trading LLC
CRD: 111527
0 0 A INACTIVE
MDY Trading, LLC
CRD: 127594
0 0 A INACTIVE
ME Financial, PLLC
CRD: 143070
0 1 A Unknown
Mead Capital Management, LLC
CRD: 172416
0 1 A Unknown
Mead Park Management LLC
CRD: 165469
0 0 A Unknown
Mead Wealth Management LLC
CRD: 301568
0 2 A Unknown
Meag NEW York Corporation
CRD: 321962
0 1 A Unknown
Means Wealth Management
CRD: 2748
2 10 B INACTIVE
Mears Money Management
CRD: 277163
0 1 A Unknown
Measured
CRD: 325831
0 0 A Unknown
Measured Financial
CRD: 305720
0 1 A Unknown
Measured Money Maneuvers
CRD: 329939
0 1 A Unknown
MEB Options, LLC
CRD: 113332
2 0 B INACTIVE
Mech Ventures LLC
CRD: 319008
0 0 A Unknown
Meche and Associates LLC
CRD: 323419
0 1 A Unknown
Mechfi
CRD: 319279
0 1 A Unknown
MED Venture Management, LLC
CRD: 335443
0 1 A Unknown
MED-Dent Investment Co.
CRD: 2749
0 0 A INACTIVE
MED-Vest, Inc.
CRD: 15082
0 0 A INACTIVE
Medalist Partners LP
CRD: 292747
0 1 A Unknown
Mederi Capital Management, LP
CRD: 304977
0 1 A Unknown
Media Wealth
CRD: 308446
0 0 A Unknown
Medici
CRD: 315941
0 0 A Unknown
Medici Global Management, LLC
CRD: 305249
0 0 A Unknown
Medley Advisory, LLC
CRD: 309101
0 0 A Unknown
Medtech Investments, Inc.
CRD: 21658
2 0 B INACTIVE
Medtech7 GP, LLC
CRD: 287952
0 0 A Unknown
Meduna & Co., Inc.
CRD: 24940
0 0 A INACTIVE
Meeder Asset Management, Inc.
CRD: 105794
0 1 A Unknown
Meehan, Bernard
CRD: 142437
0 1 A Unknown
Meeks Wealth Management, LLC
CRD: 299703
0 1 A Unknown
Meera Advisory, L.L.C.
CRD: 323191
0 1 A Unknown
Meert/ Zoller Financial Group
CRD: 152627
0 0 A Unknown
MEG Trading LLC
CRD: 42905
0 0 A INACTIVE
Page 303 of 544 (27,152 total)