Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Christensen, King & Associates Investment Services… CRD: 116556 | - | 0 | 5 | - | Unknown |
| Christia LI Roberts CRD: 142133 | - | 0 | 1 | - | Unknown |
| Christian a. Hermo LLC CRD: 154947 | - | 0 | 1 | - | Unknown |
| Christian Brothers Investment Services, Inc. CRD: 104604 | - | 0 | 1 | - | Unknown |
| Christian Curry Batchelder, CFP CRD: 133255 | - | 0 | 2 | - | Unknown |
| Christian Financial Advisors CRD: 165811 | - | 0 | 4 | - | Unknown |
| Christian Financial Services LLC CRD: 15357 | CO | 0 | 2 | A | Active |
| Christian Values Investing, Inc. CRD: 125379 | - | 0 | 1 | - | Unknown |
| Christian Wealth Services LLC CRD: 285128 | - | 0 | 0 | - | Unknown |
| Christina Brokerage Services, Inc. CRD: 17751 | - | 0 | 0 | A | INACTIVE |
| Christina Capital Corporation CRD: 22411 | - | 0 | 0 | A | INACTIVE |
| Christina Securities, Inc. CRD: 7960 | - | 0 | 0 | A | INACTIVE |
| Christine Messmer, P.C. CRD: 121202 | - | 0 | 2 | - | Unknown |
| Christmas Corporation CRD: 282245 | - | 0 | 0 | - | Unknown |
| Christofer Plath Investment Counsel, LLC CRD: 140586 | - | 0 | 0 | - | Unknown |
| Christofferson, Robb & Company CRD: 121299 | - | 0 | 1 | - | Unknown |
| Christopher & Co., LLC CRD: 325504 | - | 0 | 1 | - | Unknown |
| Christopher a. Gaun, CFE, CPA CRD: 148666 | - | 0 | 1 | - | Unknown |
| Christopher B. Morgan CRD: 113483 | - | 0 | 0 | - | Unknown |
| Christopher Capital Corp. CRD: 10798 | - | 0 | 0 | A | INACTIVE |
| Christopher Forbes & Co. L.P. CRD: 33252 | - | 0 | 0 | A | INACTIVE |
| Christopher H. Weed, CPA, Inc CRD: 113452 | - | 0 | 0 | - | Unknown |
| Christopher M. Anderson, CPA CRD: 226653 | - | 0 | 0 | - | Unknown |
| Christopher M. Wheaton Inc. CRD: 134257 | - | 0 | 0 | A | INACTIVE |
| Christopher Maybin Co. Inc. CRD: 6383 | - | 0 | 0 | A | INACTIVE |
| Christopher Trading LLC CRD: 137671 | - | 0 | 0 | A | INACTIVE |
| Christopher Weil & Company, Inc CRD: 6566 | - | 0 | 0 | A | INACTIVE |
| Christopher Weil & Company, Inc. CRD: 22090 | - | 1 | 1 | B | INACTIVE |
| Christy Capital Management, Inc. CRD: 149313 | - | 0 | 13 | - | Unknown |
| Chriya Element 41 Fund LLC CRD: 311928 | - | 0 | 0 | - | Unknown |
| Chromatic Capital Management LLC CRD: 290150 | - | 0 | 0 | - | Unknown |
| Chromatic Capital Management LLC CRD: 300739 | - | 0 | 0 | - | Unknown |
| Chrome Advisors CRD: 311539 | - | 0 | 2 | - | Unknown |
| Chrome Asset Management CRD: 151930 | - | 0 | 0 | - | Unknown |
| Chronicle Advisors LLC CRD: 281806 | - | 0 | 0 | - | Unknown |
| Chronometer Partners LP CRD: 339929 | - | 0 | 1 | - | Unknown |
| Chronos CRD: 289268 | - | 0 | 0 | - | Unknown |
| Chronos Alpha Capital Management, LLC CRD: 282160 | - | 0 | 0 | - | Unknown |
| Chronos Capital Advisors LLC CRD: 283639 | - | 0 | 1 | - | Unknown |
| Chronos Corporation CRD: 142722 | - | 0 | 0 | - | Unknown |
| Chronos Wealth Management, L.L.C. CRD: 299782 | - | 0 | 1 | - | Unknown |
| Chrysadia Financial, LLC CRD: 326813 | - | 0 | 1 | - | Unknown |
| Chrysalis Capital Group, LLC CRD: 138499 | - | 1 | 0 | B | INACTIVE |
| Chrysalis Ventures CRD: 161827 | - | 0 | 1 | - | Unknown |
| Chrysalix Venture Capital CRD: 159843 | - | 0 | 0 | - | Unknown |
| CHS Capital LLC CRD: 155495 | - | 0 | 0 | - | Unknown |
| CHT Group, Inc. CRD: 161842 | - | 0 | 1 | - | Unknown |
| CHU Capital Management L.L.C. CRD: 293727 | - | 0 | 0 | - | Unknown |
| CHU Financial Management Corporation CRD: 133207 | - | 0 | 2 | - | Unknown |
| CHU, Wayne or Stanford Global Capital CRD: 127830 | - | 0 | 0 | - | Unknown |