Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Megalith CRD: 317950 | — | 0 | 1 | A | Unknown |
| Megarian, Inc. CRD: 16171 | — | 0 | 0 | A | INACTIVE |
| Megascans, Inc. CRD: 16196 | — | 0 | 0 | A | INACTIVE |
| Megg Investment, LLC CRD: 329124 | — | 0 | 1 | A | Unknown |
| Meghalaya Partners, L.P. CRD: 226615 | — | 0 | 0 | A | Unknown |
| Mehta Money, LLC CRD: 292885 | — | 0 | 1 | A | Unknown |
| MEI LIN Capital LLC CRD: 322418 | — | 0 | 1 | A | Unknown |
| MEI NEW York, Inc CRD: 140807 | — | 0 | 0 | A | INACTIVE |
| Meier Mitchell & Company CRD: 18042 | — | 0 | 0 | A | INACTIVE |
| Meira Wealth CRD: 108648 | — | 0 | 4 | A | Unknown |
| Meixin Management LLC CRD: 285614 | — | 0 | 0 | A | Unknown |
| Meixner, Walter William 111 CRD: 23656 | — | 0 | 0 | A | INACTIVE |
| MEJ Partners, LLC CRD: 285541 | — | 0 | 0 | A | Unknown |
| Mejola Group, Inc. CRD: 104148 | — | 1 | 0 | B | INACTIVE |
| MEK Securities LLC CRD: 42068 | — | 0 | 0 | A | INACTIVE |
| MEK Securities, LLC CRD: 112066 | — | 1 | 0 | B | INACTIVE |
| MEL Consulting Co. D/B/a MEL & Co CRD: 307834 | — | 0 | 1 | A | Unknown |
| Melaur Corp. CRD: 13565 | — | 0 | 0 | A | INACTIVE |
| Melbourne GSI Corp. CRD: 15446 | — | 0 | 0 | A | INACTIVE |
| Melby Wealth Management CRD: 300147 | — | 0 | 1 | A | Unknown |
| Melchior LLC CRD: 287655 | — | 0 | 0 | A | Unknown |
| Meld Financial, Inc. CRD: 118896 | — | 0 | 5 | A | Unknown |
| Melerine Financial CRD: 334079 | — | 0 | 0 | A | Unknown |
| Melfa Wealth Management, Inc. CRD: 307796 | — | 0 | 0 | A | Unknown |
| Melia Wealth LLC CRD: 145402 | — | 0 | 1 | A | Unknown |
| Meliora Capital CRD: 172367 | — | 0 | 1 | A | Unknown |
| Meliorate Management, LLC CRD: 328908 | — | 0 | 1 | A | Unknown |
| Melissa Matson LLC CRD: 293806 | — | 0 | 1 | A | Unknown |
| Melius Investments LLC CRD: 306901 | — | 0 | 1 | A | Unknown |
| Melius Research CRD: 312314 | — | 0 | 3 | A | Unknown |
| Mellen Money Management LLC CRD: 285818 | — | 0 | 0 | A | Unknown |
| Mellig Group, LLC CRD: 283152 | — | 0 | 4 | A | Unknown |
| Mellin Asset Management, Inc. CRD: 111884 | — | 0 | 0 | A | Unknown |
| Melo OUT Financial, LLC CRD: 338179 | — | 0 | 1 | A | Unknown |
| Melody Capital Management LLC CRD: 167953 | — | 0 | 0 | A | Unknown |
| Melvin Capital Management LP CRD: 173228 | — | 0 | 0 | A | Unknown |
| MEM Investments CRD: 144893 | — | 0 | 2 | A | Unknown |
| Membermap CRD: 152523 | — | 0 | 0 | A | Unknown |
| Members Advisory Group, LLC CRD: 153723 | — | 0 | 1 | A | Unknown |
| Members Wealth LLC CRD: 323778 | — | 0 | 2 | A | Unknown |
| Memphre Investments, L.P. CRD: 312864 | — | 0 | 1 | A | Unknown |
| Menai Asset Management LLC CRD: 313689 | — | 0 | 1 | A | Unknown |
| Mendel Money Management Inc CRD: 105974 | — | 0 | 2 | A | Unknown |
| Mendes Wealth Management, LLC CRD: 315950 | — | 0 | 0 | A | Unknown |
| Mendoza Wealth Management CRD: 144605 | — | 0 | 2 | A | Unknown |
| Menlo Equities CRD: 162139 | — | 0 | 1 | A | Unknown |
| Menlo Equities V LLC CRD: 162169 | — | 0 | 0 | A | Unknown |
| Menlo Group, LLC CRD: 308522 | — | 0 | 1 | A | Unknown |
| Menlo Ventures CRD: 161248 | — | 0 | 1 | A | Unknown |
| Menlo Ventures CRD: 283999 | — | 0 | 1 | A | Unknown |