Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Chuck Fisher CRD: 126730 | - | 0 | 0 | - | Unknown |
| Chugg Wealth Strategies, LLC CRD: 284215 | - | 0 | 1 | - | Unknown |
| Chui Ventures Management Co, LLC CRD: 325298 | - | 0 | 0 | - | Unknown |
| Chuisano and Albert, L.L.C. CRD: 123358 | - | 0 | 1 | - | Unknown |
| Chukerman, Robert IRA CRD: 34092 | - | 0 | 0 | A | INACTIVE |
| Chung WU Investment Group, LLC CRD: 170362 | - | 0 | 1 | - | Unknown |
| Church Builders Plan, Inc. CRD: 39297 | - | 0 | 0 | A | INACTIVE |
| Church Capital CRD: 167443 | - | 0 | 1 | - | Unknown |
| Church Fiduciary LLC CRD: 317177 | - | 0 | 0 | - | Unknown |
| Church Investment Group CRD: 169910 | - | 0 | 0 | - | Unknown |
| Church Organizers Foundation CRD: 284458 | - | 0 | 1 | - | Unknown |
| Church Street Securities Corp. CRD: 29134 | - | 1 | 0 | B | INACTIVE |
| Church, Gregory, Adams Securities Corporation CRD: 6954 | - | 3 | 0 | C | INACTIVE |
| Church, Stable, Worthington, Inc. CRD: 19778 | - | 0 | 0 | A | INACTIVE |
| Churchill Asset Management LLC CRD: 175092 | - | 0 | 1 | - | Unknown |
| Churchill Capital USA, Inc. CRD: 143278 | NY | 0 | 5 | A | Active |
| Churchill DLC Advisor LLC CRD: 304945 | - | 0 | 1 | - | Unknown |
| Churchill Equity Inc CRD: 163133 | - | 0 | 0 | - | Unknown |
| Churchill Financial, LLC CRD: 39462 | KY | 1 | 2 | B | Active |
| Churchill Investment Corporation CRD: 13262 | - | 0 | 0 | A | INACTIVE |
| Churchill Management Group CRD: 109651 | - | 0 | 0 | - | Unknown |
| Churchill Ncpe Advisor LLC CRD: 338431 | - | 0 | 1 | - | Unknown |
| Churchill Pcif Advisor LLC CRD: 329140 | - | 0 | 1 | - | Unknown |
| Churchill Research Inc. CRD: 142372 | - | 0 | 1 | - | Unknown |
| Churchill Stateside Securities, LLC CRD: 154603 | IL | 0 | 5 | A | Active |
| Churchill Steele, Inc. CRD: 28107 | - | 0 | 0 | A | INACTIVE |
| CHV Capital, Inc. CRD: 162811 | - | 0 | 0 | - | Unknown |
| CHV Management, LLC CRD: 301854 | - | 0 | 1 | - | Unknown |
| Chvell Trading LLC CRD: 132285 | - | 0 | 0 | A | INACTIVE |
| CHXBD, LLC CRD: 166757 | - | 0 | 0 | A | INACTIVE |
| CI Brightworth Private Wealth CRD: 109569 | - | 0 | 0 | - | Unknown |
| CI Capital Partners CRD: 156863 | - | 0 | 1 | - | Unknown |
| CI Doyle Private Wealth, LLC CRD: 134503 | - | 0 | 0 | - | Unknown |
| CI Global Investments Inc. CRD: 156752 | - | 0 | 1 | - | Unknown |
| CI Investments, Inc. CRD: 38173 | - | 4 | 0 | C | INACTIVE |
| CIA Securities Inc. CRD: 14556 | - | 0 | 0 | A | INACTIVE |
| Ciaston Financial Group LLC CRD: 338579 | - | 0 | 1 | - | Unknown |
| Cibao Wealth Management CRD: 332022 | - | 0 | 2 | - | Unknown |
| Cibc Global Asset Management CRD: 106508 | - | 0 | 0 | - | Unknown |
| Cibc Trading (Delaware Corp.) CRD: 42682 | - | 0 | 0 | A | INACTIVE |
| Cibc Wood Gundy Securities Corp. CRD: 3801 | - | 0 | 0 | A | INACTIVE |
| Cibc World Markets Corp. CRD: 630 | NY | 162 | 6 | F | Active |
| Cibest Capital Advisory Services LLC CRD: 317663 | - | 0 | 1 | - | Unknown |
| Cibest Capital Securities, LLC CRD: 316232 | FL | 0 | 4 | A | Active |
| Cibolo Energy Partners, LLC CRD: 287596 | - | 0 | 1 | - | Unknown |
| Cibra Capital LLC CRD: 334678 | - | 0 | 1 | - | Unknown |
| Cibra Capital Ltd CRD: 334693 | - | 0 | 0 | - | Unknown |
| Cibus Capital LLP CRD: 289206 | - | 0 | 0 | - | Unknown |
| Cibus Investments II Limited CRD: 317302 | - | 0 | 0 | - | Unknown |
| CIC Capital CRD: 28644 | - | 0 | 0 | A | INACTIVE |