CRD #630 · FINRA BrokerCheck + SEC IAPD

Cibc World Markets Corp.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cibc World Markets Corp. ranks #31 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #11 of 868 on the same disclosure sort used on the state browse page. Cibc World Markets Corp. carries 162 BrokerCheck disclosures across 6 branch offices - heavy load for a small firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
6
branch offices
162
disclosures
#31 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 630 Cibc World Markets Corp.

Cibc World Markets Corp. · Grade F · 162 disc · 27.00/office · Small firm

  • CRD 630
  • GRADE F
  • DISC 162
  • REG 76
  • ARB 86
  • CIV 0
  • BRANCH 6
  • PER-OFF 27.00
  • RANK #31 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: ABN Amro Clearing USA LLC (27.67 disc/office)

ABN Amro Clearing USA LLC27.67Wilson-Davis & Co., Inc.29.00Dash Financial Technolo…23.00Cibc World Markets … (this)27.00
Disclosures per office among small firm peers (lower is cleaner)

Cibc World Markets Corp. ranks #31 of 20,055 by disclosure count among graded broker-dealers; heavy load at 27.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

6 offices

FINRA: Large firm

Total disclosures

162 events

On FINRA BrokerCheck

Regulatory events

76 actions

47% of all disclosures

Disclosures per office

27.00 per office

162 ÷ 6 offices

Disclosure Intensity

Disclosures per branch office, the firm's disclosure load relative to its operating footprint.

Cibc World Markets Corp. - disclosures per branch office 100.0%
Typical multi-office firm

Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 76
Arbitrations 86
Civil Events 0
Total 162

Counts for Cibc World Markets Corp. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 76 Arbitration 86 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY, 10017
Formed
07/31/1969
State of Formation
Delaware
CRD Number
630
SEC Number
18333

Heavy disclosure book

Cibc World Markets Corp. in the heavier-disclosure third

Cibc World Markets Corp. carries 162 BrokerCheck disclosures across 6 branch offices - a heavier-third raw book among graded firms (#31 of 20,055). Mix is 76 regulatory, 86 arbitration, and 0 civil (47% regulator share).

Cibc World Markets Corp. ranks #31 of 20,055 by BrokerCheck disclosure count among graded firms (162 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Cibc World Markets Corp.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 19× state average

Cibc World Markets Corp. sits above the New York disclosure average

Cibc World Markets Corp. reports 162 BrokerCheck disclosures, 19× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Cibc World Markets Corp. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cibc World Markets Corp. ranks #31 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #11 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Cibc World Markets Corp.?
A grade of F reflects Cibc World Markets Corp.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 162 total disclosures across 6 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Cibc World Markets Corp. have?
Cibc World Markets Corp. has 162 total FINRA disclosures, including 76 regulatory events, 86 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cibc World Markets Corp.?
Cibc World Markets Corp. operates 6 branch offices and is classified by FINRA as a large firm, registered in NY (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cibc World Markets Corp.'s disciplinary record?
You can verify Cibc World Markets Corp.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 630. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Cibc World Markets Corp.'s 162 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Cibc World Markets Corp. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Cibc World Markets Corp. carries 162 disclosures across 6 branch offices (about 27.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Cibc World Markets Corp., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.