Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Menocal & Co. CRD: 31152 | — | 0 | 0 | A | INACTIVE |
| Menon/Brown Advisory Group CRD: 127508 | — | 0 | 2 | A | Unknown |
| Meow Advisory, LLC CRD: 321099 | — | 0 | 1 | A | Unknown |
| MEP Capital Management, LLC CRD: 304299 | — | 0 | 1 | A | Unknown |
| MER Capital Management, LLC CRD: 300869 | — | 0 | 1 | A | Unknown |
| Mercato Partners CRD: 163142 | — | 0 | 0 | A | Unknown |
| Mercator Asset Management LP CRD: 107332 | — | 0 | 0 | A | Unknown |
| Mercator Partners CRD: 318911 | — | 0 | 1 | A | Unknown |
| Mercer Allied Corporation CRD: 7829 | — | 0 | 0 | A | INACTIVE |
| Mercer Alternatives Advisers (US) AG CRD: 161264 | — | 0 | 0 | A | Unknown |
| Mercer Asset Management, Inc. CRD: 115660 | — | 0 | 0 | A | Unknown |
| Mercer Investments LLC CRD: 133449 | — | 0 | 1 | A | Unknown |
| Merchant Advisory, Inc. CRD: 117143 | — | 0 | 0 | A | Unknown |
| Merchant Capital, L.L.C. CRD: 5680 | — | 6 | 0 | D | INACTIVE |
| Mercurius Media Capital LLC CRD: 333421 | — | 0 | 1 | A | Unknown |
| Mercury Advisory, LLC CRD: 308960 | — | 0 | 3 | A | Unknown |
| Mercury Capital Markets LLC CRD: 120674 | — | 0 | 0 | A | INACTIVE |
| Mercury Fund CRD: 163879 | — | 0 | 1 | A | Unknown |
| Mercury Partners USA, LLC CRD: 161015 | — | 0 | 1 | A | Unknown |
| Mercury Securities CRD: 13668 | — | 0 | 0 | A | INACTIVE |
| Meredith Securities Corp. CRD: 14265 | — | 0 | 0 | A | INACTIVE |
| Merels Capital CRD: 339181 | — | 0 | 2 | A | Unknown |
| Mergent Wealth, LLC CRD: 313559 | — | 0 | 1 | A | Unknown |
| Mericka & Co., Inc. CRD: 570 | — | 8 | 0 | D | INACTIVE |
| Meridian Advisory Services CRD: 118971 | — | 0 | 0 | A | Unknown |
| Meridian Asset Management CRD: 309728 | — | 0 | 1 | A | Unknown |
| Meridian Asset Management, Inc. CRD: 29223 | — | 2 | 0 | B | INACTIVE |
| Meridian Investments CRD: 158276 | — | 0 | 0 | A | Unknown |
| Meridian United Capital, LLC CRD: 122924 | — | 0 | 0 | A | INACTIVE |
| Meridian Wealth Management CRD: 285853 | — | 0 | 3 | A | Unknown |
| Meridiana CRD: 306237 | — | 0 | 1 | A | Unknown |
| Merino Wealth Management CRD: 317535 | — | 0 | 2 | A | Unknown |
| Merion Realty Advisers, LLC CRD: 158507 | — | 0 | 1 | A | Unknown |
| Merit Capital Corporation CRD: 7670 | — | 0 | 0 | A | INACTIVE |
| Merit Investment Management CRD: 149663 | — | 0 | 1 | A | Unknown |
| Merit Wealth Management, LLC CRD: 148591 | — | 0 | 0 | A | Unknown |
| Meritage Group LP CRD: 142622 | — | 0 | 1 | A | Unknown |
| Meritage Wealth Management CRD: 311884 | — | 0 | 1 | A | Unknown |
| Meritam CRD: 242794 | — | 0 | 0 | A | Unknown |
| Merited Wealth, LLC CRD: 299549 | — | 0 | 2 | A | Unknown |
| Meritor Capital CRD: 313102 | — | 0 | 1 | A | Unknown |
| Meritquest Group, Inc. CRD: 13669 | — | 0 | 0 | A | INACTIVE |
| Meritt J Finer CRD: 112459 | — | 0 | 0 | A | Unknown |
| Meritus Wealth CRD: 313780 | — | 0 | 0 | A | Unknown |
| Meritz Asset Management Co., Ltd. CRD: 281962 | — | 0 | 0 | A | Unknown |
| Merk Investments LLC CRD: 112305 | — | 0 | 2 | A | Unknown |
| Merl Investments LLC CRD: 340399 | — | 0 | 1 | A | Unknown |
| Merlin Asset Management CRD: 284790 | — | 0 | 1 | A | Unknown |
| Merlin Ventures CRD: 334993 | — | 0 | 1 | A | Unknown |
| Merner Research CRD: 15405 | — | 0 | 0 | A | INACTIVE |