Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CIC Capital, Inc. CRD: 20752 | - | 0 | 0 | A | INACTIVE |
| CIC Investment Consultants, LLC CRD: 125459 | - | 0 | 2 | - | Unknown |
| CIC Market Solutions, Inc. CRD: 47069 | NY | 0 | 2 | A | Active |
| CIC Wealth, LLC CRD: 290198 | - | 0 | 0 | - | Unknown |
| CIC, LLC CRD: 311969 | - | 0 | 1 | - | Unknown |
| Cicada Securities CRD: 314109 | CT | 0 | 2 | A | Active |
| Cicc Alpha Investment Management (USA), LLC CRD: 289848 | - | 0 | 1 | - | Unknown |
| Cicc Alpha Investment Management Holding Limited CRD: 287706 | - | 0 | 0 | - | Unknown |
| Cicc Investment Advisory Company Limited CRD: 162748 | - | 0 | 0 | - | Unknown |
| Cicc US Securities, Inc. CRD: 143221 | NY | 1 | 2 | B | Active |
| Cicchetti, Anthony N. CRD: 292244 | - | 0 | 1 | - | Unknown |
| Cicero Capital Partners CRD: 152885 | - | 0 | 0 | - | Unknown |
| Ciclad Gestion CRD: 162003 | - | 0 | 0 | - | Unknown |
| Ciclo Wealth LLC CRD: 312016 | - | 0 | 1 | - | Unknown |
| CID Capital II, Inc. CRD: 160776 | - | 0 | 1 | - | Unknown |
| CID Capital, Inc. CRD: 161430 | - | 0 | 0 | - | Unknown |
| Cidco Investment Services, Inc. CRD: 10769 | - | 0 | 0 | A | INACTIVE |
| Cidel Asset Management Inc CRD: 172640 | - | 0 | 0 | - | Unknown |
| Cider Mill Investments LP CRD: 282875 | - | 0 | 0 | - | Unknown |
| CIF Advisors Inc. CRD: 306645 | - | 0 | 1 | - | Unknown |
| CIF Management Inc. CRD: 322747 | - | 0 | 1 | - | Unknown |
| Cifc Asset Management LLC CRD: 159172 | - | 0 | 1 | - | Unknown |
| Cifc Investment Management LLC CRD: 107050 | - | 0 | 1 | - | Unknown |
| Cifc Private Credit Management LLC CRD: 334020 | - | 0 | 1 | - | Unknown |
| Cifcoin Global Finance Inc. CRD: 339250 | - | 0 | 1 | - | Unknown |
| CIG Asset Management CRD: 319466 | - | 0 | 2 | - | Unknown |
| CIG Asset Management, Inc. CRD: 123609 | - | 0 | 1 | - | Unknown |
| CIG Securities CRD: 129864 | MI | 0 | 2 | A | Active |
| Cigna Benefits Financing, Inc. CRD: 153670 | CT | 0 | 2 | A | Active |
| Cigna Capital Brokerage, Inc. CRD: 21387 | - | 0 | 0 | A | INACTIVE |
| Cigna Investments, Inc. CRD: 105811 | - | 0 | 1 | - | Unknown |
| Cigx, LLC CRD: 149934 | - | 0 | 3 | - | Unknown |
| CIM CRD: 283978 | - | 0 | 1 | - | Unknown |
| CIM Advisers, LLC CRD: 148639 | - | 0 | 0 | - | Unknown |
| CIM Capital IC Management, LLC CRD: 301416 | - | 0 | 1 | - | Unknown |
| CIM Capital SA Management, LLC CRD: 306166 | - | 0 | 1 | - | Unknown |
| CIM Capital, LLC CRD: 277038 | - | 0 | 1 | - | Unknown |
| CIM Securities, LLC CRD: 120852 | AK | 4 | 2 | B | Active |
| CIM Trading LLC CRD: 120394 | - | 6 | 0 | D | INACTIVE |
| Cima Financial CRD: 339356 | - | 0 | 1 | - | Unknown |
| Cimarron Capital Associates II, LLC CRD: 324731 | - | 0 | 2 | - | Unknown |
| Cimarron Capital Management, LLC CRD: 283375 | - | 0 | 1 | - | Unknown |
| Cimarron Healthcare Capital, LLC CRD: 282387 | - | 0 | 1 | - | Unknown |
| Cimarron Resources, LLC CRD: 127689 | - | 0 | 0 | A | INACTIVE |
| Cimas, LLC CRD: 132263 | NY | 0 | 3 | A | Active |
| Cimino Wealth Advisors CRD: 282208 | - | 0 | 0 | - | Unknown |
| Cimmaron Securities Corporation CRD: 17107 | - | 0 | 0 | A | INACTIVE |
| Cincap Asset Management CRD: 311605 | - | 0 | 2 | - | Unknown |
| Cincap Investment Group, LLC CRD: 118392 | OH | 0 | 2 | A | Active |
| Cincinnati Analysts, Inc. CRD: 5478 | - | 9 | 0 | D | INACTIVE |