Branch offices
2 offices
FINRA: Small firm
CRD #118392 · FINRA BrokerCheck + SEC IAPD
Cincap Investment Group, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cincap Investment Group, LLC ranks #7,811 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #35 of 57 on the same disclosure sort used on the state browse page. Cincap Investment Group, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #7,811 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 118392 Cincap Investment Group, LLC
Cincap Investment Group, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 118392
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #7,811 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Cincap Investment Group, LLC ranks #7,811 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Cincap Investment Group, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Cincinnati, OH
- CRD Number
- 118392
Clean BrokerCheck surface
Cincap Investment Group, LLC's clean BrokerCheck surface
Cincap Investment Group, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Cincap Investment Group, LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Cincap Investment Group, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Ohio cohort · 0.00× state average
Cincap Investment Group, LLC sits below the Ohio disclosure average
Cincap Investment Group, LLC reports 0 BrokerCheck disclosures, 0.00× the Ohio average of 4.1, lighter than most of the 57 graded firms filed there.
In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Cincap Investment Group, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cincap Investment Group, LLC ranks #7,811 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #35 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Cincap Investment Group, LLC?
A grade of A means Cincap Investment Group, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Cincap Investment Group, LLC have?
Cincap Investment Group, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cincap Investment Group, LLC?
Cincap Investment Group, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in OH (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cincap Investment Group, LLC's disciplinary record?
You can verify Cincap Investment Group, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 118392. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Cincap Investment Group, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Cincap Investment Group, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Cincap Investment Group, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Cincap Investment Group, LLC's 0.00
- Firms in OH - state roster that includes Cincap Investment Group, LLC's registration home.
- How to Vet a Financial Advisor - Use Cincap Investment Group, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Cincap Investment Group, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Cincap Investment Group, LLC.
- Compare firms - put Cincap Investment Group, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.