Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cincinnatus Ventures LLC CRD: 312456 | - | 0 | 0 | - | Unknown |
| Cincotta & Co. CRD: 7305 | - | 0 | 0 | A | INACTIVE |
| Cinctive Capital Management LP CRD: 304726 | - | 0 | 1 | - | Unknown |
| Cincytech CRD: 306295 | - | 0 | 1 | - | Unknown |
| Cincytech, LLC CRD: 284743 | - | 0 | 1 | - | Unknown |
| Cinnaire Development Finance Management, LLC CRD: 167666 | - | 0 | 1 | - | Unknown |
| Cinque Partners LLC CRD: 159789 | - | 0 | 0 | - | Unknown |
| Cintrifuse Capital CRD: 166973 | - | 0 | 1 | - | Unknown |
| Cinven Capital Management (V) General Partner Limi… CRD: 163481 | - | 0 | 0 | - | Unknown |
| Cinven Capital Management (VI) General Partner Lim… CRD: 284350 | - | 0 | 0 | - | Unknown |
| Cinven Capital Management (VII) General Partner Li… CRD: 306018 | - | 0 | 0 | - | Unknown |
| Cinven Limited CRD: 163484 | - | 0 | 0 | - | Unknown |
| Cinven Limited CRD: 323818 | - | 0 | 0 | - | Unknown |
| Cinven, Inc. CRD: 323534 | - | 0 | 1 | - | Unknown |
| CIO Capital Group LLC CRD: 336490 | - | 0 | 2 | - | Unknown |
| CIO Wealth Management, Inc. CRD: 313576 | - | 0 | 1 | - | Unknown |
| Cion Ares Management, LLC CRD: 284930 | - | 0 | 1 | - | Unknown |
| Cion Grosvenor Management, LLC CRD: 330199 | - | 0 | 1 | - | Unknown |
| Cion Investment Management II, LLC CRD: 298441 | - | 0 | 1 | - | Unknown |
| Cion Securities, LLC CRD: 15487 | NY | 3 | 3 | B | Active |
| Ciovacco Capital Management CRD: 125071 | - | 0 | 1 | - | Unknown |
| CIP Advisors, LLC CRD: 338119 | - | 0 | 1 | - | Unknown |
| CIP Capital CRD: 160700 | - | 0 | 1 | - | Unknown |
| CIP Capital Management, LLC CRD: 321225 | - | 0 | 1 | - | Unknown |
| Cipher Capital LP CRD: 159898 | - | 0 | 0 | - | Unknown |
| Cipher Chain Capital, LLC CRD: 319434 | - | 0 | 1 | - | Unknown |
| Cipher Technologies CRD: 299437 | - | 0 | 0 | - | Unknown |
| Cipher Technologies, LLC CRD: 290883 | - | 0 | 0 | - | Unknown |
| Cipio Partners CRD: 286480 | - | 0 | 0 | - | Unknown |
| Cipio Partners CRD: 306835 | - | 0 | 0 | - | Unknown |
| Cira SCM, LLC CRD: 134956 | - | 0 | 0 | - | Unknown |
| Circa Capital, LLC CRD: 158694 | - | 0 | 2 | - | Unknown |
| Circle Advisers Inc CRD: 110818 | - | 0 | 1 | - | Unknown |
| Circle City Capital Partners CRD: 327892 | - | 0 | 0 | - | Unknown |
| Circle City Wealth Advisors LLC CRD: 283904 | - | 0 | 0 | - | Unknown |
| Circle City Wealth Management LLC CRD: 291604 | - | 0 | 1 | - | Unknown |
| Circle Lane Capital LP CRD: 283697 | - | 0 | 0 | - | Unknown |
| Circle N Advisors, LLC CRD: 271027 | - | 0 | 1 | - | Unknown |
| Circle Properties,Ltd. CRD: 14563 | - | 0 | 0 | A | INACTIVE |
| Circle R Wealth LLC CRD: 135993 | - | 0 | 1 | - | Unknown |
| Circle Road Advisors LP CRD: 283476 | - | 0 | 0 | - | Unknown |
| Circle Seven Securities, Inc. CRD: 10623 | - | 0 | 0 | A | INACTIVE |
| Circle Wealth Management, LLC CRD: 142878 | - | 0 | 9 | - | Unknown |
| Circleup CRD: 161785 | - | 0 | 0 | A | INACTIVE |
| Circleup CRD: 173380 | - | 0 | 0 | - | Unknown |
| Circleup Credit Fund Advisors, LLC CRD: 300450 | - | 0 | 0 | - | Unknown |
| Circuit Wealth LLC CRD: 335718 | - | 0 | 1 | - | Unknown |
| Circular CRD: 316106 | - | 0 | 0 | - | Unknown |
| Circularis Partners LP CRD: 290146 | - | 0 | 0 | - | Unknown |
| Circularity Capital CRD: 318186 | - | 0 | 0 | - | Unknown |