Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Merriman
CRD: 166580
0 0 A Unknown
Merrin Capital Corp.
CRD: 37916
0 0 A INACTIVE
Merritt Point Partners LLC
CRD: 298680
0 0 A Unknown
Merritt Wealth Management, LLC
CRD: 306129
0 0 A Unknown
Mersereau, Lazenby & Rockas, L.L.C.
CRD: 126139
0 3 A Unknown
Mertz Capital
CRD: 307305
0 1 A Unknown
Mertz Mergers, Inc.
CRD: 24601
0 0 A INACTIVE
Meru Capital
CRD: 158044
0 0 A Unknown
Merwin Capital Management LLC
CRD: 170319
0 0 A Unknown
Mesa + Associates I, L.L.C.
CRD: 165229
0 1 A Unknown
Mesa Lane Capital LLC
CRD: 333735
0 1 A Unknown
Mesa Verde Ventures II, LLC
CRD: 170722
0 0 A Unknown
Mesa Wealth LLC
CRD: 326967
0 0 A Unknown
Mesa Wealth Management
CRD: 285861
0 1 A Unknown
Mesec & Mesec, LLC
CRD: 116523
0 0 A Unknown
Mesecher, Keith
CRD: 119404
0 1 A Unknown
Mesirow RE-IA, Inc.
CRD: 328098
0 1 A Unknown
Meson Quantitative Management LLC
CRD: 332226
0 1 A Unknown
Meta Alpha
CRD: 286332
0 0 A Unknown
Meta Tdex US Inc.
CRD: 335478
0 1 A Unknown
Meta Wealth Advisory
CRD: 338023
0 1 A Unknown
Meta4 Fund Management, LLC
CRD: 322986
0 1 A Unknown
Metacapital Management, L.P.
CRD: 138405
0 1 A Unknown
Metalmark Management II LLC
CRD: 132008
0 1 A Unknown
Metamatic Group LLC
CRD: 322938
0 1 A Unknown
Metaplanet Management LLC
CRD: 339143
0 0 A Unknown
Metaprop
CRD: 297815
0 1 A Unknown
Metas Investments, LLC
CRD: 312584
0 0 A Unknown
Metasense
CRD: 331502
0 0 A Unknown
Metaswap Inc
CRD: 335790
0 1 A Unknown
Metis Capital Management LLC
CRD: 133198
0 1 A Unknown
Metis Wealth Advisory Group
CRD: 118831
0 0 A Unknown
Metis Wealth Management, LLC
CRD: 174406
0 0 A Unknown
Metolius Investments, Inc.
CRD: 16037
0 0 A INACTIVE
Metric Asset Management Limited Partnership
CRD: 167387
0 0 A Unknown
Metrica Partners PTE. Ltd.
CRD: 310434
0 0 A Unknown
Metrics Money Management, LLC
CRD: 146125
0 0 A Unknown
Metris Capital
CRD: 332578
0 1 A Unknown
Metro Capital MGMT LLC
CRD: 339191
0 1 A Unknown
Metta Wealth Management, LLC
CRD: 143572
0 0 A Unknown
Metz Capital Management LLC
CRD: 108382
0 2 A Unknown
MEV Value LLC
CRD: 281507
0 1 A Unknown
Mexus Wealth Management
CRD: 334394
0 1 A Unknown
Meyer Capital Group
CRD: 105897
0 0 A Unknown
Meyer Capital Management LLC.
CRD: 106904
0 2 A Unknown
Meyer Capital Management, Inc.
CRD: 164890
0 0 A Unknown
Meyer Global Management LLC
CRD: 317220
0 1 A Unknown
Meyer Investment Advisory
CRD: 128742
0 0 A Unknown
Meyer Keith Management, LLC
CRD: 323046
0 1 A Unknown
Meyer, Donald E
CRD: 104992
0 0 A INACTIVE
Page 306 of 544 (27,152 total)