Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Circulate Capital Management PTE. Ltd. CRD: 304837 | - | 0 | 0 | - | Unknown |
| Cire Securities CRD: 32170 | - | 0 | 0 | A | INACTIVE |
| Cirera Capital Limited CRD: 306276 | - | 0 | 0 | - | Unknown |
| Ciro Capital LLC CRD: 329576 | - | 0 | 1 | - | Unknown |
| Cirrus Capital LLC CRD: 288297 | - | 0 | 2 | - | Unknown |
| Cirrus Capital Management, LLC CRD: 128698 | - | 0 | 1 | - | Unknown |
| Cirrus OIL & GAS Capital Management LP CRD: 328366 | - | 0 | 1 | - | Unknown |
| Cirrus OIL & GAS LLC CRD: 328721 | - | 0 | 1 | - | Unknown |
| Cirrus Real Estate Partners CRD: 323210 | - | 0 | 1 | - | Unknown |
| Cirrus Research, LLC CRD: 143800 | - | 0 | 2 | A | INACTIVE |
| Cirrus Wealth Management CRD: 282108 | - | 0 | 0 | - | Unknown |
| Cirsia Impact CRD: 297968 | - | 0 | 0 | - | Unknown |
| CIS Advisors, LLC CRD: 317651 | - | 0 | 0 | - | Unknown |
| CIS Investment Corporation CRD: 16503 | - | 0 | 0 | A | INACTIVE |
| CIS Securities, Inc. CRD: 114670 | - | 17 | 0 | F | INACTIVE |
| Cisf Securities (USA), Inc. CRD: 42007 | - | 0 | 0 | A | INACTIVE |
| Citadel Advisors LLC CRD: 148826 | - | 0 | 1 | - | Unknown |
| Citadel Capital Group, Inc. CRD: 12976 | - | 0 | 0 | A | INACTIVE |
| Citadel Capital Management CRD: 125585 | - | 0 | 0 | - | Unknown |
| Citadel Clearing LLC CRD: 172693 | FL | 0 | 2 | A | Active |
| Citadel Equities Corp. CRD: 18282 | - | 0 | 0 | A | INACTIVE |
| Citadel Investment Advisory Inc CRD: 110540 | - | 0 | 1 | - | Unknown |
| Citadel Securities Corp. CRD: 14968 | - | 0 | 0 | A | INACTIVE |
| Citadel Securities LLC CRD: 116797 | FL | 76 | 7 | D | Active |
| Citadel Trading Group L.L.C. CRD: 24514 | - | 0 | 0 | A | INACTIVE |
| Citation CRD: 326828 | - | 0 | 1 | - | Unknown |
| Citation Financial Group, L.P. CRD: 28305 | - | 3 | 0 | C | INACTIVE |
| Citation Securities, Inc. CRD: 13966 | - | 0 | 0 | A | INACTIVE |
| Citco Mutual Fund Distributors, Inc. CRD: 41920 | - | 0 | 0 | A | INACTIVE |
| Citco Securities Inc. CRD: 153974 | - | 0 | 1 | A | Active |
| Citco Securities, LLC CRD: 37945 | - | 0 | 0 | A | INACTIVE |
| Citi Distribution Services, Inc. CRD: 29244 | - | 1 | 0 | B | INACTIVE |
| Citi Order Routing and Execution, LLC CRD: 103768 | - | 17 | 0 | F | INACTIVE |
| Citibrokerage, Inc. CRD: 18031 | - | 0 | 0 | A | INACTIVE |
| Citic Capital China Real Estate GP Limited CRD: 162117 | - | 0 | 0 | - | Unknown |
| Citic Capital China Real Estate Management Limited CRD: 162115 | - | 0 | 0 | - | Unknown |
| Citic Securities International USA, LLC CRD: 158266 | NY | 0 | 2 | A | Active |
| Citicorp Scrimgeour Vickers International, Inc. CRD: 8207 | - | 0 | 0 | A | INACTIVE |
| Citicorp Securities Services, Inc. CRD: 15387 | NY | 2 | 2 | B | Active |
| Citicorp Securities, Inc. CRD: 7474 | - | 0 | 0 | A | INACTIVE |
| Citigroup Alternative Investments LLC CRD: 119537 | - | 0 | 1 | - | Unknown |
| Citigroup Derivatives Markets Inc. CRD: 133084 | - | 20 | 0 | F | INACTIVE |
| Citigroup Geneva Capital Strategies Inc. CRD: 104454 | - | 0 | 0 | A | INACTIVE |
| Citigroup Global Markets Inc. CRD: 7059 | NY | 1233 | 2,867 | C | Active |
| Citigroup Global Markets Puerto Rico Inc. CRD: 40586 | - | 0 | 0 | A | INACTIVE |
| Citistreet Equities LLC CRD: 7447 | - | 4 | 0 | C | INACTIVE |
| Citium Wealth Management, LLC CRD: 138593 | - | 0 | 0 | - | Unknown |
| Citiwest Capital Corporation CRD: 113301 | - | 0 | 2 | - | Unknown |
| Citiwide Securities Corp. CRD: 10707 | - | 0 | 0 | A | INACTIVE |
| Citizen Capital LLC CRD: 326736 | - | 0 | 0 | - | Unknown |