Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Citizen Mint Advisors LLC CRD: 322686 | - | 0 | 0 | - | Unknown |
| CITIZEN.VC Management Group, LLC CRD: 226633 | - | 0 | 0 | - | Unknown |
| Citizens Brokerage Services, Inc. CRD: 17666 | - | 0 | 0 | A | INACTIVE |
| Citizens Brokerage Services,Inc. CRD: 13856 | - | 0 | 0 | A | INACTIVE |
| Citizens Capital Markets CRD: 277073 | - | 0 | 0 | A | INACTIVE |
| Citizens Fidelity Capital Markets, Inc. CRD: 17625 | - | 0 | 0 | A | INACTIVE |
| Citizens Financial Securities Corporation CRD: 10775 | - | 0 | 0 | A | INACTIVE |
| Citizens JMP Securities, LLC CRD: 22208 | CA | 6 | 23 | C | Active |
| Citizens Private Wealth CRD: 106743 | - | 0 | 73 | - | Unknown |
| Citizens Securities, Inc. CRD: 39550 | RI | 22 | 1,046 | B | Active |
| Cito Capital Advisors LLC CRD: 152131 | - | 0 | 2 | - | Unknown |
| Citrin Cooperman Wealth Management, LLC CRD: 317528 | - | 0 | 7 | - | Unknown |
| Citrin Cooperman Wealth Management, LP CRD: 146374 | - | 0 | 0 | - | Unknown |
| Citrine & Gold LLC CRD: 328183 | - | 0 | 1 | - | Unknown |
| Citrine Capital CRD: 171735 | - | 0 | 4 | - | Unknown |
| Citrine Securities, LLC CRD: 281924 | - | 0 | 0 | - | Unknown |
| Citron Capital, LLC CRD: 288001 | - | 0 | 0 | - | Unknown |
| Citta Capital Management, LLC CRD: 322343 | - | 0 | 1 | - | Unknown |
| Cittica CRD: 169874 | - | 0 | 0 | - | Unknown |
| City Associates Investment Corporation CRD: 15725 | - | 0 | 0 | A | INACTIVE |
| City Capital Advisors, LLC CRD: 143528 | IL | 0 | 2 | A | Active |
| City Capital Management L.L.C. CRD: 114580 | - | 0 | 2 | - | Unknown |
| City Center Advisors, LLC CRD: 203513 | - | 0 | 6 | - | Unknown |
| City Different Investments CRD: 310982 | - | 0 | 8 | - | Unknown |
| City Financial Corporation CRD: 34940 | - | 0 | 0 | A | INACTIVE |
| City Financial Investment Company Limited CRD: 165155 | - | 0 | 0 | - | Unknown |
| City Hill Ventures, LLC CRD: 165981 | - | 0 | 1 | - | Unknown |
| City Investment Advisors, Inc. CRD: 123145 | - | 0 | 2 | - | Unknown |
| City Light Capital Management III, LLC CRD: 296787 | - | 0 | 1 | - | Unknown |
| City of London Investment Management Company Limit… CRD: 110986 | - | 0 | 0 | - | Unknown |
| City on a Hill Investment Strategies LLC CRD: 291282 | - | 0 | 0 | - | Unknown |
| City Point Wealth Management CRD: 170644 | - | 0 | 0 | - | Unknown |
| City Securities Corporation CRD: 1459 | - | 14 | 0 | D | INACTIVE |
| Citymark Capital Management Company LLC CRD: 291405 | - | 0 | 1 | - | Unknown |
| Cityrock Venture Partners CRD: 288571 | - | 0 | 1 | - | Unknown |
| Cityview Management Services, LLC CRD: 158370 | - | 0 | 1 | - | Unknown |
| Civc Partners CRD: 157330 | - | 0 | 1 | - | Unknown |
| Civic Capital Advisors, LLC CRD: 156033 | - | 0 | 0 | - | Unknown |
| Civic Capital Group CRD: 164672 | - | 0 | 0 | - | Unknown |
| Civil Impact Fund CRD: 305334 | - | 0 | 0 | - | Unknown |
| Civilization Ventures CRD: 291059 | - | 0 | 0 | - | Unknown |
| Civilization Ventures Management, LLC CRD: 314911 | - | 0 | 1 | - | Unknown |
| Civitas Capital Management, LLC CRD: 319105 | - | 0 | 1 | - | Unknown |
| Civitas EB-5 Capital CRD: 167469 | - | 0 | 0 | - | Unknown |
| Civitas Financial CRD: 299505 | - | 0 | 0 | - | Unknown |
| Civitas Financial LLC CRD: 338379 | - | 0 | 4 | - | Unknown |
| Civog Capital Advisors, LLC CRD: 325770 | - | 0 | 0 | - | Unknown |
| Civvy Wealth LLC CRD: 318865 | - | 0 | 1 | - | Unknown |
| CJ Financial CRD: 339461 | - | 0 | 1 | - | Unknown |
| CJ Perry Financial CRD: 330703 | - | 0 | 1 | - | Unknown |