Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MGH Asset Management CRD: 139254 | — | 0 | 0 | A | Unknown |
| MGI Securities, Inc. CRD: 24002 | — | 0 | 0 | A | INACTIVE |
| MGJ, LLC CRD: 311436 | — | 0 | 1 | A | Unknown |
| MGM Innova CAP Management LLC CRD: 301918 | — | 0 | 1 | A | Unknown |
| MGM LLC CRD: 136725 | — | 0 | 0 | A | Unknown |
| MGO Securities Corp. CRD: 37584 | OH | 0 | 2 | A | Active |
| MGP Capital Management, Inc. CRD: 130488 | — | 0 | 0 | A | Unknown |
| MGP Wealth Management, LLC CRD: 150315 | — | 0 | 0 | A | Unknown |
| MGT Investments, LLC CRD: 315572 | — | 0 | 1 | A | Unknown |
| MGU Advisory, LLC CRD: 306250 | — | 0 | 1 | A | Unknown |
| MGV Capital LLC CRD: 311703 | — | 0 | 1 | A | Unknown |
| MGX Fund Management Limited CRD: 334247 | — | 0 | 0 | A | Unknown |
| MH Advisory Services LLC CRD: 171653 | — | 0 | 1 | A | Unknown |
| MH Investment Management Inc CRD: 108961 | — | 0 | 1 | A | Unknown |
| MH Wealth Management CRD: 310248 | — | 0 | 1 | A | Unknown |
| MHA Financial Corp CRD: 7462 | — | 2 | 8 | B | INACTIVE |
| MHK Capital Management LLC CRD: 336329 | — | 0 | 1 | A | Unknown |
| MHL Investments CRD: 2535 | UT | 1 | 4 | B | Active |
| MHM Fund Management, LLC CRD: 330476 | — | 0 | 0 | A | Unknown |
| MHP Asset Management CRD: 139995 | — | 0 | 3 | A | Unknown |
| MHR Fund Management LLC CRD: 157212 | — | 0 | 1 | A | Unknown |
| MHS Advisory Services, LLC CRD: 174590 | — | 0 | 5 | A | Unknown |
| MHS Capital Management II LLC CRD: 170950 | — | 0 | 1 | A | Unknown |
| MHS Capital Management, LLC CRD: 163096 | — | 0 | 1 | A | Unknown |
| MI4 Capital, LLC CRD: 314658 | — | 0 | 1 | A | Unknown |
| MIA LEE Financial CRD: 332504 | — | 0 | 1 | A | Unknown |
| Miac Capital Markets LLC CRD: 172661 | — | 0 | 0 | A | INACTIVE |
| Miagf CRD: 294321 | — | 0 | 0 | A | Unknown |
| Miai, Inc. CRD: 111695 | — | 0 | 3 | A | Unknown |
| Miami Wealth Management ® CRD: 298416 | — | 0 | 0 | A | Unknown |
| MIC Capital Management UK LLP CRD: 316617 | — | 0 | 0 | A | Unknown |
| Micai Ltd. CRD: 281836 | — | 0 | 0 | A | Unknown |
| Micamold Management, LLC CRD: 289038 | — | 0 | 1 | A | Unknown |
| Micek Investments, Inc. CRD: 15859 | — | 0 | 0 | A | INACTIVE |
| Michael a. Grozdanoff, MBA, CPA CRD: 125015 | — | 0 | 0 | A | Unknown |
| Michael E. Hunter CRD: 135910 | — | 0 | 0 | A | Unknown |
| Michael E. Pizzo, Sole Proprietor CRD: 133691 | — | 0 | 0 | A | INACTIVE |
| Michael H. Combs CRD: 154519 | — | 0 | 0 | A | Unknown |
| Michael J.D. Mccall, LLC CRD: 126981 | — | 0 | 1 | A | Unknown |
| Michael Keith Parish CRD: 114548 | — | 0 | 1 | A | Unknown |
| Michael L. Ball, CPA, LLC CRD: 126647 | — | 0 | 2 | A | Unknown |
| Michael M. George, Inc. CRD: 15994 | — | 0 | 0 | A | INACTIVE |
| Michael Macdonald Financial Management, Inc, CRD: 286417 | — | 0 | 0 | A | Unknown |
| Michael P. O'keefe Inc. CRD: 32721 | — | 0 | 0 | A | INACTIVE |
| Michael R. Mccoy RIA, LLC CRD: 173703 | — | 0 | 0 | A | Unknown |
| Michelle R. Miller CPA, CFP, PC CRD: 114936 | — | 0 | 0 | A | Unknown |
| Michels Family Financial, LLC CRD: 319311 | — | 0 | 2 | A | Unknown |
| Michigan Angel Fund Managing Member LLC CRD: 309869 | — | 0 | 0 | A | Unknown |
| Michigan Asset Management L.L.C. CRD: 142658 | — | 0 | 0 | A | Unknown |
| Michigan Elab CRD: 169374 | — | 0 | 1 | A | Unknown |