CRD #22208 · FINRA BrokerCheck + SEC IAPD

Citizens JMP Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Citizens JMP Securities, LLC ranks #1,149 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #14 of 279 on the same disclosure sort used on the state browse page. Citizens JMP Securities, LLC carries 6 BrokerCheck disclosures across 23 branch offices - moderate load for a mid-sized firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
23
branch offices
6
disclosures
#1,149 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 22208 Citizens JMP Securities, LLC

Citizens JMP Securities, LLC · Grade C · 6 disc · 0.26/office · Mid-sized firm

  • CRD 22208
  • GRADE C
  • DISC 6
  • REG 6
  • ARB 0
  • CIV 0
  • BRANCH 23
  • PER-OFF 0.26
  • RANK #1,149 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Southeast Investments, N.C., Inc. (0.26 disc/office)

Southeast Investments, …0.26BCG Securities, Inc.0.28Voya Financial Partners…0.24Citizens JMP Securi… (this)0.26
Disclosures per office among mid-sized firm peers (lower is cleaner)

Citizens JMP Securities, LLC ranks #1,149 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.26 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

23 offices

FINRA: Medium firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

6 actions

100% of all disclosures

Disclosures per office

0.26 per office

6 ÷ 23 offices

Citizens JMP Securities, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 73% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 6
Arbitrations 0
Civil Events 0
Total 6

Counts for Citizens JMP Securities, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 6 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
San Francisco, CA
CRD Number
22208

Regulator-heavy mix

Citizens JMP Securities, LLC in the heavier-disclosure third

Citizens JMP Securities, LLC carries 6 BrokerCheck disclosures across 23 branch offices - a heavier-third raw book among graded firms (#1,149 of 20,055). Regulator-initiated events are 100% of the book (6 regulatory / 0 arbitration / 0 civil).

100% of Citizens JMP Securities, LLC's 6 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Citizens JMP Securities, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

California cohort · 2.93× state average

Citizens JMP Securities, LLC sits above the California disclosure average

Citizens JMP Securities, LLC reports 6 BrokerCheck disclosures, 2.93× the California average of 2.1 across 279 graded firms with a principal-office state on file.

In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Citizens JMP Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Citizens JMP Securities, LLC ranks #1,149 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #14 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Citizens JMP Securities, LLC?
A grade of C reflects Citizens JMP Securities, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 6 total disclosures across 23 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Citizens JMP Securities, LLC have?
Citizens JMP Securities, LLC has 6 total FINRA disclosures, including 6 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Citizens JMP Securities, LLC?
Citizens JMP Securities, LLC operates 23 branch offices and is classified by FINRA as a medium firm, registered in CA (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Citizens JMP Securities, LLC's disciplinary record?
You can verify Citizens JMP Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 22208. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Citizens JMP Securities, LLC's 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Citizens JMP Securities, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Citizens JMP Securities, LLC carries 6 disclosures across 23 branch offices (about 0.26 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Citizens JMP Securities, LLC, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Southeast Investments, N.C., Inc. (NC) - 0.26 disclosures/office, nearest mid-sized firm peer to Citizens JMP Securities, LLC's 0.26
  • BCG Securities, Inc. (NJ) - 0.28 disclosures/office, nearest mid-sized firm peer to Citizens JMP Securities, LLC's 0.26
  • Voya Financial Partners, LLC (CT) - 0.24 disclosures/office, nearest mid-sized firm peer to Citizens JMP Securities, LLC's 0.26
  • Firms in CA - state roster that includes Citizens JMP Securities, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like Citizens JMP Securities, LLC.
  • Reading BrokerCheck Reports - How Citizens JMP Securities, LLC's 0.26 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Citizens JMP Securities, LLC.
  • Compare firms - put Citizens JMP Securities, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.