CRD #104343 · FINRA BrokerCheck + SEC IAPD

Colorado Financial Service Corporation

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Colorado Financial Service Corporation ranks #2,058 of 20,055 by disclosure count (most disclosures first). Among firms registered in CO, it ranks #11 of 56 on the same disclosure sort used on the state browse page. Colorado Financial Service Corporation carries 3 BrokerCheck disclosures across 23 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
23
branch offices
3
disclosures
#2,058 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104343 Colorado Financial Service Corporation

Colorado Financial Service Corporation · Grade B · 3 disc · 0.13/office · Mid-sized firm

  • CRD 104343
  • GRADE B
  • DISC 3
  • REG 3
  • ARB 0
  • CIV 0
  • BRANCH 23
  • PER-OFF 0.13
  • RANK #2,058 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Frost Brokerage Services, Inc. (0.13 disc/office)

Frost Brokerage Service…0.13Mutual Securities, Inc.0.13Chelsea Financial Services0.13Colorado Financial … (this)0.13
Disclosures per office among mid-sized firm peers (lower is cleaner)

Colorado Financial Service Corporation ranks #2,058 of 20,055 by disclosure count among graded broker-dealers; light load at 0.13 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

23 offices

FINRA: Small firm

Total disclosures

3 events

On FINRA BrokerCheck

Regulatory events

3 actions

100% of all disclosures

Disclosures per office

0.13 per office

3 ÷ 23 offices

Colorado Financial Service Corporation vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 83% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 3
Arbitrations 0
Civil Events 0
Total 3

Counts for Colorado Financial Service Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 3 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Centennial, CO
CRD Number
104343

Regulator-heavy mix

Colorado Financial Service Corporation in the heavier-disclosure third

Colorado Financial Service Corporation carries 3 BrokerCheck disclosures across 23 branch offices - a heavier-third raw book among graded firms (#2,058 of 20,055). Regulator-initiated events are 100% of the book (3 regulatory / 0 arbitration / 0 civil).

100% of Colorado Financial Service Corporation's 3 disclosures are regulator-initiated (3 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Colorado Financial Service Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Colorado cohort · 1.98× state average

Colorado Financial Service Corporation sits above the Colorado disclosure average

Colorado Financial Service Corporation reports 3 BrokerCheck disclosures, 1.98× the Colorado average of 1.5 across 56 graded firms with a principal-office state on file.

In Colorado, 37 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Colorado state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Colorado Financial Service Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Colorado Financial Service Corporation ranks #2,058 of 20,055 by disclosure count (most disclosures first). Among firms registered in CO, it ranks #11 of 56 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Colorado Financial Service Corporation?
A grade of B reflects Colorado Financial Service Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 3 total disclosures across 23 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Colorado Financial Service Corporation have?
Colorado Financial Service Corporation has 3 total FINRA disclosures, including 3 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Colorado Financial Service Corporation?
Colorado Financial Service Corporation operates 23 branch offices and is classified by FINRA as a small firm, registered in CO (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Colorado Financial Service Corporation's disciplinary record?
You can verify Colorado Financial Service Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104343. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Colorado Financial Service Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Colorado Financial Service Corporation carries 3 disclosures across 23 branch offices (about 0.13 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Colorado Financial Service Corporation, both outside CO so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Frost Brokerage Services, Inc. (TX) - 0.13 disclosures/office, nearest mid-sized firm peer to Colorado Financial Service Corporation's 0.13
  • Mutual Securities, Inc. (CA) - 0.13 disclosures/office, nearest mid-sized firm peer to Colorado Financial Service Corporation's 0.13
  • Chelsea Financial Services (NY) - 0.13 disclosures/office, nearest mid-sized firm peer to Colorado Financial Service Corporation's 0.13
  • Firms in CO - state roster that includes Colorado Financial Service Corporation's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Colorado Financial Service Corporation.
  • Reading BrokerCheck Reports - How Colorado Financial Service Corporation's 0.13 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Colorado Financial Service Corporation.
  • Compare firms - put Colorado Financial Service Corporation next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.