CRD #17465 · FINRA BrokerCheck + SEC IAPD

Frost Brokerage Services, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Frost Brokerage Services, Inc. ranks #1,200 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #18 of 189 on the same disclosure sort used on the state browse page. Frost Brokerage Services, Inc. carries 6 BrokerCheck disclosures across 45 branch offices - light load for a mid-sized firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
45
branch offices
6
disclosures
#1,200 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 17465 Frost Brokerage Services, Inc.

Frost Brokerage Services, Inc. · Grade B · 6 disc · 0.13/office · Mid-sized firm

  • CRD 17465
  • GRADE B
  • DISC 6
  • REG 4
  • ARB 1
  • CIV 1
  • BRANCH 45
  • PER-OFF 0.13
  • RANK #1,200 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Colorado Financial Service Corporation (0.13 disc/office)

Colorado Financial Serv…0.13Hantz Financial Service…0.14NBC Securities, Inc.0.14Frost Brokerage Ser… (this)0.13
Disclosures per office among mid-sized firm peers (lower is cleaner)

Frost Brokerage Services, Inc. ranks #1,200 of 20,055 by disclosure count among graded broker-dealers; light load at 0.13 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

45 offices

FINRA: Medium firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

4 actions

67% of all disclosures

Disclosures per office

0.13 per office

6 ÷ 45 offices

Frost Brokerage Services, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 83% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 4
Arbitrations 1
Civil Events 1
Total 6

Counts for Frost Brokerage Services, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 4 Arbitration 1 Civil 1

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
San Antonio, TX
CRD Number
17465

Lower disclosures per office

Frost Brokerage Services, Inc. in the heavier-disclosure third

Frost Brokerage Services, Inc. carries 6 BrokerCheck disclosures across 45 branch offices - a heavier-third raw book among graded firms (#1,200 of 20,055). Regulator-initiated events are 67% of the book (4 regulatory / 1 arbitration / 1 civil).

Frost Brokerage Services, Inc. runs 0.13 disclosures per branch office (cleaner than 83% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Frost Brokerage Services, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Texas cohort · 1.48× state average

Frost Brokerage Services, Inc. sits above the Texas disclosure average

Frost Brokerage Services, Inc. reports 6 BrokerCheck disclosures, 1.48× the Texas average of 4.0 across 189 graded firms with a principal-office state on file.

In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Frost Brokerage Services, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Frost Brokerage Services, Inc. ranks #1,200 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #18 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Frost Brokerage Services, Inc.?
A grade of B reflects Frost Brokerage Services, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 6 total disclosures across 45 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Frost Brokerage Services, Inc. have?
Frost Brokerage Services, Inc. has 6 total FINRA disclosures, including 4 regulatory events, 1 arbitration, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Frost Brokerage Services, Inc.?
Frost Brokerage Services, Inc. operates 45 branch offices and is classified by FINRA as a medium firm, registered in TX (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Frost Brokerage Services, Inc.'s disciplinary record?
You can verify Frost Brokerage Services, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 17465. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Frost Brokerage Services, Inc.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Frost Brokerage Services, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Frost Brokerage Services, Inc. carries 6 disclosures across 45 branch offices (about 0.13 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Frost Brokerage Services, Inc., both outside TX so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.