Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Michigan Money Management Advisers, LLC CRD: 173780 | — | 0 | 0 | A | Unknown |
| Mickey Barreto Missions-Manhattan Securities CRD: 305805 | — | 0 | 0 | A | Unknown |
| Micro Strategy Mavens Ltd. CRD: 287833 | — | 0 | 0 | A | Unknown |
| Micro Trade LLC CRD: 46257 | — | 1 | 0 | B | INACTIVE |
| Microplace, Inc. CRD: 143403 | — | 0 | 0 | A | INACTIVE |
| Microvest Securities Corp. CRD: 41547 | — | 0 | 0 | A | INACTIVE |
| MID-Market Securities, LLC CRD: 126750 | — | 2 | 0 | B | INACTIVE |
| MID-Ohio Securities Corp CRD: 6634 | — | 12 | 0 | D | INACTIVE |
| MID-South Securities, Inc. CRD: 15036 | — | 0 | 0 | A | INACTIVE |
| MID-State Securities Corp. CRD: 10266 | — | 0 | 0 | A | INACTIVE |
| Midas CRD: 277066 | — | 0 | 0 | A | Unknown |
| Midas Capital Management CRD: 334335 | — | 0 | 1 | A | Unknown |
| Midas Financial CRD: 170712 | — | 0 | 0 | A | Unknown |
| Middlemiss Partners L.P. CRD: 38994 | — | 0 | 0 | A | INACTIVE |
| Middleton Advisory CRD: 155334 | — | 0 | 1 | A | Unknown |
| Midland Management Corp. CRD: 6677 | — | 0 | 0 | A | INACTIVE |
| Midland Wealth Management CRD: 324997 | — | 0 | 18 | A | Unknown |
| Midlantic Securities Corp. CRD: 17036 | — | 0 | 0 | A | INACTIVE |
| Midmark Investments, Inc. CRD: 163607 | — | 0 | 0 | A | Unknown |
| Midocean US Advisor, L.P. CRD: 151488 | — | 0 | 1 | A | Unknown |
| Midtown Partners CRD: 104223 | — | 6 | 0 | D | INACTIVE |
| Midwest Asset Management, Inc. CRD: 113282 | — | 0 | 2 | A | Unknown |
| Midwest Financial CRD: 169855 | — | 0 | 0 | A | Unknown |
| Midwest Managed Money Services, Ltd. CRD: 124109 | — | 0 | 0 | A | Unknown |
| Midwest Partners LLC CRD: 103995 | — | 0 | 0 | A | INACTIVE |
| Midwest Wealth Management Inc. CRD: 298787 | — | 0 | 0 | A | Unknown |
| Mietzner Wealth Management CRD: 335645 | — | 0 | 0 | A | Unknown |
| Mifi Wealth, LLC CRD: 149291 | — | 0 | 1 | A | Unknown |
| MIG Capital, LLC CRD: 160782 | — | 0 | 1 | A | Unknown |
| MIG Securities, Inc CRD: 22708 | — | 0 | 0 | A | INACTIVE |
| Mighty OAK Management LLC CRD: 127645 | — | 0 | 2 | A | Unknown |
| Miibg, LLC CRD: 310779 | — | 0 | 0 | A | Unknown |
| MIK Capital, LP CRD: 299929 | — | 0 | 0 | A | Unknown |
| MIK Capital, LP CRD: 176532 | — | 0 | 0 | A | Unknown |
| Mika Equities CRD: 19502 | — | 0 | 0 | A | INACTIVE |
| Mikam Investments CRD: 32226 | — | 0 | 0 | A | INACTIVE |
| Mike Robinson, Inc. CRD: 15597 | — | 0 | 0 | A | INACTIVE |
| Mikel Wealth Management CRD: 331825 | — | 0 | 1 | A | Unknown |
| Mikus Capital Management, Inc. CRD: 113636 | — | 0 | 0 | A | Unknown |
| Milance Wealth Management CRD: 289594 | — | 0 | 0 | A | Unknown |
| Mile High Wealth Management CRD: 300010 | — | 0 | 0 | A | Unknown |
| Mile Wealth Management CRD: 288519 | — | 0 | 1 | A | Unknown |
| Milepost Capital Management CRD: 283208 | — | 0 | 0 | A | Unknown |
| Miles Brown Asset Management CRD: 283960 | — | 0 | 3 | A | Unknown |
| Miles Wealth Management, L.L.C. CRD: 166621 | — | 0 | 1 | A | Unknown |
| Milestone Advisors LLC CRD: 112481 | — | 1 | 0 | B | INACTIVE |
| Milestone Managers LLC CRD: 162434 | — | 0 | 0 | A | Unknown |
| Milestone Money CRD: 319203 | — | 0 | 1 | A | Unknown |
| Milestone Wealth CRD: 292797 | — | 0 | 1 | A | Unknown |
| Milk ST. Investment Corp. CRD: 15608 | — | 0 | 0 | A | INACTIVE |