Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Clarendon Capital Management LLC CRD: 163321 | - | 0 | 0 | - | Unknown |
| Clarendon Capital, LLC CRD: 298698 | - | 0 | 1 | - | Unknown |
| Clarendon Insurance Agency, Inc. CRD: 7395 | MA | 0 | 3 | A | Active |
| Clarendon Private LLC CRD: 316616 | - | 0 | 2 | - | Unknown |
| Claret Asset Management Corp CRD: 110453 | - | 0 | 0 | - | Unknown |
| Clarified Wealth Advisory CRD: 329226 | - | 0 | 1 | - | Unknown |
| Clarify Health Management LLC CRD: 315506 | - | 0 | 0 | - | Unknown |
| Clarify Wealth Management CRD: 172355 | - | 0 | 0 | - | Unknown |
| Clarion Advisors Inc. CRD: 131081 | - | 0 | 1 | - | Unknown |
| Clarion Call Capital CRD: 333446 | - | 0 | 1 | - | Unknown |
| Clarion Capital Partners, LLC CRD: 157038 | - | 0 | 1 | - | Unknown |
| Clarion Capital U.S. Inc. CRD: 44968 | - | 0 | 0 | A | INACTIVE |
| Clarion Partners CRD: 108803 | - | 0 | 2 | - | Unknown |
| Clarion Partners Europe (U.K.) Limited CRD: 322463 | - | 0 | 0 | - | Unknown |
| Clarion Partners Europe Limited CRD: 322449 | - | 0 | 0 | - | Unknown |
| Clarion River Adventures, LLC CRD: 333466 | - | 0 | 2 | - | Unknown |
| Claris Advisors LLC CRD: 126037 | - | 0 | 0 | A | INACTIVE |
| Claris Advisors, LLC CRD: 166357 | - | 0 | 1 | - | Unknown |
| Claris Financial, LLC CRD: 168503 | - | 0 | 3 | - | Unknown |
| Claritas Advisors, LLC CRD: 334055 | - | 0 | 1 | - | Unknown |
| Claritas Capital CRD: 329689 | - | 0 | 1 | - | Unknown |
| Clariti Wealth Advisors CRD: 104804 | - | 0 | 2 | - | Unknown |
| Clarity Advisors CRD: 330701 | - | 0 | 1 | - | Unknown |
| Clarity Advisors Group, Inc. CRD: 308324 | - | 0 | 1 | - | Unknown |
| Clarity Asset Management, Inc. CRD: 115699 | - | 0 | 1 | - | Unknown |
| Clarity Capital Advisors, LLC CRD: 282405 | - | 0 | 1 | - | Unknown |
| Clarity Capital KCPS Ltd CRD: 160662 | - | 0 | 0 | - | Unknown |
| Clarity Capital Management LLC CRD: 290179 | - | 0 | 2 | - | Unknown |
| Clarity Capital Partners CRD: 129898 | - | 0 | 0 | - | Unknown |
| Clarity Council Financial, LLC CRD: 306858 | - | 0 | 1 | - | Unknown |
| Clarity Cross Border Planning CRD: 337443 | - | 0 | 0 | - | Unknown |
| Clarity Diversified Alternatives Portfolio Managem… CRD: 281428 | - | 0 | 0 | - | Unknown |
| Clarity Financial CRD: 307264 | - | 0 | 1 | - | Unknown |
| Clarity Financial CRD: 321702 | - | 0 | 1 | - | Unknown |
| Clarity Financial CRD: 158541 | - | 0 | 1 | - | Unknown |
| Clarity Financial Design CRD: 316258 | - | 0 | 2 | - | Unknown |
| Clarity Financial Group, Inc. CRD: 290465 | - | 0 | 0 | - | Unknown |
| Clarity Financial Organization, LLC CRD: 311905 | - | 0 | 1 | - | Unknown |
| Clarity Financial, LLC CRD: 170816 | - | 0 | 2 | - | Unknown |
| Clarity Northwest Wealth Management, LLC CRD: 168938 | - | 0 | 2 | - | Unknown |
| Clarity Retirement & Wealth, LLC CRD: 337718 | - | 0 | 1 | - | Unknown |
| Clarity Retirement Advisers, LLC CRD: 169298 | - | 0 | 0 | - | Unknown |
| Clarity Securities, Inc. CRD: 104406 | - | 1 | 0 | B | INACTIVE |
| Clarity Wealth Advisors CRD: 157913 | - | 0 | 1 | - | Unknown |
| Clarity Wealth Development, LLC CRD: 155103 | - | 0 | 2 | - | Unknown |
| Clarity Wealth Management LLC CRD: 323062 | - | 0 | 1 | - | Unknown |
| Clarity Wealth Management, Inc. CRD: 153258 | - | 0 | 0 | - | Unknown |
| Clarity Wealth Management, L.L.C. CRD: 284874 | - | 0 | 1 | - | Unknown |
| Clarity Wealth Management, LLC CRD: 140206 | - | 0 | 0 | - | Unknown |
| Clarity Wealth Partners CRD: 338840 | - | 0 | 2 | - | Unknown |