Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mill Asset Management, Inc. CRD: 112372 | — | 0 | 0 | A | Unknown |
| Mill Capital Management, LLC CRD: 312798 | — | 0 | 1 | A | Unknown |
| Mill City Capital Corporation CRD: 19847 | — | 0 | 0 | A | INACTIVE |
| Mill City Capital, L.P. CRD: 162652 | — | 0 | 0 | A | Unknown |
| Mill Hill Management CRD: 331309 | — | 0 | 1 | A | Unknown |
| Millais USA LLC CRD: 292969 | — | 0 | 0 | A | Unknown |
| Millar Financial CRD: 136334 | — | 0 | 0 | A | Unknown |
| Millenco LLC CRD: 33726 | — | 0 | 0 | A | INACTIVE |
| Millennial Help CRD: 283084 | — | 0 | 0 | A | Unknown |
| Millennial Wealth CRD: 289970 | — | 0 | 4 | A | Unknown |
| Millennials-Money, LLC CRD: 281458 | — | 0 | 0 | A | Unknown |
| Millennium Management LLC CRD: 158117 | — | 0 | 1 | A | Unknown |
| Millennium Securities Corp. CRD: 31695 | — | 10 | 0 | D | INACTIVE |
| Miller Buckfire & Co., LLC CRD: 104156 | — | 0 | 0 | A | INACTIVE |
| Miller Capital CRD: 124489 | — | 0 | 1 | A | Unknown |
| Miller Capital Advisory, Inc. CRD: 112169 | — | 0 | 0 | A | Unknown |
| Miller Capital Management CRD: 298554 | — | 0 | 0 | A | Unknown |
| Miller Capital Markets, LLC CRD: 136077 | — | 0 | 0 | A | INACTIVE |
| Miller Financial Corp. CRD: 13759 | — | 1 | 0 | B | INACTIVE |
| Miller Wealth Management CRD: 297590 | — | 0 | 0 | A | Unknown |
| Miller, Bernard & Yolanda CRD: 32732 | — | 0 | 0 | A | INACTIVE |
| Miller, Donald CRD: 172120 | — | 0 | 0 | A | Unknown |
| Miller, Kenton, JAY CRD: 36853 | — | 0 | 0 | A | INACTIVE |
| Miller, Kirk James CRD: 40158 | — | 0 | 0 | A | INACTIVE |
| Miller, Steven Orval CRD: 32152 | — | 0 | 0 | A | INACTIVE |
| Millie Capital Management LLC CRD: 110319 | — | 0 | 0 | A | Unknown |
| Million Pebbles CRD: 318393 | — | 0 | 1 | A | Unknown |
| Mills Financial Group CRD: 317444 | — | 0 | 1 | A | Unknown |
| Milton Asset Management, LLC CRD: 160937 | — | 0 | 0 | A | Unknown |
| Milza, Edward F. CRD: 38499 | — | 0 | 0 | A | INACTIVE |
| Minas Wealth Management LLC CRD: 146718 | — | 0 | 1 | A | Unknown |
| Mind Over Money, LLC CRD: 307097 | — | 0 | 0 | A | Unknown |
| Mindful Advisory, LLC CRD: 315290 | — | 0 | 1 | A | Unknown |
| Mindful Asset Planning CRD: 113965 | — | 0 | 2 | A | Unknown |
| Mindful Capital Management CRD: 340794 | — | 0 | 1 | A | Unknown |
| Mindful Millions Management PLLC CRD: 334667 | — | 0 | 2 | A | Unknown |
| Mindful Money CRD: 170130 | — | 0 | 0 | A | Unknown |
| Mindful Wealth CRD: 284177 | — | 0 | 1 | A | Unknown |
| Mindful Wealth LLC CRD: 297493 | — | 0 | 2 | A | Unknown |
| Mindfull Crowd Management, LLC CRD: 169331 | — | 0 | 0 | A | Unknown |
| Mindrock, LLC CRD: 326453 | — | 0 | 0 | A | Unknown |
| Mindset Asset Management, LLC CRD: 338530 | — | 0 | 1 | A | Unknown |
| Mindset Consulting (US) LLC CRD: 332782 | — | 0 | 1 | A | Unknown |
| Miner Partners, LLC CRD: 304092 | — | 0 | 1 | A | Unknown |
| Miner Wealth Management CRD: 315421 | — | 0 | 2 | A | Unknown |
| Minerva Wealth Advisory CRD: 282723 | — | 0 | 3 | A | Unknown |
| Ming & Co., Inc. CRD: 6988 | — | 0 | 0 | A | INACTIVE |
| Mings Capital Management, LLC CRD: 330431 | — | 0 | 1 | A | Unknown |
| Mings Hedge Fund, LP CRD: 327647 | — | 0 | 0 | A | Unknown |
| Mink Wealth Management CRD: 307040 | — | 0 | 0 | A | Unknown |