Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Clarity Wealth Solutions LLC CRD: 321105 | - | 0 | 1 | - | Unknown |
| Clarium Capital Management LLC CRD: 138971 | - | 0 | 0 | - | Unknown |
| Clarivor CRD: 309994 | - | 0 | 2 | - | Unknown |
| Clark & Co. CRD: 1460 | - | 0 | 0 | A | INACTIVE |
| Clark & Gianatasio Securities, Inc. CRD: 14633 | - | 0 | 0 | A | INACTIVE |
| Clark & Stuart Inc CRD: 107991 | - | 0 | 4 | - | Unknown |
| Clark Asset Management + Associates, Inc. CRD: 134993 | - | 0 | 0 | - | Unknown |
| Clark Brothers Investments CRD: 143777 | - | 0 | 0 | - | Unknown |
| Clark Brown, LLC CRD: 323011 | - | 0 | 1 | - | Unknown |
| Clark Capital Management Group Inc CRD: 104796 | - | 0 | 2 | - | Unknown |
| Clark Company CRD: 121288 | - | 0 | 1 | - | Unknown |
| Clark Dodge & Co., Inc. CRD: 23288 | - | 4 | 0 | C | INACTIVE |
| Clark Dodge Asset Management, LLC CRD: 154822 | - | 0 | 0 | - | Unknown |
| Clark Financial Advisors CRD: 110955 | - | 0 | 0 | - | Unknown |
| Clark Financial Insight CRD: 318071 | - | 0 | 1 | - | Unknown |
| Clark Financial LLC CRD: 151339 | - | 0 | 2 | - | Unknown |
| Clark Financial Planning CRD: 293283 | - | 0 | 1 | - | Unknown |
| Clark Hourly Financial Planning and Investment Man… CRD: 154727 | - | 0 | 0 | - | Unknown |
| Clark Lewis CRD: 305792 | - | 0 | 1 | - | Unknown |
| Clark Melvin Securities Corporation CRD: 1462 | - | 0 | 0 | A | INACTIVE |
| Clark Nobil & Co. CRD: 26641 | - | 0 | 0 | A | INACTIVE |
| Clark Nuber Wealth Management CRD: 118159 | - | 0 | 3 | - | Unknown |
| Clark Private Wealth, LLC CRD: 319333 | - | 0 | 1 | - | Unknown |
| Clark Securities, Inc. CRD: 43803 | - | 0 | 0 | A | INACTIVE |
| Clark Soeten CRD: 326520 | - | 0 | 2 | - | Unknown |
| Clark Street Capital, Inc. CRD: 38304 | - | 4 | 0 | C | INACTIVE |
| Clark Wealth Partners, LLC CRD: 321757 | - | 0 | 1 | - | Unknown |
| Clark Wealth Strategies, Inc CRD: 146090 | - | 0 | 3 | - | Unknown |
| Clark, Jeffrey, Brian CRD: 142078 | - | 0 | 0 | - | Unknown |
| Clark-Bardes Securities, Inc. CRD: 29094 | - | 0 | 0 | A | INACTIVE |
| Clark-Biondi Securities Corporation CRD: 15065 | - | 0 | 0 | A | INACTIVE |
| Clarke & Co. CRD: 25977 | - | 0 | 0 | A | INACTIVE |
| Clarke & Company, PA CRD: 134894 | - | 0 | 0 | - | Unknown |
| Clarke Financial Counsel, LLC CRD: 325122 | - | 0 | 1 | - | Unknown |
| Clarkeson Research Inc. CRD: 143868 | - | 0 | 0 | A | INACTIVE |
| Clarksdale Capital Partners, LP CRD: 128470 | - | 0 | 0 | A | INACTIVE |
| Clarksons Securities, Inc CRD: 30882 | NY | 0 | 3 | A | Active |
| Clarkston Capital Partners, LLC CRD: 143456 | - | 0 | 8 | - | Unknown |
| Claro Advisors Inc. CRD: 160294 | - | 0 | 10 | - | Unknown |
| Claros Reit Management LP CRD: 292430 | - | 0 | 1 | - | Unknown |
| Clarus Financial Planning CRD: 136843 | - | 0 | 0 | - | Unknown |
| Clarus Group LLC CRD: 310156 | - | 0 | 1 | - | Unknown |
| Clarus Ventures, LLC CRD: 160980 | - | 0 | 1 | - | Unknown |
| Clarus Wealth Advisors, LLC CRD: 281160 | - | 0 | 5 | - | Unknown |
| Clary Financial, Inc CRD: 128218 | - | 0 | 2 | - | Unknown |
| Clary Investment and Insurance Planning Corp. CRD: 38654 | - | 0 | 0 | A | INACTIVE |
| Clary Securities, L.L.C. CRD: 39600 | - | 0 | 0 | A | INACTIVE |
| Class 5 Global, LLC CRD: 327782 | - | 0 | 1 | - | Unknown |
| Class 500 LLC CRD: 168068 | - | 0 | 0 | - | Unknown |
| Class VI Family Office, LLC CRD: 285035 | - | 0 | 1 | - | Unknown |