Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Minko Wealth CRD: 170886 | — | 0 | 1 | A | Unknown |
| Minnick Capital Management CRD: 116385 | — | 0 | 2 | A | Unknown |
| Minorkey Management CRD: 285365 | — | 0 | 1 | A | Unknown |
| Minot Wealth Management LLC CRD: 299943 | — | 0 | 0 | A | Unknown |
| Mint and Measure Advisors, LLC CRD: 335164 | — | 0 | 0 | A | Unknown |
| Mint Asset Management LLC CRD: 315568 | — | 0 | 3 | A | Unknown |
| Mint Brokers CRD: 13681 | NY | 2 | 3 | B | Active |
| Mintaka VC Management, LLC CRD: 322640 | — | 0 | 1 | A | Unknown |
| Mintfin, LLC CRD: 315113 | — | 0 | 0 | A | Unknown |
| MIO Partners, Inc. CRD: 108637 | — | 0 | 6 | A | Unknown |
| MIP Global, Inc. CRD: 164640 | — | 8 | 0 | D | INACTIVE |
| Mirabella Malta Limited CRD: 285355 | — | 0 | 0 | A | Unknown |
| Mirabella US, LLC CRD: 285439 | — | 0 | 0 | A | INACTIVE |
| Miraberg Wealth LLC CRD: 313040 | — | 0 | 0 | A | Unknown |
| Miracleplus Management LLC CRD: 328919 | — | 0 | 0 | A | Unknown |
| Miramar Capital CRD: 290909 | — | 0 | 1 | A | Unknown |
| Mirassou, Celeste CRD: 134181 | — | 0 | 0 | A | Unknown |
| Miri Capital Management LLC CRD: 311308 | — | 0 | 1 | A | Unknown |
| Mirica Wealth CRD: 297759 | — | 0 | 1 | A | Unknown |
| Miros Wealth LLC CRD: 310319 | — | 0 | 2 | A | Unknown |
| Mirova CRD: 317436 | — | 0 | 0 | A | Unknown |
| Mirova (Kenya) Limited CRD: 326750 | — | 0 | 0 | A | Unknown |
| Mirova UK Limited CRD: 312197 | — | 0 | 0 | A | Unknown |
| Mirova US CRD: 300152 | — | 0 | 1 | A | Unknown |
| Mirror Partners LLC CRD: 332624 | — | 0 | 1 | A | Unknown |
| MIS Capital Management, LLC CRD: 149033 | — | 0 | 0 | A | Unknown |
| Miser Asset Management CRD: 318164 | — | 0 | 2 | A | Unknown |
| Mismi, Inc. CRD: 147058 | — | 0 | 0 | A | INACTIVE |
| Mission Advisory Group CRD: 312055 | — | 0 | 0 | A | Unknown |
| Mission Wealth Management, LP CRD: 113057 | — | 0 | 108 | A | Unknown |
| Missionog CRD: 282800 | — | 0 | 1 | A | Unknown |
| Missions Services, LLC CRD: 297612 | — | 0 | 2 | A | Unknown |
| Mitchell & Pahl Private Wealth CRD: 307625 | — | 0 | 1 | A | Unknown |
| Mitchell Advisory Inc CRD: 109447 | — | 0 | 1 | A | Unknown |
| Mitchell Group Inc CRD: 106917 | — | 0 | 0 | A | Unknown |
| Mitchell Securities Corporation of Oregon CRD: 34836 | — | 0 | 0 | A | INACTIVE |
| Mitchell Sinkler & Starr CRD: 106460 | — | 0 | 7 | A | Unknown |
| Mitco Asset Management CRD: 116123 | — | 0 | 2 | A | Unknown |
| Mitra Capital Management LLC CRD: 305203 | — | 0 | 1 | A | Unknown |
| Mitsui (R.E.S.) Syndications, Inc. CRD: 13324 | — | 0 | 0 | A | INACTIVE |
| Mittelman Wealth Management CRD: 313042 | — | 0 | 1 | A | Unknown |
| Mitz Wealth Management, LLC CRD: 300052 | — | 0 | 1 | A | Unknown |
| Miura Global Management, LLC CRD: 161017 | — | 0 | 1 | A | Unknown |
| Miura Partners Sgeic S.A. CRD: 300678 | — | 0 | 0 | A | Unknown |
| MIX Capital Ltd CRD: 309877 | — | 0 | 0 | A | Unknown |
| Mizuho Securities USA LLC CRD: 19647 | NY | 16 | 13 | C | Active |
| Mizzen Capital Management, LLC CRD: 318404 | — | 0 | 0 | A | Unknown |
| Mizzen Management LLC CRD: 333592 | — | 0 | 1 | A | Unknown |
| MJ Retirement CRD: 164328 | — | 0 | 1 | A | Unknown |
| MJ Trading Group LLC CRD: 124204 | — | 0 | 0 | A | INACTIVE |