Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MJ Trading LLC CRD: 116567 | — | 0 | 0 | A | INACTIVE |
| MJ Wealth Management LLC CRD: 331572 | — | 0 | 2 | A | Unknown |
| MJB Asset Management LLC CRD: 109940 | — | 0 | 1 | A | Unknown |
| MJC Financial Fitness LLC CRD: 306875 | — | 0 | 1 | A | Unknown |
| MJD Securities Inc. CRD: 17760 | — | 0 | 0 | A | INACTIVE |
| MJG Capital Management, LLC CRD: 334328 | — | 0 | 1 | A | Unknown |
| MJL Capital LLC CRD: 323441 | — | 0 | 1 | A | Unknown |
| MJL Wealth Management, LLC CRD: 291175 | — | 0 | 0 | A | Unknown |
| MJM401K, LLC CRD: 133701 | — | 0 | 0 | A | Unknown |
| MJP Securities, L.L.C. CRD: 104188 | — | 0 | 0 | A | INACTIVE |
| MJP Wealth Advisors CRD: 127654 | — | 0 | 5 | A | Unknown |
| MJQ Securities Corp. CRD: 119014 | — | 0 | 0 | A | INACTIVE |
| MJS Capital Inc. CRD: 152055 | — | 0 | 1 | A | Unknown |
| MJX Asset Management LLC CRD: 148976 | — | 0 | 1 | A | Unknown |
| MK Capital CRD: 312360 | — | 0 | 1 | A | Unknown |
| MK Capital Company CRD: 160093 | — | 0 | 0 | A | Unknown |
| MK Capital Group CRD: 127608 | — | 0 | 2 | A | Unknown |
| MK3 Wealth LLC CRD: 305760 | — | 0 | 1 | A | Unknown |
| Mkam ETF LLC CRD: 324607 | — | 0 | 2 | A | Unknown |
| MKD Wealth CRD: 144994 | — | 0 | 3 | A | Unknown |
| MKG Capital Management, LLC CRD: 136286 | — | 0 | 2 | A | Unknown |
| MKH Management Company LLC CRD: 170208 | — | 0 | 0 | A | Unknown |
| MKL Management, LLC CRD: 301830 | — | 0 | 0 | A | Unknown |
| MKM Partners LLC CRD: 114666 | — | 1 | 0 | B | INACTIVE |
| MKM Partners, L.L.C. CRD: 43552 | — | 1 | 0 | B | INACTIVE |
| MKN Wealth Management LLC CRD: 161819 | — | 0 | 1 | A | Unknown |
| MKP Capital Management, L.L.C. CRD: 113851 | — | 0 | 1 | A | Unknown |
| Mkro Manager, L.P. CRD: 167968 | — | 0 | 1 | A | Unknown |
| MKT and Associates LLC CRD: 329889 | — | 0 | 3 | A | Unknown |
| MKT Capital LLC CRD: 163762 | — | 0 | 0 | A | Unknown |
| MKT Investments, LLC CRD: 298252 | — | 0 | 0 | A | Unknown |
| MKT Mediastats, LLC CRD: 329233 | — | 0 | 1 | A | Unknown |
| MKW Capital Management, L.P. CRD: 163568 | — | 0 | 0 | A | Unknown |
| ML Petrie Parkman Co., Inc. CRD: 25894 | — | 0 | 0 | A | INACTIVE |
| ML Venture Group LLC CRD: 321975 | — | 0 | 0 | A | Unknown |
| ML&R Wealth Management LLC CRD: 109359 | — | 0 | 0 | A | Unknown |
| ML2 Wealth Advisors CRD: 296841 | — | 0 | 0 | A | Unknown |
| MLA2 Advisory & Consulting, LLC CRD: 282671 | — | 0 | 2 | A | Unknown |
| MLB Investments, Ltd. CRD: 18280 | — | 0 | 0 | A | INACTIVE |
| MLC Asset Management US LLC CRD: 314738 | — | 0 | 1 | A | Unknown |
| MLC Capital, Inc. CRD: 30873 | — | 0 | 0 | A | INACTIVE |
| MLC Ventures, LLC CRD: 104378 | — | 1 | 0 | B | INACTIVE |
| MLD Investment Advisory, Inc. CRD: 118571 | — | 0 | 1 | A | Unknown |
| MLF Securities, Inc. CRD: 25367 | — | 0 | 0 | A | INACTIVE |
| MLG Fund Manager LLC CRD: 335692 | — | 0 | 1 | A | Unknown |
| MLN Investments LLC CRD: 163424 | — | 0 | 1 | A | Unknown |
| MLV & Co. LLC CRD: 150959 | — | 0 | 0 | A | INACTIVE |
| MLZ Corp. CRD: 31745 | — | 0 | 0 | A | INACTIVE |
| MM AM LLC CRD: 304231 | — | 0 | 0 | A | Unknown |
| MM Machine, LLC CRD: 331817 | — | 0 | 1 | A | Unknown |