Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Class VI Securities, LLC CRD: 148772 | CO | 0 | 2 | A | Active |
| Class VI Ventures, LLC CRD: 328904 | - | 0 | 1 | - | Unknown |
| Class VI-Capital Partners, LP CRD: 285266 | - | 0 | 0 | - | Unknown |
| Classic Capital Corporation CRD: 12954 | - | 0 | 0 | A | INACTIVE |
| Classic Financial CRD: 120228 | - | 0 | 2 | - | Unknown |
| Classic Financial & Investment Services, Inc. CRD: 127666 | - | 0 | 1 | - | Unknown |
| Classic Securities, Inc. CRD: 18710 | - | 0 | 0 | A | INACTIVE |
| Classic Value Investors LLC CRD: 149619 | - | 0 | 0 | - | Unknown |
| Classic, LLC CRD: 159357 | - | 0 | 0 | A | INACTIVE |
| Classiccpa CRD: 339515 | - | 0 | 1 | - | Unknown |
| Claudia Marie Bailey CRD: 117132 | - | 0 | 0 | - | Unknown |
| Claudio DAL Piaz CRD: 5154 | - | 0 | 0 | A | INACTIVE |
| Claudius Research, LLC CRD: 293319 | - | 0 | 0 | - | Unknown |
| Clavis Capital Management, LLC CRD: 332545 | - | 0 | 1 | - | Unknown |
| Claw Capital Corporation CRD: 287887 | - | 0 | 0 | - | Unknown |
| Clay Capital Management LLC CRD: 146658 | - | 0 | 0 | - | Unknown |
| Clay Cove Capital CRD: 172327 | - | 0 | 0 | - | Unknown |
| Clay Northam Wealth Management CRD: 159002 | - | 0 | 2 | - | Unknown |
| Clayborne Group, LLC CRD: 133855 | - | 0 | 0 | - | Unknown |
| Claybrook Capital, LLC CRD: 286209 | - | 0 | 0 | - | Unknown |
| Claycomb Wealth Management CRD: 152822 | - | 0 | 0 | - | Unknown |
| Claymore Capital Partners CRD: 309944 | - | 0 | 0 | - | Unknown |
| Clayton Associates Holdings LLC CRD: 163767 | - | 0 | 0 | - | Unknown |
| Clayton Brokerage Co. of ST. Louis, Inc. CRD: 6577 | - | 0 | 0 | A | INACTIVE |
| Clayton Brown & Associates, Inc. CRD: 3664 | - | 0 | 0 | A | INACTIVE |
| Clayton Financial Group, LLC CRD: 226729 | - | 0 | 1 | - | Unknown |
| Clayton Investment Advisor LLC CRD: 125171 | - | 0 | 0 | - | Unknown |
| Clayton Lowell, & Conger Inc CRD: 44343 | - | 1 | 0 | B | INACTIVE |
| Clayton Partners LLC CRD: 127546 | - | 0 | 1 | - | Unknown |
| Clayton Perfilio, Ltd. CRD: 133426 | - | 0 | 0 | - | Unknown |
| Clayton Securities Services, Inc. CRD: 23768 | - | 2 | 0 | B | INACTIVE |
| Clayton Wealth Partners CRD: 105898 | - | 0 | 2 | - | Unknown |
| Clayton, Dubilier & Rice, LLC CRD: 160492 | - | 0 | 1 | - | Unknown |
| Clayton, Polleys & Co., Inc. CRD: 6461 | - | 0 | 0 | A | INACTIVE |
| Claytor, Todd Andrew CRD: 119732 | - | 0 | 0 | A | INACTIVE |
| Clayvard Ltd. CRD: 134064 | - | 0 | 0 | - | Unknown |
| CLB Capital CRD: 46442 | - | 0 | 0 | A | INACTIVE |
| CLB Financial CRD: 128323 | - | 0 | 1 | - | Unknown |
| Clbi Investments Inc CRD: 105703 | - | 0 | 1 | - | Unknown |
| CLC Capital Management CRD: 132224 | - | 0 | 2 | - | Unknown |
| CLC Global Management PTE. Ltd. CRD: 316420 | - | 0 | 0 | - | Unknown |
| Clean Alpha Partners (Australia) PTY Ltd CRD: 335484 | - | 0 | 0 | - | Unknown |
| Clean Cars Management II, LLC CRD: 330033 | - | 0 | 1 | - | Unknown |
| Clean Cars Management III, LLC CRD: 330802 | - | 0 | 1 | - | Unknown |
| Clean Cars Management, LLC CRD: 330032 | - | 0 | 1 | - | Unknown |
| Clean Energy Capital Securities LLC CRD: 153321 | - | 0 | 0 | A | INACTIVE |
| Clean Energy Capital, LLC CRD: 133013 | - | 0 | 0 | - | Unknown |
| Clean Energy Transition International S.A.M. CRD: 339944 | - | 0 | 0 | - | Unknown |
| Clean Energy Transition LLP CRD: 315409 | - | 0 | 0 | - | Unknown |
| Clean Energy Venture Management, LLC CRD: 292055 | - | 0 | 1 | - | Unknown |