Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Clean Yield Asset Management CRD: 104826 | - | 0 | 7 | - | Unknown |
| Cleanhill Partners CRD: 338398 | - | 0 | 1 | - | Unknown |
| Cleansource Securities CRD: 323456 | NC | 0 | 2 | A | Active |
| Clear Brook Advisors, Inc. CRD: 132045 | - | 0 | 2 | - | Unknown |
| Clear Capital Advisors, LLC CRD: 134391 | - | 0 | 0 | - | Unknown |
| Clear Capital Management LP CRD: 172209 | - | 0 | 3 | - | Unknown |
| Clear Cove LLC CRD: 143696 | - | 0 | 0 | - | Unknown |
| Clear Creek Advisors CRD: 288335 | - | 0 | 1 | - | Unknown |
| Clear Creek Capital, LLC CRD: 285822 | - | 0 | 1 | - | Unknown |
| Clear Creek Financial Management, LLC CRD: 170602 | - | 0 | 46 | - | Unknown |
| Clear Creek Investments, LLC CRD: 319134 | - | 0 | 1 | - | Unknown |
| Clear Creek Securities, Inc. CRD: 122316 | - | 0 | 0 | A | INACTIVE |
| Clear Dollar, LLC CRD: 283704 | - | 0 | 0 | - | Unknown |
| Clear Fiduciary Consultants, LLC CRD: 282259 | - | 0 | 1 | - | Unknown |
| Clear Finance Technology Corp. CRD: 299156 | - | 0 | 0 | - | Unknown |
| Clear Future Financial, LLC CRD: 306990 | - | 0 | 0 | - | Unknown |
| Clear Harbor Asset Management, LLC CRD: 152242 | - | 0 | 4 | - | Unknown |
| Clear Harbor Wealth Management CRD: 311114 | - | 0 | 1 | - | Unknown |
| Clear Harbor Wealth Management, LLC CRD: 175444 | - | 0 | 0 | - | Unknown |
| Clear Haven Capital Management, LLC CRD: 149165 | - | 0 | 1 | - | Unknown |
| Clear Investment Research, LLC CRD: 172685 | - | 0 | 1 | - | Unknown |
| Clear Money Path CRD: 148525 | - | 0 | 0 | - | Unknown |
| Clear NET Worth, L.L.C. CRD: 154555 | - | 0 | 2 | - | Unknown |
| Clear OAK Wealth Management CRD: 307845 | - | 0 | 0 | - | Unknown |
| Clear Ocean Geos MGMT LLC CRD: 332525 | - | 0 | 1 | - | Unknown |
| Clear Path Financial Planning CRD: 281777 | - | 0 | 0 | - | Unknown |
| Clear Perspectives Financial Planning, LLC CRD: 146588 | - | 0 | 0 | - | Unknown |
| Clear Point Advisors, Inc. CRD: 111775 | - | 0 | 1 | - | Unknown |
| Clear Point LLC CRD: 132865 | - | 0 | 2 | - | Unknown |
| Clear Prosperity CRD: 302073 | - | 0 | 0 | - | Unknown |
| Clear Resource Group, LLC CRD: 304245 | - | 0 | 2 | - | Unknown |
| Clear Retirement Advice LLC CRD: 292667 | - | 0 | 1 | - | Unknown |
| Clear Ridge Wealth Management, LLC CRD: 172689 | - | 0 | 1 | - | Unknown |
| Clear Rock Advisors, LLC CRD: 282716 | - | 0 | 0 | - | Unknown |
| Clear Shore Group LLC CRD: 288226 | - | 0 | 0 | - | Unknown |
| Clear Skies Financial CRD: 286045 | - | 0 | 1 | - | Unknown |
| Clear Skies Planning & Wealth CRD: 332246 | - | 0 | 0 | - | Unknown |
| Clear SKY Advisers, LLC CRD: 311751 | - | 0 | 1 | - | Unknown |
| Clear SKY Financial, LP CRD: 298551 | - | 0 | 1 | - | Unknown |
| Clear SKY Wealth LLC CRD: 290928 | - | 0 | 0 | - | Unknown |
| Clear Springs Wealth CRD: 322313 | - | 0 | 1 | - | Unknown |
| Clear Stream Advisors, Incorporated CRD: 140714 | - | 0 | 0 | - | Unknown |
| Clear Street LLC CRD: 288933 | NY | 3 | 9 | C | Active |
| Clear Trace, LLC CRD: 144746 | - | 0 | 1 | - | Unknown |
| Clear Trail Advisors, LLC CRD: 337595 | - | 0 | 1 | - | Unknown |
| Clear Venture Management, LLC CRD: 282991 | - | 0 | 1 | - | Unknown |
| Clear View Wealth Advisors CRD: 299247 | - | 0 | 1 | - | Unknown |
| Clear View Wealth Advisors, LLC CRD: 154094 | - | 0 | 1 | - | Unknown |
| Clear Vision Financial Advisors CRD: 135887 | - | 0 | 0 | - | Unknown |
| Clear Waters Financial Network LLC CRD: 291987 | - | 0 | 2 | - | Unknown |