Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Clear Wave Wealth Management, LLC CRD: 338582 | - | 0 | 1 | - | Unknown |
| Clear Wealth Management CRD: 289532 | - | 0 | 2 | - | Unknown |
| Clearalpha Technologies LP CRD: 325995 | - | 0 | 1 | - | Unknown |
| Clearance Capital Ltd CRD: 166644 | - | 0 | 0 | - | Unknown |
| Cleararc Capital, Inc. CRD: 104650 | - | 0 | 0 | - | Unknown |
| Clearbridge Financial CRD: 288838 | - | 0 | 1 | - | Unknown |
| Clearbridge Inc. CRD: 110909 | - | 0 | 0 | - | Unknown |
| Clearbridge Investments (North America) PTY Limite… CRD: 151223 | - | 0 | 0 | - | Unknown |
| Clearbridge Investments, LLC CRD: 137028 | - | 0 | 8 | - | Unknown |
| Clearbrook Capital Advisors LLC CRD: 170386 | - | 0 | 0 | - | Unknown |
| Clearbrook Investment Consulting LLC CRD: 108253 | - | 0 | 2 | - | Unknown |
| Clearbrook Investment Management, LLC CRD: 170057 | - | 0 | 2 | - | Unknown |
| Clearcreek Securities, LLC CRD: 169774 | CO | 0 | 3 | A | Active |
| Clearcrest Capital Management, LLC CRD: 307443 | - | 0 | 1 | - | Unknown |
| Cleardusk Management LP CRD: 332843 | - | 0 | 1 | - | Unknown |
| Clearfield Capital Management LP CRD: 174981 | - | 0 | 1 | - | Unknown |
| Clearfp Advisors, LLC CRD: 310780 | - | 0 | 0 | - | Unknown |
| Clearfp Securities, LLC CRD: 312370 | - | 0 | 0 | A | INACTIVE |
| Cleargate Capital Partners CRD: 338526 | - | 0 | 1 | - | Unknown |
| Clearhaven Partners LP CRD: 309219 | - | 0 | 1 | - | Unknown |
| Clearing Services of America, Inc. CRD: 23623 | - | 14 | 0 | D | INACTIVE |
| Clearingbid Markets, Inc. CRD: 269999 | NY | 0 | 1 | A | Active |
| Clearlake Advisors, L.L.C. CRD: 129627 | - | 0 | 0 | - | Unknown |
| Clearlake Capital (UK) LLP CRD: 288259 | - | 0 | 0 | - | Unknown |
| Clearlake Capital Asset Management, LLC CRD: 167408 | - | 0 | 0 | - | Unknown |
| Clearlake Capital Group, L.P. CRD: 157920 | - | 0 | 1 | - | Unknown |
| Clearlake Capital Markets, LLC CRD: 337762 | CA | 0 | 1 | A | Active |
| Clearleaf CRD: 288707 | - | 0 | 2 | - | Unknown |
| Clearline Capital LP CRD: 166699 | - | 0 | 1 | - | Unknown |
| Clearline LLC CRD: 331635 | - | 0 | 0 | - | Unknown |
| Clearlist Capital LLC CRD: 329206 | - | 0 | 1 | - | Unknown |
| Clearlist LLC CRD: 308066 | NY | 0 | 2 | A | Active |
| Clearlogic Financial, Inc. CRD: 133114 | - | 0 | 0 | - | Unknown |
| Clearmark Partners, LLC CRD: 286482 | - | 0 | 0 | - | Unknown |
| Clearmind Capital CRD: 334362 | - | 0 | 1 | - | Unknown |
| Clearpath Capital Partners LLC CRD: 111756 | - | 0 | 4 | - | Unknown |
| Clearpath Wealth Management, L.C. CRD: 116029 | - | 0 | 2 | - | Unknown |
| Clearpeak Capital Management CRD: 315374 | - | 0 | 1 | - | Unknown |
| Clearpoint Wealth Management CRD: 337649 | - | 0 | 3 | - | Unknown |
| Clearpool Execution Services, LLC CRD: 168490 | NY | 19 | 4 | C | Active |
| Clearrock Capital LLC CRD: 144480 | - | 0 | 0 | - | Unknown |
| Clearshares LLC CRD: 157531 | - | 0 | 1 | - | Unknown |
| Clearsight Capital Advisors, Inc CRD: 159543 | - | 0 | 0 | A | INACTIVE |
| Clearsky Advisors LLC CRD: 326951 | - | 0 | 1 | - | Unknown |
| Clearspring Capital Partners CRD: 162644 | - | 0 | 0 | - | Unknown |
| Clearstead; Clearstead Advisory Solutions CRD: 105674 | - | 0 | 48 | - | Unknown |
| Clearstone Venture Partners CRD: 160259 | - | 0 | 1 | - | Unknown |
| Clearstone Wealth Management CRD: 282500 | - | 0 | 0 | - | Unknown |
| Clearstream Capital LLC CRD: 291384 | - | 0 | 0 | - | Unknown |
| Clearstream Capital LLC CRD: 323772 | - | 0 | 0 | - | Unknown |