Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Monarch Wealth Management LLC CRD: 153863 | — | 0 | 0 | A | Unknown |
| Monarch Wealth Management LLC CRD: 283836 | — | 0 | 0 | A | Unknown |
| Monashees CRD: 163664 | — | 0 | 0 | A | Unknown |
| Mondeum Wealth CRD: 309588 | — | 0 | 0 | A | Unknown |
| Monea Investments, LLC CRD: 168037 | — | 0 | 0 | A | Unknown |
| Moneda International, Inc. CRD: 163449 | — | 0 | 0 | A | Unknown |
| Moneda USA, Inc. CRD: 157833 | — | 0 | 1 | A | Unknown |
| Monegy, Inc. CRD: 128504 | — | 0 | 0 | A | Unknown |
| Monere Investments, Inc. CRD: 105487 | IL | 0 | 3 | A | Active |
| Monere Wealth Management, Inc. CRD: 173076 | — | 0 | 1 | A | Unknown |
| Monetary Macro LLC CRD: 326503 | — | 0 | 0 | A | Unknown |
| Monex Asset Management, Inc. CRD: 148123 | — | 0 | 6 | A | Unknown |
| Money Blossoms CRD: 318218 | — | 0 | 1 | A | Unknown |
| Money by Pounds CRD: 285250 | — | 0 | 0 | A | Unknown |
| Money Concepts Capital Corp CRD: 12963 | FL | 11 | 378 | B | Active |
| Money Evolution CRD: 269917 | — | 0 | 1 | A | Unknown |
| Money Grads, LLC CRD: 299498 | — | 0 | 1 | A | Unknown |
| Money Holistics CRD: 321221 | — | 0 | 1 | A | Unknown |
| Money in$Ight LLC CRD: 160714 | — | 0 | 0 | A | Unknown |
| Money MAN Mitch CRD: 301415 | — | 0 | 0 | A | Unknown |
| Money Manager Inc. CRD: 171034 | — | 0 | 2 | A | Unknown |
| Money Manager Review/World Capital Management CRD: 133817 | — | 0 | 0 | A | Unknown |
| Money Managers Advisory CRD: 104972 | — | 0 | 0 | A | Unknown |
| Money Managers Inc CRD: 104529 | — | 0 | 1 | A | Unknown |
| Money Managers, Inc. CRD: 151602 | — | 0 | 2 | A | Unknown |
| Money Matters CRD: 122447 | — | 0 | 0 | A | Unknown |
| Money Matters CRD: 121795 | — | 0 | 1 | A | Unknown |
| Money Matters LLC CRD: 328399 | — | 0 | 0 | A | Unknown |
| Money Methods, Inc. CRD: 109298 | — | 0 | 3 | A | Unknown |
| Money on the Mind CRD: 322277 | — | 0 | 0 | A | Unknown |
| Money Wise Management LLC CRD: 151737 | — | 0 | 0 | A | Unknown |
| Moneybridge Mind Inc CRD: 337797 | — | 0 | 1 | A | Unknown |
| Moneybylisa LLC CRD: 324148 | — | 0 | 1 | A | Unknown |
| Moneybyrd Inc. CRD: 328947 | — | 0 | 1 | A | Unknown |
| Moneyfull CRD: 169821 | — | 0 | 2 | A | Unknown |
| Moneyguide Advisory, Inc. CRD: 169255 | — | 0 | 0 | A | Unknown |
| Moneylion CRD: 289521 | — | 0 | 1 | A | Unknown |
| Moneymie LLC CRD: 305368 | — | 0 | 0 | A | Unknown |
| Moneypenny Wealth Management CRD: 169253 | — | 0 | 0 | A | Unknown |
| Moneywell CRD: 134514 | — | 0 | 3 | A | Unknown |
| Moneywise, Inc. CRD: 145043 | — | 0 | 1 | A | Unknown |
| Monies Wealth LLC CRD: 327872 | — | 0 | 2 | A | Unknown |
| Monies, Inc. CRD: 30369 | — | 0 | 0 | A | INACTIVE |
| Monitor Ventures CRD: 160747 | — | 0 | 1 | A | Unknown |
| Monk, Stan CRD: 129443 | — | 0 | 1 | A | Unknown |
| Monmouth Investments, Inc. CRD: 14047 | — | 0 | 0 | A | INACTIVE |
| Monmouth Ventures CRD: 305452 | — | 0 | 1 | A | Unknown |
| Monolit Capital Management LP CRD: 282738 | — | 0 | 0 | A | Unknown |
| Monolith Management Limited CRD: 322982 | — | 0 | 0 | A | Unknown |
| Monon Wealth Management CRD: 289413 | — | 0 | 3 | A | Unknown |