Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Clearstream Planning, LLC CRD: 325102 | - | 0 | 1 | - | Unknown |
| Clearup LLC CRD: 319052 | - | 0 | 1 | - | Unknown |
| Clearvest Advisers, LLC CRD: 281092 | - | 0 | 0 | - | Unknown |
| Clearview 401(K) Consultants Inc. CRD: 160852 | - | 0 | 0 | - | Unknown |
| Clearview 401K Advisors CRD: 340492 | - | 0 | 1 | - | Unknown |
| Clearview Advisory CRD: 140068 | - | 0 | 0 | - | Unknown |
| Clearview Capital CRD: 327199 | - | 0 | 1 | - | Unknown |
| Clearview Capital, L.P. CRD: 161146 | - | 0 | 1 | - | Unknown |
| Clearview Circle Capital, LLC CRD: 170235 | - | 0 | 0 | - | Unknown |
| Clearview Family Wealth, LLC CRD: 342171 | - | 0 | 1 | - | Unknown |
| Clearview Financial CRD: 282690 | - | 0 | 1 | - | Unknown |
| Clearview Financial Consulting LLC CRD: 163908 | - | 0 | 0 | - | Unknown |
| Clearview Financial Planning CRD: 168460 | - | 0 | 0 | - | Unknown |
| Clearview Financial, Inc. CRD: 131944 | - | 0 | 2 | - | Unknown |
| Clearview Portfolio Consulting LLC CRD: 304473 | - | 0 | 1 | - | Unknown |
| Clearview Private Wealth CRD: 338264 | - | 0 | 1 | - | Unknown |
| Clearview Retirement Group, LLC CRD: 144998 | - | 0 | 0 | - | Unknown |
| Clearview Trading Advisors, Inc. CRD: 142873 | NJ | 1 | 2 | B | Active |
| Clearview Trading L.L.C. CRD: 44710 | - | 0 | 0 | A | INACTIVE |
| Clearview Wealth Advisors, LLC CRD: 305737 | - | 0 | 3 | - | Unknown |
| Clearview Wealth Management CRD: 288978 | - | 0 | 1 | - | Unknown |
| Clearview Wealth Solutions, LLC CRD: 171996 | - | 0 | 2 | - | Unknown |
| Clearvision Ventures Management, LLC CRD: 290751 | - | 0 | 1 | - | Unknown |
| Clearvision Wealth CRD: 322465 | - | 0 | 0 | - | Unknown |
| Clearvue Advisors LLC CRD: 136600 | - | 0 | 2 | - | Unknown |
| Clearvue Financial CRD: 284068 | - | 0 | 2 | - | Unknown |
| Clearvue Partners Management Limited CRD: 168350 | - | 0 | 0 | - | Unknown |
| Clearwater Capital Management CRD: 115283 | - | 0 | 1 | - | Unknown |
| Clearwater Capital Partners CRD: 296307 | - | 0 | 0 | - | Unknown |
| Clearwater Capital Partners CRD: 139886 | - | 0 | 1 | - | Unknown |
| Clearwater Capital Partners, LLC CRD: 157451 | - | 0 | 0 | - | Unknown |
| Clearwater Management Co., Inc. CRD: 105307 | - | 0 | 1 | - | Unknown |
| Clearwave Capital CRD: 337738 | - | 0 | 1 | - | Unknown |
| Clearwealth CRD: 299759 | - | 0 | 2 | - | Unknown |
| Clearwell Group CRD: 306186 | - | 0 | 1 | - | Unknown |
| Cleary Gull Inc. CRD: 45309 | - | 6 | 0 | D | INACTIVE |
| Cleary Gull Reiland & Mcdevitt Inc. CRD: 18716 | - | 0 | 0 | A | INACTIVE |
| Clef Financial, LLC CRD: 328892 | - | 0 | 1 | - | Unknown |
| Clelland & Company Inc CRD: 105406 | - | 0 | 2 | - | Unknown |
| Clem Investments CRD: 118423 | - | 0 | 0 | - | Unknown |
| Clemans Financial CRD: 333422 | - | 0 | 0 | - | Unknown |
| Clemensen Capital Company LLC CRD: 166837 | - | 0 | 4 | - | Unknown |
| Clemensen Capital Company, LLC CRD: 45675 | - | 1 | 0 | B | INACTIVE |
| Clement Street Capital LLC CRD: 159684 | - | 0 | 1 | - | Unknown |
| Clements Company Investment Advisors CRD: 47000 | - | 5 | 0 | C | INACTIVE |
| Clements Securities Corporation CRD: 13352 | - | 0 | 0 | A | INACTIVE |
| Cleo Capital Management Company, LLC CRD: 313128 | - | 0 | 1 | - | Unknown |
| Clera CRD: 338073 | - | 0 | 1 | - | Unknown |
| Clerisy Global Capital Management, LP CRD: 310677 | - | 0 | 1 | - | Unknown |
| Clerkie CRD: 290384 | - | 0 | 0 | - | Unknown |