CRD #338420 · FINRA BrokerCheck + SEC IAPD

CC Capital Advisors LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, CC Capital Advisors LLC ranks #7,529 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #15 of 20 on the same disclosure sort used on the state browse page. CC Capital Advisors LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.

Grade A
Safety grade
1
branch office
0
disclosures
#7,529 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 338420 CC Capital Advisors LLC

CC Capital Advisors LLC · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 338420
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 1
  • PER-OFF 0.00
  • RANK #7,529 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00CC Capital Advisors… (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

CC Capital Advisors LLC ranks #7,529 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1 office

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 1 offices

Clean disclosure surface

CC Capital Advisors LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Mission Woods, KS
CRD Number
338420

Clean BrokerCheck surface

CC Capital Advisors LLC's clean BrokerCheck surface

CC Capital Advisors LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).

CC Capital Advisors LLC shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of CC Capital Advisors LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Kansas cohort · 0.00× state average

CC Capital Advisors LLC sits below the Kansas disclosure average

CC Capital Advisors LLC reports 0 BrokerCheck disclosures, 0.00× the Kansas average of 1.6, lighter than most of the 20 graded firms filed there.

In Kansas, 7 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Kansas state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does CC Capital Advisors LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, CC Capital Advisors LLC ranks #7,529 of 20,055 by disclosure count (most disclosures first). Among firms registered in KS, it ranks #15 of 20 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for CC Capital Advisors LLC?
A grade of A means CC Capital Advisors LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does CC Capital Advisors LLC have?
CC Capital Advisors LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is CC Capital Advisors LLC?
CC Capital Advisors LLC operates 1 branch office and is classified by FINRA as a small firm, registered in KS (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify CC Capital Advisors LLC's disciplinary record?
You can verify CC Capital Advisors LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 338420. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. CC Capital Advisors LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to CC Capital Advisors LLC's 0.00
  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to CC Capital Advisors LLC's 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to CC Capital Advisors LLC's 0.00
  • Firms in KS - state roster that includes CC Capital Advisors LLC's registration home.
  • How to Vet a Financial Advisor - Use CC Capital Advisors LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like CC Capital Advisors LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside CC Capital Advisors LLC.
  • Compare firms - put CC Capital Advisors LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.