Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MOR Wealth Management, LLC CRD: 333022 | — | 0 | 1 | A | Unknown |
| Mora Financial CRD: 333845 | — | 0 | 0 | A | Unknown |
| Moragne & Co. CRD: 4309 | — | 0 | 0 | A | INACTIVE |
| Morales & Co. Capital Markets, LLC CRD: 148596 | — | 0 | 0 | A | INACTIVE |
| Morales Wealth Management CRD: 172510 | — | 0 | 0 | A | Unknown |
| Moran Wealth Management, LLC CRD: 319208 | — | 0 | 1 | A | Unknown |
| Morangie Management LLC CRD: 332949 | — | 0 | 1 | A | Unknown |
| More Than Your Money, Inc. CRD: 289058 | — | 0 | 1 | A | Unknown |
| Moremi Capital Management LLC CRD: 334931 | — | 0 | 1 | A | Unknown |
| Moreno Capital CRD: 332358 | — | 0 | 1 | A | Unknown |
| Moreton Asset Management, LLC CRD: 133417 | — | 0 | 2 | A | Unknown |
| Moreton Capital Markets, LLC CRD: 132643 | UT | 0 | 4 | A | Active |
| Morey & Quinn Wealth Partners CRD: 332074 | — | 0 | 1 | A | Unknown |
| Morgan Chase & Co., Inc. CRD: 13376 | — | 0 | 0 | A | INACTIVE |
| Morgan Grant Capital Corp. CRD: 28595 | — | 0 | 0 | A | INACTIVE |
| Morgan Investments Inc CRD: 105977 | — | 0 | 1 | A | Unknown |
| Morgan Joseph High Yield Trading LLC CRD: 130000 | — | 0 | 0 | A | INACTIVE |
| Morgan Partners LLC CRD: 164032 | MA | 0 | 2 | A | Active |
| Morgan Roberts & Co. CRD: 17903 | — | 0 | 0 | A | INACTIVE |
| Morgan Wealth Management, Inc. CRD: 147128 | — | 0 | 0 | A | Unknown |
| Morgan, Myers & Rebar, Inc. CRD: 8137 | — | 0 | 0 | A | INACTIVE |
| Morgan, Neil F. CRD: 126409 | — | 0 | 0 | A | Unknown |
| Mori Huston Partners CRD: 151260 | — | 0 | 1 | A | Unknown |
| Moringa Management LLC CRD: 311835 | — | 0 | 1 | A | Unknown |
| Mork Capital Management CRD: 136154 | — | 0 | 0 | A | Unknown |
| Morley Capital Management, Inc. CRD: 105339 | — | 0 | 0 | A | Unknown |
| Morning Calm Fund Manager Corp. CRD: 290307 | — | 0 | 1 | A | Unknown |
| Morr Capital Management, Inc. CRD: 135763 | — | 0 | 0 | A | Unknown |
| Morris & Wells Wealth Management CRD: 162411 | — | 0 | 1 | A | Unknown |
| Morris Asset Management CRD: 149250 | — | 0 | 1 | A | Unknown |
| Morris Capital Management, LLC CRD: 282165 | — | 0 | 0 | A | Unknown |
| Morris Group, Inc. CRD: 13181 | IN | 0 | 2 | A | Active |
| Morris Wealth Management CRD: 165662 | — | 0 | 0 | A | Unknown |
| Morris Wealth Management CRD: 338474 | — | 0 | 1 | A | Unknown |
| Morris, Terrence CRD: 146710 | — | 0 | 0 | A | INACTIVE |
| Morrison Financial CRD: 115020 | — | 0 | 0 | A | Unknown |
| Morrison Investments, Inc. CRD: 27486 | — | 0 | 0 | A | INACTIVE |
| Morrison US, LLC CRD: 315983 | — | 0 | 0 | A | Unknown |
| Morrissey (JR), Thomas Michael CRD: 46084 | — | 0 | 0 | A | INACTIVE |
| Morse Asset Management, Inc. CRD: 285650 | — | 0 | 1 | A | Unknown |
| Mortgages Ltd. Securities, L.L.C. CRD: 127935 | — | 2 | 0 | B | INACTIVE |
| Morton Wealth CRD: 141250 | — | 0 | 5 | A | Unknown |
| Morton Wealth Management LLC CRD: 111471 | — | 0 | 0 | A | Unknown |
| Morton-Douglas, Inc. CRD: 29395 | — | 0 | 0 | A | INACTIVE |
| MOS Capital, Inc. CRD: 109612 | — | 0 | 3 | A | Unknown |
| Mosaic Advisory Group CRD: 123960 | — | 0 | 0 | A | Unknown |
| Mosaic ETA LLC CRD: 331499 | — | 0 | 1 | A | Unknown |
| Mosaic LLC CRD: 287998 | — | 0 | 0 | A | Unknown |
| Mosaic Wealth CRD: 317377 | — | 0 | 4 | A | Unknown |
| Mosaic Wealth Management LLC CRD: 340681 | — | 0 | 1 | A | Unknown |