Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mosaic Wealth Management, L.L.C. CRD: 142793 | — | 0 | 1 | A | Unknown |
| Mosaico Management, LLC CRD: 269898 | — | 0 | 0 | A | Unknown |
| Mosaik Partners CRD: 171863 | — | 0 | 1 | A | Unknown |
| Mosby Lincoln LC CRD: 107135 | — | 0 | 0 | A | Unknown |
| Moseman & Associates CRD: 112508 | — | 0 | 0 | A | Unknown |
| Moser Capital Management CRD: 168177 | — | 0 | 0 | A | Unknown |
| Mosley Wealth Management, Inc. CRD: 318592 | — | 0 | 1 | A | Unknown |
| Moss, Luse & Womble, LLC CRD: 152841 | — | 0 | 1 | A | Unknown |
| Most Capital CRD: 304451 | — | 0 | 2 | A | Unknown |
| Mostt Inc. CRD: 332063 | — | 0 | 1 | A | Unknown |
| Mote Wealth Management, LLC CRD: 107724 | — | 0 | 0 | A | Unknown |
| Moth Fund, LLC CRD: 325070 | — | 0 | 1 | A | Unknown |
| Motif CRD: 155731 | — | 1 | 0 | B | INACTIVE |
| Motif Capital Management, Inc. CRD: 277051 | — | 0 | 0 | A | Unknown |
| Motion Capital Management, LLC CRD: 164066 | — | 0 | 0 | A | Unknown |
| Motion Capital Managers LLC CRD: 317151 | — | 0 | 0 | A | Unknown |
| Motive UK Advisors, LLP CRD: 292688 | — | 0 | 0 | A | Unknown |
| Motley Fool Asset Management CRD: 149688 | — | 0 | 1 | A | Unknown |
| Moto Capital Group Inc. CRD: 293001 | — | 0 | 0 | A | Unknown |
| Mott Capital Management LLC CRD: 172373 | — | 0 | 1 | A | Unknown |
| Motta Wealth Management LLC CRD: 329970 | — | 0 | 1 | A | Unknown |
| Motte Managers, LLC CRD: 143895 | — | 0 | 0 | A | Unknown |
| Mottet Wealth CRD: 116044 | — | 0 | 2 | A | Unknown |
| Motum Capital Management LLC CRD: 336528 | — | 0 | 0 | A | Unknown |
| Motus Capital Management LLC CRD: 321875 | — | 0 | 1 | A | Unknown |
| Motus Partners LLC CRD: 309951 | — | 0 | 1 | A | Unknown |
| Motus Ventures, LLC CRD: 283383 | — | 0 | 1 | A | Unknown |
| Motus Wealth CRD: 317889 | — | 0 | 3 | A | Unknown |
| Moudrost, LLC CRD: 154322 | — | 0 | 0 | A | Unknown |
| Mount Elbert Edgecore Platform Manager, LLC CRD: 291660 | — | 0 | 0 | A | Unknown |
| Mount Financial Freedom CRD: 313406 | — | 0 | 1 | A | Unknown |
| Mount Kendal Limited CRD: 284916 | — | 0 | 0 | A | Unknown |
| Mount Logan Management CRD: 311161 | — | 0 | 1 | A | Unknown |
| Mount Lucas Management LP CRD: 108255 | — | 0 | 1 | A | Unknown |
| Mount Murray Investment Inc. CRD: 322643 | — | 0 | 0 | A | Unknown |
| Mount Yale Asset Management, LLC CRD: 116578 | — | 0 | 0 | A | Unknown |
| Mount Yale Securities, LLC CRD: 126870 | — | 1 | 0 | B | INACTIVE |
| Mountain Pass Planning CRD: 283389 | — | 0 | 1 | A | Unknown |
| Mountain TOP Advisory Group CRD: 226728 | — | 0 | 0 | A | Unknown |
| Mountain TOP Advisory Group CRD: 304182 | — | 0 | 1 | A | Unknown |
| Mountaintop Wealth CRD: 318153 | — | 0 | 1 | A | Unknown |
| MOV37, LLC CRD: 296048 | — | 0 | 0 | A | Unknown |
| Movement = Money, LLC CRD: 328130 | — | 0 | 0 | A | Unknown |
| Mowery Capital Management, LLC CRD: 130761 | — | 0 | 0 | A | Unknown |
| Mowrey Investment Management CRD: 117930 | — | 0 | 0 | A | Unknown |
| Moxxie Management, LLC CRD: 315493 | — | 0 | 1 | A | Unknown |
| Moyer Wealth Management CRD: 317908 | — | 0 | 1 | A | Unknown |
| Mozaic, LLC CRD: 145777 | — | 0 | 1 | A | Unknown |
| Mozayyx Management LLC CRD: 334468 | — | 0 | 1 | A | Unknown |
| Mozella Asset Management CRD: 336501 | — | 0 | 1 | A | Unknown |