Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cloudform Strategies CRD: 338304 | - | 0 | 1 | - | Unknown |
| Cloudland Capital Management, L.P. CRD: 323466 | - | 0 | 1 | - | Unknown |
| Cloudquant Capital Management, LLC CRD: 298220 | - | 0 | 1 | - | Unknown |
| Cloudsplitter Financial Planning, LLC CRD: 339252 | - | 0 | 1 | - | Unknown |
| Cloudstone Capital Management, LLC CRD: 288322 | - | 0 | 1 | - | Unknown |
| Cloudveil Advisory CRD: 341006 | - | 0 | 1 | - | Unknown |
| Clough Capital Partners, LP CRD: 131257 | - | 0 | 1 | - | Unknown |
| Clout Capital CRD: 327315 | - | 0 | 1 | - | Unknown |
| Clout Capital Advisors LLC CRD: 312777 | - | 0 | 0 | - | Unknown |
| Clout Inc. Advisors CRD: 153396 | - | 0 | 2 | - | Unknown |
| Clovelly Wealth CRD: 323690 | - | 0 | 1 | - | Unknown |
| Clover Capital Advisors LLC CRD: 340395 | - | 0 | 1 | - | Unknown |
| Clover Credit Management, LLC CRD: 307632 | - | 0 | 1 | - | Unknown |
| Clover Leaf Financial LLC CRD: 335751 | - | 0 | 1 | - | Unknown |
| Clover Leaf Financial, LLC CRD: 287550 | - | 0 | 0 | - | Unknown |
| Clover Partners, L.P. CRD: 123716 | - | 0 | 1 | - | Unknown |
| Clover Securities Corp. CRD: 20275 | - | 0 | 0 | A | INACTIVE |
| Cloverdale Capital LLC CRD: 151111 | - | 0 | 0 | A | INACTIVE |
| Cloverdale Capital Management, LLC CRD: 172986 | - | 0 | 0 | - | Unknown |
| Cloverfeld CRD: 277133 | - | 0 | 0 | - | Unknown |
| Cloverfields Capital Group, LP CRD: 306590 | - | 0 | 1 | - | Unknown |
| Cloverhill Capital Management CRD: 175302 | - | 0 | 1 | - | Unknown |
| Cloverleaf Brokerage, Inc. CRD: 16396 | - | 1 | 0 | B | INACTIVE |
| Cloverpoint, LLC CRD: 335407 | - | 0 | 1 | - | Unknown |
| Clovis Capital Management CRD: 122915 | - | 0 | 0 | - | Unknown |
| Clovis Point Capital, LLC CRD: 249788 | - | 0 | 1 | - | Unknown |
| Clovis Wealth Partners, LLC CRD: 316944 | - | 0 | 1 | - | Unknown |
| Cloyd Capital CRD: 337743 | - | 0 | 1 | - | Unknown |
| Cloyden Capital Management, LLC CRD: 322329 | - | 0 | 1 | - | Unknown |
| CLP Asset Management, LLC CRD: 305962 | - | 0 | 1 | - | Unknown |
| CLS Financial Advisors, Inc. CRD: 152892 | - | 0 | 3 | - | Unknown |
| CLS Partners Retirement Services CRD: 181518 | - | 0 | 0 | - | Unknown |
| Clsa Americas, LLC CRD: 165533 | NY | 0 | 4 | A | Active |
| Clsa Capital Partners CRD: 161379 | - | 0 | 0 | - | Unknown |
| Cluain-Eraird Equity Investors, LLC CRD: 136234 | - | 0 | 0 | - | Unknown |
| Club Ventures GP, LLC CRD: 315217 | - | 0 | 0 | - | Unknown |
| Clunas Investment Company CRD: 16550 | - | 0 | 0 | A | INACTIVE |
| Clunator LLC CRD: 283369 | - | 0 | 0 | - | Unknown |
| Clutch Capital Management, LLC CRD: 154533 | - | 0 | 3 | - | Unknown |
| Clute Wealth Management CRD: 126619 | - | 0 | 0 | - | Unknown |
| Clutinger Williams & Verhoye Inc CRD: 111082 | - | 0 | 2 | - | Unknown |
| Clutterbuck Capital Management LLC CRD: 140082 | - | 0 | 1 | - | Unknown |
| CLW Financial Planning LLC CRD: 297244 | - | 0 | 1 | - | Unknown |
| Clyde a Kelley Securities Co Inc CRD: 11572 | - | 0 | 0 | A | INACTIVE |
| Clyde Blowers Capital CRD: 164714 | - | 0 | 0 | - | Unknown |
| Clyde Financial Planning CRD: 146483 | - | 0 | 0 | - | Unknown |
| CLYM LLC CRD: 318567 | - | 0 | 1 | - | Unknown |
| CLYR Capital Management, LP CRD: 315507 | - | 0 | 1 | - | Unknown |
| CM Advisory, LLC CRD: 284486 | - | 0 | 0 | - | Unknown |
| CM Capital Management, LLC CRD: 116475 | - | 0 | 0 | - | Unknown |