Broker-Dealer Firms

27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
25,250 (93.0%)
B
1,138 (4.2%)
C
402 (1.5%)
D
271 (1.0%)
F
91 (0.3%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
MP Capital Management, Inc.
CRD: 327943
0 0 A Unknown
MP Capital, L.P.
CRD: 140211
3 0 C INACTIVE
MP Next Capital
CRD: 159904
0 1 A Unknown
MP RIA, LLC
CRD: 158689
0 0 A Unknown
MP3, LLC
CRD: 300040
0 1 A Unknown
MPA Capital Management LLC
CRD: 166981
0 0 A Unknown
MPA Wealth, LLC
CRD: 327760
0 0 A Unknown
Mpac Capital Partners, L.P.
CRD: 39136
3 0 C INACTIVE
Mpact Capital
CRD: 335008
0 1 A Unknown
Mpam Credit Trading Partners L.P.
CRD: 165776
0 0 A Unknown
MPB Wealth Management, LLC
CRD: 308149
0 0 A Unknown
MPC HK Management Limited
CRD: 168000
0 0 A Unknown
MPC Management Ltd.
CRD: 163224
0 0 A Unknown
MPC Management PTE. Ltd.
CRD: 325947
0 0 A Unknown
MPC Realty, Inc.
CRD: 8162
0 0 A INACTIVE
MPC Securities, Inc.
CRD: 28429
0 0 A INACTIVE
MPC Wealth Management
CRD: 150671
0 0 A Unknown
MPD Securities, Inc.
CRD: 22880
0 0 A INACTIVE
MPE Capital
CRD: 288682
0 1 A Unknown
MPE Manager LUX S.À R.L.
CRD: 318360
0 0 A Unknown
MPE Partners
CRD: 281787
0 1 A Unknown
Mpfa Inc.
CRD: 304411
0 1 A Unknown
MPG Capital Corp.
CRD: 3907
0 0 A INACTIVE
MPG Financial, LLC
CRD: 146670
0 0 A INACTIVE
MPI Financial
CRD: 44361
9 0 D INACTIVE
MPI Investment Management Inc
CRD: 105181
0 0 A Unknown
MPI Securities, Inc.
CRD: 38192
0 0 A INACTIVE
MPI Wealth Management LLC
CRD: 301011
0 2 A Unknown
MPM Bioimpact
CRD: 148467
0 1 A Unknown
MPM Financial Corporation
CRD: 309695
0 1 A Unknown
MPM Wealth Advisors
CRD: 104926
0 13 A Unknown
MPMG & Partners USA, LLC
CRD: 164766
0 0 A Unknown
MPN Capital Management LLC
CRD: 165274
0 0 A Unknown
Mpower Wealth Management, LLC
CRD: 314968
0 1 A Unknown
MPWM Advisory Solutions LLC
CRD: 169885
0 13 A Unknown
MQS Management, LLC
CRD: 161238
0 1 A Unknown
MR. Robert M. Tanney
CRD: 3559
0 0 A INACTIVE
MRA Advisory Group
CRD: 287933
0 5 A Unknown
Mraz and Associates
CRD: 158338
0 2 A Unknown
MRB Capital
CRD: 330259
0 2 A Unknown
MRBL Management, LLC
CRD: 332534
0 1 A Unknown
MRC Group LLC
CRD: 290132
0 1 A Unknown
MRC SC Manager, LLC
CRD: 297167
0 0 A Unknown
MRC Wealth Management, LLC
CRD: 309205
0 0 A Unknown
MRD, Inc.
CRD: 111227
0 1 A Unknown
MRE Management, LLC
CRD: 338513
0 1 A Unknown
Mrec Management, LLC
CRD: 277076
0 0 A Unknown
Mrevert, LLC
CRD: 122922
0 0 A INACTIVE
MRH Irish Investments, LLC
CRD: 307486
0 1 A Unknown
MRI Capital
CRD: 24792
0 0 A INACTIVE
Page 319 of 544 (27,152 total)