Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| CM Capital Partners CRD: 291720 | - | 0 | 3 | - | Unknown |
| CM Financial Advisors, LLC CRD: 109991 | - | 0 | 3 | - | Unknown |
| CM First Capital Corp. CRD: 128617 | - | 0 | 1 | - | Unknown |
| CM Investment Partners, LLC CRD: 168941 | - | 0 | 1 | - | Unknown |
| CM Management, LLC CRD: 162198 | - | 0 | 0 | - | Unknown |
| CM Securities, Inc. CRD: 7284 | - | 0 | 0 | A | INACTIVE |
| CM Securities, LLC CRD: 127136 | - | 3 | 0 | C | INACTIVE |
| CM Venture CRD: 314024 | - | 0 | 0 | - | Unknown |
| CM Wealth Advisors LLC CRD: 119467 | - | 0 | 2 | - | Unknown |
| CM&M Futures Inc. CRD: 15845 | - | 0 | 0 | A | INACTIVE |
| CM20 Wealth Management CRD: 313340 | - | 0 | 1 | - | Unknown |
| CMA Advisors, Inc. CRD: 336813 | - | 0 | 2 | - | Unknown |
| CMA Financial Services CRD: 283847 | - | 0 | 2 | - | Unknown |
| CMA Investments CRD: 115666 | - | 0 | 0 | - | Unknown |
| CMC Advisors LLC CRD: 304326 | - | 0 | 1 | - | Unknown |
| CMC Advisors, Inc. CRD: 123811 | - | 0 | 3 | - | Unknown |
| CMC Capital Advisors (Cayman), Ltd. CRD: 342267 | - | 0 | 0 | - | Unknown |
| CMC Capital Advisors, Ltd CRD: 168441 | - | 0 | 0 | - | Unknown |
| CMC Financial Group, LLC CRD: 292413 | - | 0 | 2 | - | Unknown |
| CMC Investment Management CRD: 292106 | - | 0 | 0 | - | Unknown |
| CMC Securities Corporation CRD: 5338 | - | 0 | 0 | A | INACTIVE |
| CMC Wealth LLC CRD: 336810 | - | 0 | 1 | - | Unknown |
| CMC Wealth Management, LLC CRD: 306845 | - | 0 | 3 | - | Unknown |
| CMCJL, LLC CRD: 116931 | - | 2 | 0 | B | INACTIVE |
| Cmco Inc. CRD: 13913 | - | 0 | 0 | A | INACTIVE |
| CMD Financial Services CRD: 130221 | - | 0 | 0 | - | Unknown |
| CMD Global Partners, LLC CRD: 306063 | IL | 0 | 4 | A | Active |
| CME BD Services, Inc. CRD: 42575 | - | 0 | 0 | A | INACTIVE |
| CME Financial Services, LLC CRD: 289001 | - | 0 | 1 | - | Unknown |
| CME Strategic Wealth Management CRD: 282471 | - | 0 | 1 | - | Unknown |
| CMF Advisory LLC CRD: 300173 | - | 0 | 1 | - | Unknown |
| CMG Advisors, LLC CRD: 116497 | - | 0 | 0 | - | Unknown |
| CMG Advisory Services, LLC CRD: 121146 | - | 0 | 0 | - | Unknown |
| CMG Capital Management Group, Inc. CRD: 110750 | - | 0 | 1 | - | Unknown |
| CMG Financial Consulting CRD: 288359 | - | 0 | 2 | - | Unknown |
| CMG Financial Planning, Ltd. CRD: 119609 | - | 0 | 0 | - | Unknown |
| CMG Institutional Trading LLC CRD: 47264 | - | 12 | 0 | D | INACTIVE |
| CMG Securities LLC CRD: 289090 | CA | 0 | 6 | A | Active |
| CMG Wealth Advisors LLC CRD: 340600 | - | 0 | 1 | - | Unknown |
| CMG Wealth Management CRD: 307513 | - | 0 | 1 | - | Unknown |
| CMH Wealth Management CRD: 325543 | - | 0 | 1 | - | Unknown |
| CMH Wealth Management, LLC CRD: 150138 | - | 0 | 4 | - | Unknown |
| CMI Capital Market Investment, LLC CRD: 46219 | - | 0 | 0 | A | INACTIVE |
| CMJ Partners LLC CRD: 33952 | - | 0 | 0 | A | INACTIVE |
| CMJ Partners, LLC CRD: 171408 | - | 0 | 0 | - | Unknown |
| CML Wealth Management, LLC CRD: 224516 | - | 0 | 0 | - | Unknown |
| CMP CRD: 162773 | - | 0 | 0 | - | Unknown |
| CMP Equities, Inc. CRD: 19686 | - | 0 | 0 | A | INACTIVE |
| CMP Financial Planning CRD: 121257 | - | 0 | 0 | - | Unknown |
| CMR Capital Management, LLC CRD: 284054 | - | 0 | 1 | - | Unknown |