Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MRJ Capital, Inc. CRD: 111151 | — | 0 | 0 | A | Unknown |
| MRM Group CRD: 110898 | — | 0 | 1 | A | Unknown |
| MRM Wealth Management, LLC CRD: 156867 | — | 0 | 0 | A | Unknown |
| MRWM Capital Management, LLC CRD: 336384 | — | 0 | 1 | A | Unknown |
| MS Brouder LLC CRD: 130895 | — | 0 | 0 | A | INACTIVE |
| MS Securities Services Inc. CRD: 14276 | — | 1 | 0 | B | INACTIVE |
| MSA Capital Management, PLLC CRD: 282650 | — | 0 | 1 | A | Unknown |
| MSA Financial CRD: 107768 | — | 0 | 4 | A | Unknown |
| MSA Securities, LLC CRD: 150557 | CA | 1 | 2 | B | Active |
| MSC - BD, LLC CRD: 142927 | OR | 2 | 2 | B | Active |
| MSD Partners, L.P. CRD: 161664 | — | 0 | 1 | A | Unknown |
| MSDR Partners, LLC CRD: 338048 | — | 0 | 1 | A | Unknown |
| Msec, LLC CRD: 154327 | KS | 1 | 26 | B | Active |
| MSF Investment Advisory LLC. CRD: 166649 | — | 0 | 0 | A | Unknown |
| MSF Securities, Inc. CRD: 114004 | — | 1 | 0 | B | INACTIVE |
| MSFM LLC CRD: 339504 | — | 0 | 1 | A | Unknown |
| MSH Asset Management, LLC CRD: 148990 | — | 0 | 0 | A | Unknown |
| MSM Advisory, LLC CRD: 283032 | — | 0 | 1 | A | Unknown |
| MSM Financial LLC CRD: 284781 | — | 0 | 0 | A | Unknown |
| MSM Financial, LLC CRD: 298606 | — | 0 | 1 | A | Unknown |
| MSM Marketing Corporation CRD: 14920 | — | 0 | 0 | A | INACTIVE |
| MSP Capital Management, L.L.C. CRD: 284336 | — | 0 | 0 | A | Unknown |
| MSP Wealth Management, LLC CRD: 306522 | — | 0 | 1 | A | Unknown |
| MSQ Capital, LLC CRD: 173144 | — | 0 | 0 | A | Unknown |
| MSR Capital Management CRD: 159608 | — | 0 | 0 | A | Unknown |
| MSR Securities, Inc. CRD: 7298 | — | 0 | 0 | A | INACTIVE |
| Msref III, Inc. CRD: 108823 | — | 0 | 0 | A | Unknown |
| Msref IV, LLC CRD: 111003 | — | 0 | 0 | A | Unknown |
| Msref V, L.L.C. CRD: 133373 | — | 0 | 0 | A | Unknown |
| Msress III Manager, L.L.C. CRD: 138602 | — | 0 | 1 | A | Unknown |
| MSRH, LLC CRD: 166961 | — | 0 | 1 | A | Unknown |
| MSST, Inc. CRD: 43401 | — | 1 | 0 | B | INACTIVE |
| MST Investment Management LLC CRD: 319349 | — | 0 | 0 | A | Unknown |
| Mstrat Partners, LLC CRD: 168242 | — | 0 | 0 | A | Unknown |
| MSZ Securities,Inc. CRD: 13458 | — | 0 | 0 | A | INACTIVE |
| MT Clinic, L.L.C. CRD: 284708 | — | 0 | 1 | A | Unknown |
| MT Medical Properties Manager, LLC CRD: 323702 | — | 0 | 1 | A | Unknown |
| MT Ryan, Inc. CRD: 168392 | — | 0 | 1 | A | Unknown |
| MT. Olive Church of GOD in Christ-United CRD: 14963 | — | 0 | 0 | A | INACTIVE |
| MT. Rainier Group, LLC CRD: 295112 | — | 0 | 1 | A | Unknown |
| MT. Timp Capital CRD: 324028 | — | 0 | 1 | A | Unknown |
| MTC Wealth Management CRD: 305308 | — | 0 | 10 | A | Unknown |
| MTCM, LLC CRD: 292736 | — | 0 | 0 | A | Unknown |
| Mtech Capital CRD: 288626 | — | 0 | 1 | A | Unknown |
| Mtgcii CRD: 165582 | — | 0 | 0 | A | Unknown |
| Mtge Management, LLC CRD: 161595 | — | 0 | 0 | A | Unknown |
| MTH Financial Advisory CRD: 326775 | — | 0 | 0 | A | Unknown |
| MTI CRD: 163828 | — | 0 | 0 | A | Unknown |
| MTM Investment Management, LLC CRD: 297500 | — | 0 | 1 | A | Unknown |
| MTR Advisory Services, Inc. CRD: 121140 | — | 0 | 1 | A | Unknown |