Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MTS Markets International, Inc. CRD: 164814 | — | 0 | 0 | A | INACTIVE |
| MTS Securities, LLC CRD: 104059 | NY | 0 | 3 | A | Active |
| MTT Capital, LLC CRD: 173050 | — | 0 | 0 | A | Unknown |
| MTVP Management, LLC CRD: 288270 | — | 0 | 1 | A | Unknown |
| MTX Wealth Management, LLC CRD: 142616 | — | 0 | 0 | A | Unknown |
| MU HAT Capital Management, LLC CRD: 340217 | — | 0 | 1 | A | Unknown |
| MU Ventures, LLC CRD: 323087 | — | 0 | 1 | A | Unknown |
| Mucci, Michael L CRD: 129011 | — | 0 | 0 | A | Unknown |
| Much Wealth Management, Inc. CRD: 150356 | — | 0 | 1 | A | Unknown |
| Mucker Capital CRD: 166023 | — | 0 | 0 | A | Unknown |
| Mucker Early, LLC CRD: 309797 | — | 0 | 1 | A | Unknown |
| Mudani Capital CRD: 309517 | — | 0 | 0 | A | Unknown |
| Mudita Management CRD: 315593 | — | 0 | 0 | A | Unknown |
| Mudita Partners LP CRD: 293910 | — | 0 | 0 | A | Unknown |
| Muehlberg, Kenneth L CRD: 129555 | — | 0 | 0 | A | Unknown |
| Mueller Asset Management CRD: 334823 | — | 0 | 1 | A | Unknown |
| Mueller Wealth CRD: 306943 | — | 0 | 1 | A | Unknown |
| Mufson Howe Hunter & Partners LLC CRD: 132353 | PA | 0 | 2 | A | Active |
| Muho, Gerti CRD: 168066 | — | 0 | 0 | A | Unknown |
| Muhr Advisory Group CRD: 127104 | — | 0 | 2 | A | Unknown |
| Mulberry Capital Management CRD: 172259 | — | 0 | 1 | A | Unknown |
| Mull Capital Management, LLC CRD: 158089 | — | 0 | 0 | A | Unknown |
| Mull Management Services LLC CRD: 338105 | — | 0 | 1 | A | Unknown |
| Mullbry GP, LLC CRD: 337602 | — | 0 | 1 | A | Unknown |
| Mullen, Kevin F CRD: 34413 | — | 0 | 0 | A | INACTIVE |
| Muller & Monroe Asset Management,LLC CRD: 132073 | — | 0 | 3 | A | Unknown |
| Mullin, Edward F. CRD: 134954 | — | 0 | 0 | A | Unknown |
| Multi Fund Management Inc CRD: 108022 | — | 0 | 0 | A | Unknown |
| Multi-Strategy Management, LLC CRD: 290253 | — | 0 | 0 | A | Unknown |
| Multipath Wealth Magement CRD: 306130 | — | 0 | 1 | A | Unknown |
| Multiverse Investment CRD: 298854 | — | 0 | 1 | A | Unknown |
| Multnomah Group, Inc. CRD: 132131 | — | 0 | 9 | A | Unknown |
| Multus Asset Management CRD: 156114 | — | 0 | 1 | A | Unknown |
| Mumm Enterprises, L.L.C. CRD: 128370 | — | 0 | 0 | A | Unknown |
| Mundell Asset Management LLC CRD: 151000 | — | 0 | 2 | A | Unknown |
| Mundoval Capital Management, Inc. CRD: 132553 | — | 0 | 1 | A | Unknown |
| Municap Inc. CRD: 144986 | — | 0 | 3 | A | Unknown |
| Municipal Cash Management CRD: 281799 | — | 0 | 0 | A | Unknown |
| Munifi, LLC CRD: 331613 | — | 0 | 2 | A | Unknown |
| Munn Wealth Management, LLC CRD: 174414 | — | 0 | 1 | A | Unknown |
| Munoz Group CRD: 164381 | — | 0 | 1 | A | Unknown |
| Munoz Securities Co. CRD: 16375 | — | 0 | 0 | A | INACTIVE |
| Munro Asset Management L.L.C. CRD: 141851 | — | 0 | 1 | A | Unknown |
| Murano Wealth Management LLC CRD: 336278 | — | 0 | 0 | A | Unknown |
| Murapa Investments CRD: 168510 | — | 0 | 1 | A | Unknown |
| Murata/Kramer CRD: 8245 | — | 0 | 0 | A | INACTIVE |
| Murawski Wealth Management CRD: 332094 | — | 0 | 1 | A | Unknown |
| Murdoch, Michael Kurt CRD: 118485 | — | 0 | 0 | A | INACTIVE |
| Murphy & Mullick Capital Management Corp CRD: 328629 | — | 0 | 1 | A | Unknown |
| Murphy & Murphy, CPA, LLC CRD: 117425 | — | 0 | 0 | A | Unknown |