Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Coachwork Partners, Inc. CRD: 285931 | - | 0 | 1 | - | Unknown |
| Coady Diemar Partners, LLC CRD: 128334 | NY | 1 | 2 | B | Active |
| Coady Securities, Inc. CRD: 13416 | - | 0 | 0 | A | INACTIVE |
| Coah Financial CRD: 332283 | - | 0 | 1 | - | Unknown |
| Coalesce Capital Management LLC CRD: 324179 | - | 0 | 1 | - | Unknown |
| Coalescence Partners Investment Management II, LLC CRD: 289025 | - | 0 | 0 | - | Unknown |
| Coalescent Strategies CRD: 312281 | - | 0 | 0 | - | Unknown |
| Coalition Advisors, LLC CRD: 329914 | - | 0 | 1 | - | Unknown |
| Coalition Operators, LLC CRD: 319229 | - | 0 | 1 | - | Unknown |
| Coann Capital LLC CRD: 310996 | - | 0 | 0 | - | Unknown |
| Coar Hill Asset Management Partners LP CRD: 330579 | - | 0 | 0 | - | Unknown |
| Coast Advisory LLC CRD: 340229 | - | 0 | 1 | - | Unknown |
| Coast Asset Management, LLC CRD: 108484 | - | 0 | 0 | - | Unknown |
| Coast Asset Securities LLC CRD: 29319 | - | 0 | 0 | A | INACTIVE |
| Coast Bridge Capital CRD: 327898 | - | 0 | 3 | - | Unknown |
| Coast Capital Management CRD: 115767 | - | 0 | 1 | - | Unknown |
| Coast Capital Management, LP CRD: 289883 | - | 0 | 1 | - | Unknown |
| Coast Financial Advisors, Inc. CRD: 6249 | - | 0 | 0 | A | INACTIVE |
| Coast Partners Financial Corporation CRD: 30687 | - | 0 | 0 | A | INACTIVE |
| Coast Village Group CRD: 333407 | - | 0 | 1 | - | Unknown |
| Coastal Asset Management Corporation CRD: 7852 | - | 0 | 0 | A | INACTIVE |
| Coastal Banc Capital Corp. CRD: 117113 | - | 0 | 0 | A | INACTIVE |
| Coastal Bridge Advisors CRD: 152569 | - | 0 | 14 | - | Unknown |
| Coastal Capital Advisors CRD: 307224 | - | 0 | 2 | - | Unknown |
| Coastal Capital Management LLC CRD: 173999 | - | 0 | 0 | - | Unknown |
| Coastal Capital Management, LLC CRD: 170383 | - | 0 | 1 | - | Unknown |
| Coastal Carolina Financial Partners LLC CRD: 334447 | - | 0 | 1 | - | Unknown |
| Coastal Discount Stockbrokers, Inc. CRD: 18237 | - | 12 | 0 | D | INACTIVE |
| Coastal Equity Management, LLC CRD: 331518 | - | 0 | 1 | - | Unknown |
| Coastal Income and Capital Preservation Strategies… CRD: 161660 | - | 0 | 0 | - | Unknown |
| Coastal Investment Company, LLC CRD: 322164 | - | 0 | 1 | - | Unknown |
| Coastal Management Group LLC CRD: 140191 | - | 0 | 0 | - | Unknown |
| Coastal Partners Ltd. CRD: 140584 | - | 0 | 0 | - | Unknown |
| Coastal Plains Capital Management LLC CRD: 307085 | - | 0 | 0 | - | Unknown |
| Coastal Private Wealth Management, LLC CRD: 173052 | - | 0 | 0 | - | Unknown |
| Coastal Securities Corporation CRD: 8523 | - | 0 | 0 | A | INACTIVE |
| Coastal Securities Discount Stockbrokers CRD: 7586 | - | 0 | 0 | A | INACTIVE |
| Coastal Securities, Inc. CRD: 27834 | - | 5 | 0 | C | INACTIVE |
| Coastal States Securities, Inc. CRD: 21031 | - | 0 | 0 | A | INACTIVE |
| Coastal Trade Securities, LLC CRD: 148246 | - | 6 | 0 | D | INACTIVE |
| Coastal WAY Financial Group, LLC CRD: 285844 | - | 0 | 2 | - | Unknown |
| Coastal Wealth Advisors, LLC CRD: 174574 | - | 0 | 1 | - | Unknown |
| Coastal Wealth Management CRD: 327867 | - | 0 | 1 | - | Unknown |
| Coastal Wealth Management, LP CRD: 131939 | - | 0 | 2 | - | Unknown |
| Coastal Wealth Planners LLC CRD: 305603 | - | 0 | 0 | - | Unknown |
| Coastal Wealth Planning, LLC CRD: 296895 | - | 0 | 0 | - | Unknown |
| Coastalbanc Financial Corporation CRD: 24900 | - | 0 | 0 | A | INACTIVE |
| Coastedge Partners, LLC CRD: 149685 | - | 0 | 2 | - | Unknown |
| Coastland Capital LLC CRD: 152884 | - | 0 | 0 | - | Unknown |
| Coastlands Capital LP CRD: 335329 | - | 0 | 1 | - | Unknown |