Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Murphy Capital Management Inc CRD: 105155 | — | 0 | 0 | A | Unknown |
| Murphy JR., Richard Joseph Sole Proprietor CRD: 104785 | — | 0 | 0 | A | INACTIVE |
| Murphy, Michael Vincent CRD: 126465 | — | 0 | 0 | A | INACTIVE |
| Murray & Co. Asset Management,Ltd. CRD: 108594 | — | 0 | 0 | A | Unknown |
| Murray Haber Corporation CRD: 11341 | — | 0 | 0 | A | INACTIVE |
| Murray Michael J. CRD: 120397 | — | 0 | 0 | A | INACTIVE |
| Murray Ruffell CRD: 134169 | — | 0 | 2 | A | Unknown |
| Murray Wealth Management CRD: 165323 | — | 0 | 0 | A | Unknown |
| Murray Wealth Management LLC CRD: 329918 | — | 0 | 0 | A | Unknown |
| Musa Capital Management, LLC CRD: 331224 | — | 0 | 0 | A | Unknown |
| Musaffa LLC CRD: 338525 | — | 0 | 1 | A | Unknown |
| Muse Capital Management LLC CRD: 319049 | — | 0 | 1 | A | Unknown |
| Muse Capital Management LLC CRD: 304463 | — | 0 | 1 | A | Unknown |
| Museum Mile Funds LLC CRD: 336827 | — | 0 | 1 | A | Unknown |
| Music ROW Wealth Management CRD: 288944 | — | 0 | 2 | A | Unknown |
| Musleh Wealth Management LLC CRD: 337428 | — | 0 | 1 | A | Unknown |
| Mustang Wealth Management CRD: 160603 | — | 0 | 0 | A | Unknown |
| Mutron Investment Inc. CRD: 25761 | — | 0 | 0 | A | INACTIVE |
| Mutual Advisors, LLC CRD: 167658 | — | 0 | 187 | A | Unknown |
| Mutual Capital Corp. CRD: 106813 | — | 0 | 0 | A | INACTIVE |
| Mutual Capital Partners Funds CRD: 163566 | — | 0 | 1 | A | Unknown |
| Mutual Fund Advisory Service CRD: 2850 | — | 1 | 0 | B | INACTIVE |
| Mutual Fund Management Co CRD: 107538 | — | 0 | 0 | A | Unknown |
| Mutual Fund Management Co., Inc. CRD: 25283 | — | 0 | 0 | A | INACTIVE |
| Mutual of Omaha Investor Services, Inc. CRD: 611 | NE | 6 | 249 | B | Active |
| Mutual of Omaha Investors Corp CRD: 3650 | — | 0 | 0 | A | INACTIVE |
| Mutual Trust Advisory Group CRD: 277060 | — | 0 | 1 | A | Unknown |
| Mutual Trust Asset MGMT., Inc. CRD: 121364 | — | 0 | 5 | A | Unknown |
| Mutual Wealth LLC CRD: 295356 | — | 0 | 0 | A | Unknown |
| Mutual Wealth LLC CRD: 328577 | — | 0 | 0 | A | Unknown |
| MUTUALS.COM, Inc. CRD: 36525 | — | 1 | 0 | B | INACTIVE |
| Muus Asset Management Co LLC CRD: 329868 | — | 0 | 0 | A | Unknown |
| Muzinich & Co., Inc. CRD: 22998 | — | 1 | 1 | B | INACTIVE |
| MV Capital Management, Inc. CRD: 139034 | — | 0 | 8 | A | Unknown |
| MV Fund Manager LLC CRD: 304271 | — | 0 | 1 | A | Unknown |
| MVC GP II, LLC CRD: 163033 | — | 0 | 0 | A | Unknown |
| MVCG Securities, LLC CRD: 148275 | — | 0 | 0 | A | INACTIVE |
| MVH Capital Management, LLC CRD: 325739 | — | 0 | 1 | A | Unknown |
| MVI Equities, Inc. CRD: 32842 | — | 0 | 0 | A | INACTIVE |
| MVM Partners LLP CRD: 159224 | — | 0 | 0 | A | Unknown |
| MVM Partners, LLC CRD: 159225 | — | 0 | 1 | A | Unknown |
| MVN Asset Management CRD: 285902 | — | 0 | 0 | A | Unknown |
| MVP CRD: 163462 | — | 0 | 0 | A | Unknown |
| MVP Management Company CRD: 330680 | — | 0 | 1 | A | Unknown |
| MVP Manager LLC CRD: 282143 | — | 0 | 1 | A | Unknown |
| MVP Ventures LLC CRD: 333816 | — | 0 | 1 | A | Unknown |
| MVV Capital Management CRD: 339868 | — | 0 | 0 | A | Unknown |
| MW Financial LLC CRD: 281389 | — | 0 | 2 | A | Unknown |
| MW Investment Strategy CRD: 118433 | — | 0 | 2 | A | Unknown |
| MW Management Company CRD: 30014 | — | 0 | 0 | A | INACTIVE |