Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Coastlight Capital, LLC CRD: 171708 | - | 0 | 0 | - | Unknown |
| Coastline Complete Wealth LLC CRD: 338227 | - | 0 | 1 | - | Unknown |
| Coastline Financial, Inc. CRD: 16711 | - | 0 | 0 | A | INACTIVE |
| Coastline Wealth Guidance, LLC CRD: 151426 | - | 0 | 0 | - | Unknown |
| Coastwise Capital Group, LLC CRD: 139564 | - | 0 | 2 | - | Unknown |
| Coatl Wealth, LLC CRD: 170582 | - | 0 | 0 | - | Unknown |
| Coats Financial Planning CRD: 122135 | - | 0 | 2 | - | Unknown |
| Coats Wealth Management CRD: 336335 | - | 0 | 1 | - | Unknown |
| Coatue Management, L.L.C. CRD: 157910 | - | 0 | 1 | - | Unknown |
| Cobalt Advisors CRD: 323857 | - | 0 | 0 | - | Unknown |
| Cobalt Capital CRD: 163319 | - | 0 | 0 | - | Unknown |
| Cobalt Capital Management, Inc. CRD: 157543 | - | 0 | 0 | - | Unknown |
| Cobalt Capital, Inc. CRD: 136161 | FL | 1 | 2 | B | Active |
| Cobalt Investment Management LLC CRD: 300974 | - | 0 | 1 | - | Unknown |
| Cobalt Management, LLC CRD: 305576 | - | 0 | 0 | - | Unknown |
| Cobalt Private Wealth LLC CRD: 168453 | - | 0 | 1 | - | Unknown |
| Cobalt SEA Advisors, LLC CRD: 288852 | - | 0 | 0 | - | Unknown |
| Cobalt Trading LLC CRD: 103950 | - | 0 | 0 | A | INACTIVE |
| Cobalt Trading, L.P. CRD: 45830 | - | 0 | 0 | A | INACTIVE |
| Cobalt Wealth Management CRD: 300654 | - | 0 | 0 | - | Unknown |
| Cobb Financial, LLC CRD: 129437 | - | 0 | 2 | - | Unknown |
| Cobb Planning Group CRD: 150880 | - | 0 | 1 | - | Unknown |
| Cobb Wealth Management, LLC CRD: 146147 | - | 0 | 1 | - | Unknown |
| Cobble Hill Partners, Inc. CRD: 33991 | - | 0 | 0 | A | INACTIVE |
| Cobblefield LLC CRD: 324786 | - | 0 | 1 | - | Unknown |
| Cobblestone Capital Advisors, LLC CRD: 108023 | - | 0 | 0 | - | Unknown |
| Cobblestone Wealth Advisors CRD: 125561 | - | 0 | 1 | - | Unknown |
| Cobe Venner CFP CRD: 116921 | - | 0 | 0 | - | Unknown |
| Cobey Jacobson & Gordon Inc CRD: 113261 | - | 0 | 0 | - | Unknown |
| Cobia Capital Management LP CRD: 163103 | - | 0 | 0 | - | Unknown |
| Cobia Financial CRD: 277094 | - | 0 | 0 | - | Unknown |
| Cobiz Wealth CRD: 125910 | - | 0 | 0 | - | Unknown |
| Cobra Trading, Inc. CRD: 132078 | TX | 6 | 2 | C | Active |
| Cobro Ventures Management, LLC CRD: 309434 | - | 0 | 1 | - | Unknown |
| Coburn & Meredith, Inc. CRD: 164 | - | 11 | 0 | D | INACTIVE |
| Coburn Barrett, LLC CRD: 166464 | - | 0 | 2 | - | Unknown |
| Coburn Group, LLC CRD: 121308 | - | 0 | 0 | A | INACTIVE |
| Coburn Ventures, LLC CRD: 138214 | - | 0 | 0 | - | Unknown |
| Cocalis, GUY Edward CRD: 123131 | - | 0 | 0 | A | INACTIVE |
| Cochran & Associates, Inc. CRD: 156272 | - | 0 | 0 | - | Unknown |
| Cochran Caronia Waller Securities LLC CRD: 44824 | - | 0 | 0 | A | INACTIVE |
| Cochran Wealth LLC CRD: 271034 | - | 0 | 1 | - | Unknown |
| Cochrane, Timothy Joseph CRD: 120453 | - | 0 | 0 | A | INACTIVE |
| Cochranmickels Retirement Specialists, LLC CRD: 327837 | - | 0 | 1 | - | Unknown |
| Cocke, James Robert JR. CRD: 27422 | - | 0 | 0 | A | INACTIVE |
| Cocreate Financial CRD: 299648 | - | 0 | 1 | - | Unknown |
| Coda Capital Advisors CRD: 330642 | - | 0 | 1 | - | Unknown |
| Coda Markets, Inc. CRD: 36187 | IL | 15 | 2 | D | Active |
| Coddington & Associates CRD: 23442 | - | 0 | 0 | A | INACTIVE |
| Coddington Capital Management, LLC CRD: 284130 | - | 0 | 0 | - | Unknown |