Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| MWA Asset Management CRD: 142912 | — | 0 | 3 | A | Unknown |
| MWA Investments, LLC CRD: 156685 | — | 0 | 1 | A | Unknown |
| Mwest Ventures LLC CRD: 315966 | — | 0 | 1 | A | Unknown |
| MWM CRD: 169912 | — | 0 | 0 | A | Unknown |
| MWM Advisory CRD: 166411 | — | 0 | 0 | A | Unknown |
| MWM Advisory Group, LLC CRD: 310866 | — | 0 | 1 | A | Unknown |
| MWM Group LLC CRD: 164123 | — | 0 | 1 | A | Unknown |
| MWM Wealth Advisory, LLC CRD: 287705 | — | 0 | 1 | A | Unknown |
| MWP Advisory, LLC CRD: 309573 | — | 0 | 1 | A | Unknown |
| MWTF Capital Management, LLC CRD: 125789 | — | 0 | 0 | A | Unknown |
| MWY Corporation CRD: 115476 | — | 0 | 0 | A | Unknown |
| MXV Capital, LLC CRD: 323145 | — | 0 | 1 | A | Unknown |
| MY Cash Flow Manager, , LLC CRD: 146165 | — | 0 | 0 | A | Unknown |
| MY Financial Group, Ltd. CRD: 142087 | — | 0 | 0 | A | Unknown |
| MY Friend in Finance, LLC CRD: 286181 | — | 0 | 0 | A | Unknown |
| MY Harvest Field Financial LLC CRD: 285443 | — | 0 | 3 | A | Unknown |
| MY Impax CRD: 179539 | — | 0 | 0 | A | Unknown |
| MY Investment Advisor, Inc. CRD: 144616 | — | 0 | 0 | A | Unknown |
| MY Investment Path CRD: 329641 | — | 0 | 1 | A | Unknown |
| MY Money Coach CRD: 293039 | — | 0 | 0 | A | Unknown |
| MY Money MGR CRD: 325395 | — | 0 | 1 | A | Unknown |
| MY Money Person CRD: 317502 | — | 0 | 0 | A | Unknown |
| MY Prosper Team CRD: 311144 | — | 0 | 1 | A | Unknown |
| MY Wealth Management, Inc CRD: 168566 | — | 0 | 1 | A | Unknown |
| MY Wealth Planners CRD: 305664 | — | 0 | 1 | A | Unknown |
| MY.ALPHA CRD: 318559 | — | 0 | 0 | A | Unknown |
| Myasia VC CRD: 311027 | — | 0 | 0 | A | Unknown |
| Mychaels Trading L.L.C. CRD: 37633 | — | 0 | 0 | A | INACTIVE |
| Mycor Capital Management, LLC CRD: 324312 | — | 0 | 1 | A | Unknown |
| MYD Market, Inc CRD: 29019 | — | 1 | 0 | B | INACTIVE |
| Myecfo CRD: 166919 | — | 0 | 5 | A | Unknown |
| Myelin II Management LLC CRD: 318272 | — | 0 | 0 | A | Unknown |
| Myers Asset Management LLC CRD: 327654 | — | 0 | 2 | A | Unknown |
| Myers Capital Management, Inc CRD: 117119 | — | 0 | 2 | A | Unknown |
| Myers, Walter L CRD: 151436 | — | 0 | 1 | A | Unknown |
| Myfi Financial CRD: 321836 | — | 0 | 1 | A | Unknown |
| Myfi Wealth Management, LLC CRD: 318456 | — | 0 | 1 | A | Unknown |
| Myicon CRD: 136554 | — | 0 | 1 | A | Unknown |
| Mylaunch, LLC CRD: 283205 | — | 0 | 0 | A | Unknown |
| Myles James Kerrigan CRD: 34025 | — | 0 | 0 | A | INACTIVE |
| Myles Wealth Management, LLC CRD: 169635 | — | 0 | 0 | A | Unknown |
| Mylife Financial CRD: 283641 | — | 0 | 0 | A | Unknown |
| Mylife Financial CRD: 317266 | — | 0 | 0 | A | Unknown |
| Mynad LLC CRD: 321247 | — | 0 | 1 | A | Unknown |
| Myra Wealth CRD: 311475 | — | 0 | 1 | A | Unknown |
| Myriad Asset Management US LP CRD: 311576 | — | 0 | 0 | A | Unknown |
| Myriad Venture Partners, LLC CRD: 325814 | — | 0 | 1 | A | Unknown |
| Myrna Mitchell, MBA, CFP CRD: 118531 | — | 0 | 3 | A | Unknown |
| Myscout CRD: 293180 | — | 0 | 0 | A | Unknown |
| Mystic Asset Management CRD: 170361 | — | 0 | 1 | A | Unknown |