Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Mywallst Advisory LLC CRD: 311970 | — | 0 | 0 | A | Unknown |
| MZ Capital, LLC CRD: 134726 | — | 0 | 2 | A | Unknown |
| MZB Select Management, L.L.C. CRD: 44818 | — | 0 | 0 | A | INACTIVE |
| N 1 Place, LLC CRD: 150226 | — | 0 | 0 | A | Unknown |
| N a S D CRD: 6497 | — | 0 | 0 | A | INACTIVE |
| N C X LLC CRD: 129033 | — | 0 | 0 | A | INACTIVE |
| N Financial Plans CRD: 337288 | — | 0 | 1 | A | Unknown |
| N Plus ONE Ventures, LLC CRD: 317941 | — | 0 | 1 | A | Unknown |
| N. D. Meyer & Co., Inc. CRD: 6937 | — | 0 | 0 | A | INACTIVE |
| N. Hahn & Co., Inc. CRD: 46942 | — | 1 | 0 | B | INACTIVE |
| N.A. Investcorp LLC CRD: 134162 | NY | 0 | 3 | A | Active |
| N.A. Securities Corporation CRD: 10369 | — | 0 | 0 | A | INACTIVE |
| N.A. Silva & Company, Inc. CRD: 319252 | — | 0 | 2 | A | Unknown |
| N.A.S. Capital LLC CRD: 297630 | — | 0 | 2 | A | Unknown |
| N.B. Zoullas Securities, Inc. CRD: 29419 | NY | 0 | 2 | A | Active |
| N.D. Pitman & Company, Inc. CRD: 121180 | — | 0 | 0 | A | Unknown |
| N.E. Private Client, Ltd CRD: 136058 | MA | 1 | 2 | B | Active |
| N.E.A. Securities, Inc. CRD: 16652 | — | 0 | 0 | A | INACTIVE |
| N.E.I. Energy Partners, Inc. CRD: 42667 | — | 0 | 0 | A | INACTIVE |
| N.E.W. Advisory Services, LLC CRD: 290405 | — | 0 | 14 | A | Unknown |
| N.I.S. Financial Services, Inc. CRD: 5361 | MO | 3 | 2 | C | Active |
| N.L.C LLC CRD: 330231 | — | 0 | 1 | A | Unknown |
| N.N.A.I.A CRD: 114164 | — | 0 | 1 | A | Unknown |
| N.V. Partners, L.P. CRD: 119157 | — | 0 | 0 | A | Unknown |
| N.V.N.G. Investments, Inc. CRD: 107446 | — | 0 | 1 | A | Unknown |
| N.W. Securities CRD: 36016 | — | 0 | 0 | A | INACTIVE |
| N.W. Securities Corporation CRD: 16780 | — | 0 | 0 | A | INACTIVE |
| N.Y.E. International,Ltd. CRD: 14652 | — | 0 | 0 | A | INACTIVE |
| N1 Advisors CRD: 147048 | — | 0 | 5 | A | Unknown |
| N4 Financial, Inc. CRD: 134581 | — | 0 | 0 | A | INACTIVE |
| N49P Management, LLC CRD: 322307 | — | 0 | 1 | A | Unknown |
| Naab Capital CRD: 330736 | — | 0 | 0 | A | Unknown |
| Nabers Wealth LLC CRD: 309846 | — | 0 | 2 | A | Unknown |
| Nabhan Capital CRD: 27382 | — | 0 | 0 | A | INACTIVE |
| Nabsecurities, LLC CRD: 47390 | NY | 0 | 2 | A | Active |
| Nachman Norwood & Parrott, Inc. CRD: 293199 | — | 0 | 0 | A | Unknown |
| Nader AL-Naji Advisers LLC CRD: 300690 | — | 0 | 0 | A | Unknown |
| Nagel & Padilla, LLC CRD: 289553 | — | 0 | 1 | A | Unknown |
| Naiditch, Ernest W CRD: 32636 | — | 0 | 0 | A | INACTIVE |
| Naik Company, LLC CRD: 281329 | — | 0 | 0 | A | Unknown |
| Nakz I GP, LLC CRD: 328996 | — | 0 | 1 | A | Unknown |
| Nala Capital Advisors CRD: 288816 | — | 0 | 0 | A | Unknown |
| Nalico Equity Corporation CRD: 15530 | — | 4 | 0 | C | INACTIVE |
| Namcoa CRD: 133978 | — | 0 | 17 | A | Unknown |
| Namesake Group CRD: 324779 | — | 0 | 1 | A | Unknown |
| Namm Financial LLC CRD: 151860 | — | 0 | 1 | A | Unknown |
| Namsoft Advisors, LLC CRD: 338837 | — | 0 | 1 | A | Unknown |
| Namtaf Advisors, LLC CRD: 317049 | — | 0 | 0 | A | Unknown |
| NAN M. Zimdars, Inc. CRD: 113122 | — | 0 | 0 | A | Unknown |
| Nanban Capital CRD: 309971 | — | 0 | 0 | A | Unknown |