Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cohen & Company Capital Markets, LLC CRD: 144981 | - | 0 | 0 | A | INACTIVE |
| Cohen & Company Financial Management, LLC CRD: 133171 | - | 0 | 1 | - | Unknown |
| Cohen & Company Securities, LLC CRD: 104002 | - | 3 | 0 | C | INACTIVE |
| Cohen & Company Securities, LLC CRD: 149758 | NY | 6 | 8 | B | Active |
| Cohen & Steers Capital Management Inc. CRD: 106266 | - | 0 | 5 | - | Unknown |
| Cohen & Steers Securities, LLC CRD: 29258 | NY | 0 | 2 | A | Active |
| Cohen & Steers UK Limited CRD: 142150 | - | 0 | 0 | - | Unknown |
| Cohen Capital CRD: 339112 | - | 0 | 4 | - | Unknown |
| Cohen Capital Group, LLC CRD: 43418 | - | 5 | 0 | C | INACTIVE |
| Cohen Capital Management Inc CRD: 107903 | - | 0 | 1 | - | Unknown |
| Cohen Capital Management, LLC CRD: 167524 | - | 0 | 0 | - | Unknown |
| Cohen Circle Fintech Ventures Management, LLC CRD: 325669 | - | 0 | 1 | - | Unknown |
| Cohen Financial Equities LLC CRD: 126540 | - | 0 | 0 | A | INACTIVE |
| Cohen Investments & Consulting Corporation CRD: 289121 | - | 0 | 0 | - | Unknown |
| Cohen Klingenstein, LLC CRD: 148428 | - | 0 | 1 | - | Unknown |
| Cohen, Duffy, Mcgowan & Co. LLC CRD: 33563 | - | 2 | 0 | B | INACTIVE |
| Cohen, Robert J. CRD: 135063 | - | 0 | 0 | - | Unknown |
| Cohen, Steven J CFA CRD: 280027 | - | 0 | 1 | - | Unknown |
| Cohere Capital CRD: 305806 | - | 0 | 1 | - | Unknown |
| Coherence Capital Partners LLC CRD: 162898 | - | 0 | 0 | - | Unknown |
| Coherence Finance Inc. CRD: 322904 | - | 0 | 0 | - | Unknown |
| Coherent Financial Advisers, LLC CRD: 281877 | - | 0 | 1 | - | Unknown |
| Cohesion Capital CRD: 159436 | - | 0 | 0 | - | Unknown |
| Cohesion Wealth Management, LLC CRD: 308980 | - | 0 | 5 | - | Unknown |
| Cohesive Capital Partners CRD: 160274 | - | 0 | 1 | - | Unknown |
| Cohmad Securities Corporation CRD: 16307 | - | 7 | 0 | D | INACTIVE |
| Cohn Financial Services CRD: 113764 | - | 0 | 0 | - | Unknown |
| Cohn, Michael T. CRD: 40996 | - | 0 | 0 | A | INACTIVE |
| Coho Advisory Services, LLC CRD: 325710 | - | 0 | 2 | - | Unknown |
| Coho Capital Management, LLC CRD: 288776 | - | 0 | 0 | - | Unknown |
| Coho Financial, Ltd. CRD: 175314 | - | 0 | 0 | - | Unknown |
| Coho Partners, Ltd. CRD: 111335 | - | 0 | 0 | - | Unknown |
| Coign Capital Advisors LLC CRD: 171306 | - | 0 | 3 | - | Unknown |
| Coin ARK Management, Inc CRD: 323756 | - | 0 | 0 | - | Unknown |
| Coin Capital, LLC CRD: 289961 | - | 0 | 1 | - | Unknown |
| Coinbase Advisors CRD: 342338 | - | 0 | 2 | - | Unknown |
| Coinbase Asset Management, LLC CRD: 322174 | - | 0 | 1 | - | Unknown |
| Coinbase Capital Markets Corp CRD: 10722 | NY | 0 | 2 | A | Active |
| Coinbase Securities, Inc. CRD: 151143 | - | 0 | 0 | A | INACTIVE |
| Coindex Capital CRD: 313131 | - | 0 | 0 | - | Unknown |
| Coinexa Ltd CRD: 342953 | - | 0 | 1 | - | Unknown |
| Coinfund Management LLC CRD: 312302 | - | 0 | 1 | - | Unknown |
| Coinlink Ltd CRD: 341076 | - | 0 | 1 | - | Unknown |
| Coinlist Capital CRD: 291553 | - | 0 | 0 | - | Unknown |
| Coinmy Technology Ltd CRD: 341069 | - | 0 | 1 | - | Unknown |
| Coinshares (Jersey) Limited CRD: 327305 | - | 0 | 0 | - | Unknown |
| Coinshares Asset Management (US) LLC CRD: 314541 | - | 0 | 1 | - | Unknown |
| Coinshares Capital LLC CRD: 170506 | NY | 0 | 2 | A | Active |
| Coinshares GP I LLC CRD: 318322 | - | 0 | 0 | - | Unknown |
| Coinshares GP II Limited CRD: 304214 | - | 0 | 0 | - | Unknown |