Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Coinzoom Securities, LLC CRD: 167337 | UT | 0 | 2 | A | Active |
| Coit Capital Securities LLC CRD: 164959 | CA | 0 | 2 | A | Active |
| Cojo BAY Advisors, LLC CRD: 133029 | - | 0 | 0 | - | Unknown |
| Coker & Palmer CRD: 29163 | MS | 7 | 5 | B | Active |
| Colab Capital CRD: 338182 | - | 0 | 2 | - | Unknown |
| Colarion CRD: 284588 | - | 0 | 3 | - | Unknown |
| Colbeck Capital Management, LLC CRD: 282406 | - | 0 | 1 | - | Unknown |
| Colbert Investment Management Co CRD: 108642 | - | 0 | 3 | - | Unknown |
| Colby & White, LP CRD: 104137 | - | 1 | 0 | B | INACTIVE |
| Colby Capital International, LLC CRD: 45812 | - | 2 | 0 | B | INACTIVE |
| Colby Capital Management LLC CRD: 297425 | - | 0 | 0 | - | Unknown |
| Colchester Global Investors CRD: 110985 | - | 0 | 0 | - | Unknown |
| Colchester Investment Counsel LLC CRD: 126805 | - | 0 | 2 | - | Unknown |
| Colchester Partners LLC CRD: 122062 | MA | 0 | 3 | A | Active |
| Colchis Capital Management, L.P. CRD: 163503 | - | 0 | 1 | - | Unknown |
| Cold Bore Capital CRD: 307726 | - | 0 | 0 | - | Unknown |
| Cold Bore Capital CRD: 307725 | - | 0 | 1 | - | Unknown |
| Cold Creek Capital CRD: 170755 | - | 0 | 0 | - | Unknown |
| Cold Creek Capital Inc. CRD: 322203 | - | 0 | 0 | - | Unknown |
| Coldstream Wealth Management CRD: 132486 | - | 0 | 0 | - | Unknown |
| Coldstream Wealth Management CRD: 108805 | - | 0 | 88 | - | Unknown |
| Coldwell, Banker Securities Corporation CRD: 5186 | - | 0 | 0 | A | INACTIVE |
| Cole Capital Corporation CRD: 17054 | - | 0 | 0 | A | INACTIVE |
| Cole Financial Advisors, Inc. CRD: 323312 | - | 0 | 1 | - | Unknown |
| Cole Financial Consulting, LLC CRD: 149482 | - | 0 | 0 | - | Unknown |
| Cole Investment Advisors, Inc. CRD: 124264 | - | 0 | 1 | - | Unknown |
| Cole Park Financial Partners, LLC CRD: 167076 | - | 0 | 0 | - | Unknown |
| Cole Partners CRD: 113464 | - | 0 | 0 | A | INACTIVE |
| Cole Roesler Trading Group, L.P. CRD: 40703 | - | 0 | 0 | A | INACTIVE |
| Cole Wealth Management, LLC CRD: 134509 | - | 0 | 3 | - | Unknown |
| Cole, Thomas C. CRD: 307142 | - | 0 | 1 | - | Unknown |
| Colefp CRD: 132562 | - | 0 | 3 | - | Unknown |
| Coleman & Company Securities, Inc. CRD: 1486 | - | 19 | 0 | D | INACTIVE |
| Coleman Advisory, LLC CRD: 290642 | - | 0 | 1 | - | Unknown |
| Coleman Brokerage Group, LLC CRD: 135112 | - | 0 | 0 | A | INACTIVE |
| Coleman Capital (US) LLC CRD: 323692 | - | 0 | 0 | - | Unknown |
| Coleman Capital LLP CRD: 323927 | - | 0 | 0 | - | Unknown |
| Coleman Edwards Securities Corporation CRD: 18236 | - | 0 | 0 | A | INACTIVE |
| Coleman Investment Counsel CRD: 148513 | - | 0 | 1 | - | Unknown |
| Coleman Investment Services, Inc. CRD: 39027 | - | 0 | 0 | A | INACTIVE |
| Coleman River Capital LLC CRD: 128421 | - | 0 | 2 | - | Unknown |
| Coleman Scherer Investments, Inc. CRD: 149350 | - | 0 | 0 | - | Unknown |
| Coles Reinstein PLLC CRD: 289957 | - | 0 | 0 | - | Unknown |
| Coletta Capital, LLC CRD: 322161 | - | 0 | 1 | - | Unknown |
| Coletto, Frank CRD: 33109 | - | 0 | 0 | A | INACTIVE |
| Colgan Hassett Securities, Inc. CRD: 25627 | - | 0 | 0 | A | INACTIVE |
| Colhb2 Energy Investment Advisor, LLC CRD: 302101 | - | 0 | 0 | - | Unknown |
| Colift LLC CRD: 327668 | - | 0 | 1 | - | Unknown |
| Colin Winthrop & Co., Inc. CRD: 26012 | - | 5 | 0 | C | INACTIVE |
| Colip & Young Company CRD: 25501 | - | 0 | 0 | A | INACTIVE |