Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nanban Investments CRD: 309713 | — | 0 | 0 | A | Unknown |
| Nand Capital, Inc. CRD: 301623 | — | 0 | 0 | A | Unknown |
| Nand Capital, Inc. CRD: 334112 | — | 0 | 1 | A | Unknown |
| Nandra Group, Inc. CRD: 32850 | — | 1 | 0 | B | INACTIVE |
| Nano-CAP NEW Millennium Advisors, LLC CRD: 167671 | — | 0 | 1 | A | Unknown |
| Nanodimension AG CRD: 162911 | — | 0 | 0 | A | Unknown |
| Nanodimension AG CRD: 315030 | — | 0 | 0 | A | Unknown |
| Nanodimension, Inc. CRD: 162764 | — | 0 | 1 | A | Unknown |
| Nantas CRD: 336473 | — | 0 | 0 | A | Unknown |
| Nantucket Multi Managers, LLC CRD: 129024 | — | 0 | 1 | A | Unknown |
| Nanus, Arthur Ralph CRD: 33015 | — | 0 | 0 | A | INACTIVE |
| Napatree Capital LLC CRD: 292776 | — | 0 | 1 | A | Unknown |
| Napier Financial CRD: 336725 | — | 0 | 5 | A | Unknown |
| Naples Money Management LLC CRD: 153499 | — | 0 | 1 | A | Unknown |
| Napoli Options CRD: 31673 | — | 0 | 0 | A | INACTIVE |
| Napraforgo Credit CRD: 313455 | — | 0 | 0 | A | Unknown |
| Naqvi, Mujteba CRD: 318382 | — | 0 | 1 | A | Unknown |
| Naqvi-VAN Ness Asset Management LLC CRD: 163584 | — | 0 | 0 | A | Unknown |
| NAR Capital, Inc. CRD: 120569 | — | 0 | 0 | A | INACTIVE |
| Nara Capital, LP CRD: 287577 | — | 0 | 0 | A | Unknown |
| Nardis Advisors LLC CRD: 151517 | — | 0 | 2 | A | Unknown |
| Narrative Financial CRD: 282016 | — | 0 | 0 | A | Unknown |
| Narstar CRD: 337496 | — | 0 | 2 | A | Unknown |
| Nasca and Associates, Inc CRD: 119710 | — | 0 | 1 | A | Unknown |
| Nasdaq Dorsey Wright CRD: 104925 | — | 0 | 9 | A | Unknown |
| Naseeb CRD: 330409 | — | 0 | 1 | A | Unknown |
| Nash Securities, Inc. CRD: 15293 | — | 0 | 0 | A | INACTIVE |
| Nash, Weiss & Co. CRD: 42967 | — | 0 | 0 | A | INACTIVE |
| Nash, Weiss & Co. CRD: 6470 | — | 0 | 0 | A | INACTIVE |
| Nashional Investments CRD: 289955 | — | 0 | 1 | A | Unknown |
| Nasira Financial CRD: 299293 | — | 0 | 1 | A | Unknown |
| Nassau Coramerica LLC CRD: 172588 | — | 0 | 0 | A | Unknown |
| Nassau Coramerica LLC CRD: 334332 | — | 0 | 1 | A | Unknown |
| Nassau Corporation CRD: 33246 | — | 0 | 0 | A | INACTIVE |
| Nassau Securities, Inc. CRD: 14302 | — | 0 | 0 | A | INACTIVE |
| NAT Berger Securities Corp. CRD: 1221 | — | 0 | 0 | A | INACTIVE |
| Natalie M. Kassenyeva CRD: 158740 | — | 0 | 1 | A | Unknown |
| Natcity Investments, Inc. CRD: 17490 | — | 17 | 0 | D | INACTIVE |
| Natenberg, Terrel Paul CRD: 34271 | — | 1 | 0 | B | INACTIVE |
| Nathan G. Hanna, LLC CRD: 158936 | — | 0 | 4 | A | Unknown |
| National Advisors Network, LLC CRD: 145819 | — | 0 | 0 | A | Unknown |
| National Clearing Corp. CRD: 14343 | — | 57 | 0 | F | INACTIVE |
| National Investment Corporation of Naples, Inc. CRD: 13735 | — | 0 | 0 | A | INACTIVE |
| National Planning Corporation CRD: 29604 | — | 17 | 0 | D | INACTIVE |
| Nationssecurities CRD: 32542 | — | 0 | 0 | A | INACTIVE |
| Natisa Securities LLC CRD: 323904 | IL | 0 | 2 | A | Active |
| Native Nations Securities, Inc. CRD: 47478 | — | 0 | 0 | A | INACTIVE |
| Native Nations Securities, Inc. CRD: 334 | — | 8 | 0 | D | INACTIVE |
| Natixis Advisors, LLC CRD: 106800 | — | 0 | 24 | A | Unknown |
| Natixis Securities North America Inc. CRD: 28722 | — | 2 | 0 | B | INACTIVE |