Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Natural Capital CRD: 306002 | — | 0 | 1 | A | Unknown |
| Natural Investments CRD: 113348 | — | 0 | 28 | A | Unknown |
| Natwealth Management CRD: 310098 | — | 0 | 0 | A | Unknown |
| Natwest Finance Inc. CRD: 26125 | — | 0 | 0 | A | INACTIVE |
| Nauta Capital LLC CRD: 329207 | — | 0 | 1 | A | Unknown |
| Nautic Partners, LLC CRD: 159822 | — | 0 | 1 | A | Unknown |
| Nautilus Advisors LLC CRD: 154169 | — | 0 | 3 | A | Unknown |
| Nautilus AIM LLC CRD: 335892 | — | 0 | 1 | A | Unknown |
| NAV Advisors CRD: 281551 | — | 0 | 0 | A | Unknown |
| NAV Financial, LLC CRD: 331534 | — | 0 | 1 | A | Unknown |
| NAV Management LLC CRD: 269834 | — | 0 | 0 | A | Unknown |
| NAV Wealth Management Corp. CRD: 149629 | — | 0 | 1 | A | Unknown |
| NAV Wealth Partners CRD: 332638 | — | 0 | 1 | A | Unknown |
| Nava SC Securities, Inc. CRD: 35543 | — | 0 | 0 | A | INACTIVE |
| Nava Ventures, LLC CRD: 317758 | — | 0 | 1 | A | Unknown |
| Navalign, LLC CRD: 119919 | — | 0 | 2 | A | Unknown |
| Navar Capital, LLC CRD: 315278 | — | 0 | 1 | A | Unknown |
| Navellier Securities Corp. CRD: 34861 | — | 5 | 0 | C | INACTIVE |
| Navesink Advisors LLC CRD: 117456 | — | 0 | 1 | A | Unknown |
| Naviant Partners, LLC CRD: 339108 | — | 0 | 3 | A | Unknown |
| Navidar Group LLC CRD: 148011 | TX | 0 | 2 | A | Active |
| Navidar LLC CRD: 277084 | — | 0 | 1 | A | Unknown |
| Navigant Consulting CRD: 301929 | — | 0 | 1 | A | Unknown |
| Navigar Advisors, Inc. CRD: 150344 | — | 0 | 1 | A | Unknown |
| Navigate 401K, LLC CRD: 309466 | — | 0 | 1 | A | Unknown |
| Navigate Advisors CRD: 128143 | — | 0 | 0 | A | INACTIVE |
| Navigate Financial CRD: 314515 | — | 0 | 0 | A | Unknown |
| Navigate Ventures LLC CRD: 298419 | — | 0 | 1 | A | Unknown |
| Navigation Group LLC CRD: 130982 | — | 0 | 4 | A | Unknown |
| Navigoe, LLC CRD: 168716 | — | 0 | 2 | A | Unknown |
| Navillus Inc. CRD: 103854 | — | 0 | 0 | A | INACTIVE |
| Navin Advisors, LLC CRD: 162928 | — | 0 | 0 | A | Unknown |
| Naviquant CRD: 325236 | — | 0 | 2 | A | Unknown |
| Navis Capital CRD: 162052 | — | 0 | 0 | A | Unknown |
| Navitas Capital CRD: 163721 | — | 0 | 0 | A | Unknown |
| Navitas Global CRD: 327999 | — | 0 | 1 | A | Unknown |
| Naviter Wealth, LLC CRD: 311508 | — | 0 | 3 | A | Unknown |
| Navus Capital CRD: 322845 | — | 0 | 0 | A | Unknown |
| Navwell Advisors CRD: 328706 | — | 0 | 1 | A | Unknown |
| Naworski Investments CRD: 114585 | — | 0 | 1 | A | Unknown |
| Naxicap Partners CRD: 317815 | — | 0 | 0 | A | Unknown |
| Naya Management SPV II CRD: 300718 | — | 0 | 1 | A | Unknown |
| Naya Ventures, LLC CRD: 290203 | — | 0 | 1 | A | Unknown |
| Naylor & Company CRD: 124924 | — | 0 | 3 | A | Unknown |
| Naylor/Securities Inc. CRD: 13123 | — | 0 | 0 | A | INACTIVE |
| Nazmark, LLC CRD: 281509 | — | 0 | 0 | A | Unknown |
| NB Access GP, LLC CRD: 334613 | — | 0 | 1 | A | Unknown |
| NB Global Trading, LLC CRD: 143166 | — | 0 | 0 | A | INACTIVE |
| Nbalance Financial CRD: 305841 | — | 0 | 0 | A | Unknown |
| NBC Capital Advisors CRD: 306483 | — | 0 | 4 | A | Unknown |