Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Coliseum Capital Management, LLC CRD: 158120 | - | 0 | 1 | - | Unknown |
| Collab Capital, LLC CRD: 316573 | - | 0 | 1 | - | Unknown |
| Collab+Currency Management, LLC CRD: 309133 | - | 0 | 1 | - | Unknown |
| Collaboration Capital LLC CRD: 289777 | - | 0 | 0 | - | Unknown |
| Collaborative Advice CRD: 327565 | - | 0 | 1 | - | Unknown |
| Collaborative Capital Advisors LLC CRD: 337588 | - | 0 | 1 | - | Unknown |
| Collaborative Equities, Inc. CRD: 15281 | - | 0 | 0 | A | INACTIVE |
| Collaborative Fund Advisors CRD: 327121 | - | 0 | 1 | - | Unknown |
| Collaborative Holdings Management LP CRD: 308943 | - | 0 | 0 | - | Unknown |
| Collaborative Wealth CRD: 142106 | - | 0 | 12 | - | Unknown |
| Collaborative Wealth Advisors, LLC CRD: 128431 | - | 0 | 2 | - | Unknown |
| Collabria Capital, Inc CRD: 159858 | - | 0 | 1 | - | Unknown |
| Collage Venture Partners, LLC CRD: 316063 | FL | 0 | 2 | A | Active |
| Collar Capital Management, LLC CRD: 152325 | - | 0 | 5 | - | Unknown |
| Collate Capital CRD: 313279 | - | 0 | 0 | - | Unknown |
| Colle Capital CRD: 301073 | - | 0 | 1 | - | Unknown |
| Collectable Securities CRD: 315939 | NY | 0 | 1 | A | Active |
| Collective Capital Ventures CRD: 165531 | - | 0 | 0 | - | Unknown |
| Collective Family Office, LLC CRD: 301274 | - | 0 | 1 | - | Unknown |
| Collective Global Management, L.P. CRD: 328741 | - | 0 | 1 | - | Unknown |
| Collective Retirement Solutions LLC CRD: 327798 | - | 0 | 0 | - | Unknown |
| Collective Study, LLC CRD: 317863 | - | 0 | 0 | - | Unknown |
| Collective Study, LLC CRD: 324303 | - | 0 | 1 | - | Unknown |
| Collective Ventures, LLC CRD: 339765 | - | 0 | 1 | - | Unknown |
| Collective Wealth Planning CRD: 323657 | - | 0 | 1 | - | Unknown |
| Collective Wealth, LLC CRD: 321142 | - | 0 | 2 | - | Unknown |
| Colleen Weber CPA, LLC CRD: 133181 | - | 0 | 3 | - | Unknown |
| Collega Capital Management CRD: 158829 | - | 0 | 0 | - | Unknown |
| College & University Securities Corporation CRD: 42468 | - | 0 | 0 | A | INACTIVE |
| College Rocket CRD: 144049 | - | 1 | 0 | B | INACTIVE |
| Collegiate Capital Group, Inc. CRD: 18265 | - | 0 | 0 | A | INACTIVE |
| Collegiate Capital Management, Inc. CRD: 118205 | - | 0 | 3 | - | Unknown |
| Coller Capital Inc CRD: 158102 | - | 0 | 1 | - | Unknown |
| Coller Capital Limited CRD: 158053 | - | 0 | 0 | - | Unknown |
| Coller Credit Secondaries Investment Management Li… CRD: 318891 | - | 0 | 0 | - | Unknown |
| Collett & Company, Inc. CRD: 1488 | - | 0 | 0 | A | INACTIVE |
| Collicutt Investments, Inc. CRD: 23781 | - | 0 | 0 | A | INACTIVE |
| Collide Capital CRD: 318806 | - | 0 | 1 | - | Unknown |
| Collider Ventures CRD: 321980 | - | 0 | 0 | - | Unknown |
| Collier CRD: 113905 | - | 0 | 0 | - | Unknown |
| Collier Browne & Company CRD: 24936 | - | 0 | 0 | A | INACTIVE |
| Collier Consulting CRD: 142147 | - | 0 | 0 | - | Unknown |
| Collier Financial, Inc CRD: 175207 | - | 0 | 1 | - | Unknown |
| Collier Securities, Inc. CRD: 16431 | - | 0 | 0 | A | INACTIVE |
| Colliers Securities LLC CRD: 7477 | MN | 35 | 17 | B | Active |
| Colligan Advisory, LLC CRD: 152580 | - | 0 | 1 | - | Unknown |
| Collings Legg Mason, Inc. CRD: 4001 | - | 0 | 0 | A | INACTIVE |
| Collingwood Capital Advisors, LLC CRD: 216511 | - | 0 | 0 | A | INACTIVE |
| Collins & Mcilhenny, Inc. CRD: 43338 | - | 0 | 0 | A | INACTIVE |
| Collins Advisors CRD: 318753 | - | 0 | 2 | - | Unknown |