Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Collins Advisors, LLC CRD: 129270 | - | 0 | 1 | - | Unknown |
| Collins Advisory CRD: 112085 | - | 0 | 0 | - | Unknown |
| Collins Capital Advisors, LLC CRD: 146276 | - | 0 | 0 | A | INACTIVE |
| Collins Capital Investments, LLC CRD: 137598 | - | 0 | 0 | - | Unknown |
| Collins Capital LLC CRD: 314034 | - | 0 | 0 | - | Unknown |
| Collins Capital Management CRD: 159013 | - | 0 | 0 | - | Unknown |
| Collins Financial Management, LLC CRD: 322863 | - | 0 | 0 | - | Unknown |
| Collins Financial Services CRD: 113270 | - | 0 | 0 | - | Unknown |
| Collins Securities Corporation CRD: 14203 | - | 0 | 0 | A | INACTIVE |
| Collins Stewart (Securities) Inc. CRD: 103746 | - | 0 | 0 | A | INACTIVE |
| Collins Stewart Inc. CRD: 47414 | - | 0 | 0 | A | INACTIVE |
| Collins Wealth Management CRD: 314610 | - | 0 | 1 | - | Unknown |
| Collins Wealth Management, Inc. CRD: 298028 | - | 0 | 0 | - | Unknown |
| Collins/BAY Island Securities, LLC CRD: 106560 | - | 0 | 0 | A | INACTIVE |
| Collins/Moody Financial Services, L.L.C. CRD: 120746 | - | 0 | 2 | - | Unknown |
| Collinson Howe Venture Partners, Inc. CRD: 167043 | - | 0 | 0 | - | Unknown |
| Colloquium Asset Management, Inc. CRD: 304446 | - | 0 | 2 | - | Unknown |
| Collwick Funds GP, LLC CRD: 162923 | - | 0 | 1 | - | Unknown |
| Colman Furlong & Co. CRD: 25522 | - | 0 | 0 | A | INACTIVE |
| Colman Furlong & Co. CRD: 29352 | - | 0 | 0 | A | INACTIVE |
| Colman Knight Advisory Group, LLC CRD: 119696 | - | 0 | 3 | - | Unknown |
| Colmina, LLC CRD: 289191 | - | 0 | 3 | - | Unknown |
| Cologny Advisors LLP CRD: 171925 | - | 0 | 0 | - | Unknown |
| Colohan Wealth Management LLC CRD: 310423 | - | 0 | 2 | - | Unknown |
| Colomb Investment Management Company, LLC CRD: 140088 | - | 0 | 7 | - | Unknown |
| Colonial Brokerage, Inc. CRD: 111668 | - | 5 | 0 | C | INACTIVE |
| Colonial Capital, Inc. CRD: 19175 | - | 0 | 0 | A | INACTIVE |
| Colonial Equities Corp. CRD: 2295 | - | 0 | 0 | A | INACTIVE |
| Colonial Investment Services, Inc. CRD: 167 | - | 0 | 0 | A | INACTIVE |
| Colonial Penn Distributors Corp. CRD: 11108 | - | 0 | 0 | A | INACTIVE |
| Colonial River Wealth Management LLC CRD: 284839 | - | 0 | 9 | - | Unknown |
| Colonial Securities, Inc. CRD: 3013 | NY | 11 | 2 | D | Active |
| Colonial Trust Advisors, Inc. CRD: 110257 | - | 0 | 9 | - | Unknown |
| Colonnade Island LLC CRD: 322763 | PR | 0 | 2 | A | Active |
| Colony Capital Investment Advisors, LLC CRD: 175506 | - | 0 | 1 | - | Unknown |
| Colony Capital Management, LLC CRD: 131103 | - | 0 | 0 | - | Unknown |
| Colony Family Offices, LLC CRD: 167017 | - | 0 | 2 | - | Unknown |
| Colony Park Financial Services LLC. CRD: 41534 | - | 0 | 0 | A | INACTIVE |
| Colorado Capital Management CRD: 114011 | - | 0 | 7 | - | Unknown |
| Colorado Diversified Financial CRD: 152315 | - | 0 | 1 | - | Unknown |
| Colorado Financial Advisory Resources, Inc. CRD: 116701 | - | 0 | 0 | - | Unknown |
| Colorado Financial Management LLC CRD: 113216 | - | 0 | 0 | - | Unknown |
| Colorado Financial Service Corporation CRD: 104343 | CO | 3 | 23 | B | Active |
| Colorado Impact GP LLC CRD: 306203 | - | 0 | 1 | - | Unknown |
| Colorado Investor Resources, Inc. CRD: 16959 | - | 1 | 0 | B | INACTIVE |
| Colorado National Brokerage, Inc. CRD: 17493 | - | 0 | 0 | A | INACTIVE |
| Colorado Peak Investments CRD: 306252 | - | 0 | 0 | - | Unknown |
| Colorado Wealth Group LLC CRD: 310024 | - | 0 | 0 | - | Unknown |
| Colorado Western Financial CRD: 169893 | - | 0 | 0 | - | Unknown |
| Colosseum Management LLC CRD: 329503 | - | 0 | 1 | - | Unknown |