Branch offices
1 office
FINRA: Small firm
CRD #330920 · FINRA BrokerCheck + SEC IAPD
Cogent Associates, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cogent Associates, LLC ranks #7,962 of 20,055 by disclosure count (most disclosures first). Among firms registered in VT, it ranks #3 of 3 on the same disclosure sort used on the state browse page. Cogent Associates, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #7,962 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 330920 Cogent Associates, LLC
Cogent Associates, LLC · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 330920
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #7,962 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Cogent Associates, LLC ranks #7,962 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
Cogent Associates, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Woodstock, VT
- CRD Number
- 330920
Clean BrokerCheck surface
Cogent Associates, LLC's clean BrokerCheck surface
Cogent Associates, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
Cogent Associates, LLC shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Cogent Associates, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Vermont cohort · 0.00× state average
Cogent Associates, LLC sits below the Vermont disclosure average
Cogent Associates, LLC reports 0 BrokerCheck disclosures, 0.00× the Vermont average of 3.7, lighter than most of the 3 graded firms filed there.
In Vermont, 1 firm carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Vermont state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Cogent Associates, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cogent Associates, LLC ranks #7,962 of 20,055 by disclosure count (most disclosures first). Among firms registered in VT, it ranks #3 of 3 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Cogent Associates, LLC?
A grade of A means Cogent Associates, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Cogent Associates, LLC have?
Cogent Associates, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cogent Associates, LLC?
Cogent Associates, LLC operates 1 branch office and is classified by FINRA as a small firm, registered in VT (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cogent Associates, LLC's disciplinary record?
You can verify Cogent Associates, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 330920. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Cogent Associates, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Cogent Associates, LLC's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Cogent Associates, LLC's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Cogent Associates, LLC's 0.00
- Firms in VT - state roster that includes Cogent Associates, LLC's registration home.
- How to Vet a Financial Advisor - Use Cogent Associates, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Cogent Associates, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Cogent Associates, LLC.
- Compare firms - put Cogent Associates, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.