Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nesfield Capital Inc CRD: 116134 | — | 0 | 0 | A | INACTIVE |
| Nesher, Inc. CRD: 21283 | — | 0 | 0 | A | INACTIVE |
| Nesst CRD: 292860 | — | 0 | 0 | A | Unknown |
| Nest EGG CRD: 286024 | — | 0 | 2 | A | Unknown |
| Nest Financial LLC CRD: 299307 | — | 0 | 1 | A | Unknown |
| Nest Investments BD LLC CRD: 294417 | PA | 0 | 2 | A | Active |
| Nestana CRD: 297756 | — | 0 | 0 | A | Unknown |
| Nested Interest LLC CRD: 158870 | — | 0 | 0 | A | Unknown |
| Nestegg CRD: 312437 | — | 0 | 0 | A | Unknown |
| Nestegg Advisors, Inc. CRD: 125878 | — | 0 | 1 | A | Unknown |
| Nestegg Advisory CRD: 161067 | — | 0 | 0 | A | Unknown |
| Nestegg Financial CRD: 128936 | — | 0 | 2 | A | Unknown |
| Nestegg Wealth CRD: 157719 | — | 0 | 0 | A | Unknown |
| Nesteggs, Inc. CRD: 133507 | — | 0 | 7 | A | Unknown |
| Nestimate CRD: 330306 | — | 0 | 1 | A | Unknown |
| Nestlerode & LOY, Inc. CRD: 2907 | PA | 1 | 3 | B | Active |
| Nestvst CRD: 336825 | — | 0 | 1 | A | Unknown |
| Nestyield Etfs CRD: 332971 | — | 0 | 1 | A | Unknown |
| NET Equity Capital CRD: 315303 | — | 0 | 2 | A | Unknown |
| NET Financial CRD: 330795 | — | 0 | 1 | A | Unknown |
| NET Income LLC CRD: 282066 | — | 0 | 1 | A | Unknown |
| NET Worth Advisors CRD: 107596 | — | 0 | 1 | A | Unknown |
| NET Worth Advisory Group, LLC CRD: 126983 | — | 0 | 3 | A | Unknown |
| NET Worth Advisory Services CRD: 118694 | — | 0 | 2 | A | Unknown |
| NET Worth Management CRD: 117624 | — | 0 | 0 | A | Unknown |
| Netadvizor Wealth LLC CRD: 319725 | — | 0 | 3 | A | Unknown |
| Netadvizor, LLC CRD: 298449 | — | 0 | 0 | A | Unknown |
| Netcirq, LLC CRD: 111678 | — | 0 | 0 | A | INACTIVE |
| Netgain Trading, LLC CRD: 114838 | — | 0 | 0 | A | INACTIVE |
| Netmore Planning, LLC CRD: 310904 | — | 0 | 0 | A | Unknown |
| Netplus Capital LLC CRD: 152455 | — | 0 | 0 | A | Unknown |
| Netting & Pace Cpas CRD: 110732 | — | 0 | 0 | A | Unknown |
| Netvest Financial, L.L.C. CRD: 170100 | — | 0 | 1 | A | Unknown |
| Network Equities, Inc. CRD: 10659 | — | 0 | 0 | A | INACTIVE |
| Networth Advisors, LLC CRD: 311621 | — | 0 | 1 | A | Unknown |
| Networth Capital CRD: 326911 | — | 0 | 0 | A | Unknown |
| NEU Wealth Group CRD: 316673 | — | 0 | 1 | A | Unknown |
| Neuberger Berman BD LLC CRD: 2908 | NY | 25 | 783 | B | Active |
| Neuberger Berman Canada ULC CRD: 284803 | — | 0 | 0 | A | Unknown |
| Neuco Academy LLC CRD: 337820 | — | 0 | 1 | A | Unknown |
| Neumark Capital, LLC CRD: 226590 | — | 0 | 0 | A | Unknown |
| Neural Capital GP, LLC CRD: 296934 | — | 0 | 0 | A | Unknown |
| Neutral Switch, Inc. CRD: 37648 | — | 2 | 0 | B | INACTIVE |
| Neuworld Financial CRD: 120547 | — | 0 | 0 | A | Unknown |
| Nevada RIA LLC CRD: 226586 | — | 0 | 0 | A | Unknown |
| Nevastar Finance Ltd CRD: 172523 | — | 0 | 0 | A | Unknown |
| Neville, Rodie & Shaw Inc CRD: 104969 | — | 0 | 1 | A | Unknown |
| Nevils Financial, LLC CRD: 137286 | — | 0 | 0 | A | Unknown |
| Nevis Advisory Services LLC CRD: 295162 | — | 0 | 0 | A | Unknown |
| Nevis Securities, LLC CRD: 127981 | — | 0 | 0 | A | INACTIVE |