Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Columbus Macro, LLC CRD: 286374 | - | 0 | 5 | - | Unknown |
| Columbus Point CRD: 297915 | - | 0 | 0 | - | Unknown |
| Columbus Wealth Management CRD: 317480 | - | 0 | 1 | - | Unknown |
| Column Capital Advisors, LLC CRD: 135118 | - | 0 | 0 | - | Unknown |
| Columna Capital LLP CRD: 312282 | - | 0 | 0 | - | Unknown |
| Columna Capital Switzerland Sagl CRD: 313122 | - | 0 | 0 | - | Unknown |
| Columna GP I S.A.R.L. CRD: 311832 | - | 0 | 0 | - | Unknown |
| Columna GP II S.A R.L. CRD: 314494 | - | 0 | 0 | - | Unknown |
| Columna GP III S.A R.L. CRD: 319502 | - | 0 | 0 | - | Unknown |
| Columna Italia S.R.L. CRD: 335427 | - | 0 | 0 | - | Unknown |
| Colva Capital LLC CRD: 315620 | - | 0 | 1 | - | Unknown |
| Colver Asset Management, LLC CRD: 149020 | - | 0 | 1 | - | Unknown |
| Colville Wealth Advisory, LLC CRD: 290147 | - | 0 | 2 | - | Unknown |
| Colwell Partners, Inc. CRD: 36562 | - | 0 | 0 | A | INACTIVE |
| Colwyn Investments LC CRD: 171858 | - | 0 | 1 | - | Unknown |
| Colzen Capital CRD: 296864 | - | 0 | 1 | - | Unknown |
| Colzen Partners LLC CRD: 315721 | - | 0 | 1 | - | Unknown |
| Comal Wealth Management CRD: 309352 | - | 0 | 1 | - | Unknown |
| Comann & Montague CRD: 35535 | - | 0 | 0 | A | INACTIVE |
| Comberiate, Leonard B. CRD: 300075 | - | 0 | 1 | - | Unknown |
| Combinatorics Capital, LLC CRD: 138893 | - | 0 | 0 | - | Unknown |
| Combine Studios, LLC CRD: 288649 | - | 0 | 1 | - | Unknown |
| Combined Capital Securities Corporation CRD: 13968 | - | 0 | 0 | A | INACTIVE |
| Combined Fund Management Company CRD: 1500 | - | 0 | 0 | A | INACTIVE |
| Combined Research & Trading, Inc. CRD: 28456 | - | 0 | 0 | A | INACTIVE |
| Combs Capital Partners CRD: 310547 | - | 0 | 1 | - | Unknown |
| Combs Securities Corporation CRD: 13691 | - | 0 | 0 | A | INACTIVE |
| Comcap Holdings LLC CRD: 283514 | PR | 0 | 2 | A | Active |
| Comcap Securities, Inc. CRD: 17460 | - | 0 | 0 | A | INACTIVE |
| Comdisco Capital Markets, Inc. CRD: 10805 | - | 0 | 0 | A | INACTIVE |
| Comdisco Equities, Inc. CRD: 14971 | - | 0 | 0 | A | INACTIVE |
| Comeback Capital Advisors, LLC CRD: 298170 | - | 0 | 0 | - | Unknown |
| Comerica Brokers, Inc. CRD: 17010 | - | 0 | 0 | A | INACTIVE |
| Comerica Securities CRD: 17079 | MI | 16 | 8 | B | Active |
| Comet Capital CRD: 307547 | - | 0 | 1 | - | Unknown |
| Cometary Ventures, LLC CRD: 314730 | - | 0 | 1 | - | Unknown |
| Comfort Capital Management CRD: 338648 | - | 0 | 1 | - | Unknown |
| Comfort Capital Partners, LP CRD: 103922 | - | 0 | 0 | A | INACTIVE |
| Comgest US LLC CRD: 284352 | - | 0 | 0 | - | Unknown |
| Comhar Capital Markets, LLC CRD: 47955 | IL | 3 | 3 | B | Active |
| Comma Capital Management, LLC CRD: 319783 | - | 0 | 1 | - | Unknown |
| Command Financial Group CRD: 297343 | - | 0 | 0 | - | Unknown |
| Commandiv LLC CRD: 287993 | - | 0 | 0 | - | Unknown |
| Commenda Capital Advisors CRD: 318293 | - | 0 | 2 | - | Unknown |
| Commenda Securities, LLC CRD: 164664 | - | 0 | 0 | A | INACTIVE |
| Commerce Advisors, LLC CRD: 151439 | - | 0 | 1 | - | Unknown |
| Commerce Brokerage Services, Inc. CRD: 17140 | MO | 5 | 6 | B | Active |
| Commerce Capital Corporation CRD: 36715 | - | 0 | 0 | A | INACTIVE |
| Commerce Capital Investments, Inc. CRD: 104163 | - | 0 | 0 | A | INACTIVE |
| Commerce Capital, Inc. CRD: 6835 | - | 0 | 0 | A | INACTIVE |