Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nevo Management LLC CRD: 339040 | — | 0 | 1 | A | Unknown |
| Nevsky Capital LLP CRD: 161742 | — | 0 | 0 | A | Unknown |
| NEW 2ND Capital CRD: 292254 | — | 0 | 1 | A | Unknown |
| NEW AGE Alpha CRD: 299011 | — | 0 | 1 | A | Unknown |
| NEW Amsterdam, LLC CRD: 126758 | — | 0 | 0 | A | Unknown |
| NEW Atlantic Ventures CRD: 160767 | — | 0 | 1 | A | Unknown |
| NEW Atlas Partners CRD: 306700 | — | 0 | 0 | A | Unknown |
| NEW Capital Advisors CRD: 286165 | — | 0 | 0 | A | Unknown |
| NEW Capital Partners CRD: 160075 | — | 0 | 1 | A | Unknown |
| NEW Catalyst CRD: 332967 | — | 0 | 1 | A | Unknown |
| NEW Century Partners CRD: 110350 | — | 0 | 2 | A | Unknown |
| NEW Century Partners-the NO-Load Group, Inc. CRD: 114509 | — | 0 | 1 | A | Unknown |
| NEW China Capital Management Corp. CRD: 295905 | — | 0 | 1 | A | Unknown |
| NEW City Capital LLC CRD: 172913 | — | 0 | 0 | A | INACTIVE |
| NEW City Investments LLC CRD: 171887 | — | 0 | 0 | A | Unknown |
| NEW Concepts L.L.C. CRD: 36555 | — | 4 | 0 | C | INACTIVE |
| NEW DAY Advisers LLC CRD: 300685 | — | 0 | 1 | A | Unknown |
| NEW Dimensions Investment Company CRD: 124289 | — | 0 | 1 | A | Unknown |
| NEW Edge Wealth CRD: 307771 | — | 0 | 92 | A | Unknown |
| NEW England Capital CRD: 106518 | — | 0 | 0 | A | Unknown |
| NEW England Clearing Corp. CRD: 8585 | — | 0 | 0 | A | INACTIVE |
| NEW ERA Advisory CRD: 319711 | — | 0 | 1 | A | Unknown |
| NEW ERA Capital GP Ltd. CRD: 328475 | — | 0 | 0 | A | Unknown |
| NEW ERA Investments LLC CRD: 312703 | — | 0 | 1 | A | Unknown |
| NEW ERA MC US, LLC CRD: 292134 | — | 0 | 0 | A | Unknown |
| NEW Falmouth, LLC CRD: 122268 | — | 0 | 0 | A | Unknown |
| NEW Forests Inc. CRD: 165267 | — | 0 | 1 | A | Unknown |
| NEW Form Capital LLC CRD: 330188 | — | 0 | 1 | A | Unknown |
| NEW Green Capital, LLC CRD: 281784 | — | 0 | 1 | A | Unknown |
| NEW Ground Capital LLC CRD: 160127 | — | 0 | 0 | A | Unknown |
| NEW Ground Ventures CRD: 291355 | — | 0 | 1 | A | Unknown |
| NEW Ground Ventures GP, LLC CRD: 171094 | — | 0 | 0 | A | Unknown |
| NEW Harbor Capital CRD: 283319 | — | 0 | 1 | A | Unknown |
| NEW Harbor Capital Inc CRD: 35748 | — | 0 | 0 | A | INACTIVE |
| NEW Heights Planning CRD: 314959 | — | 0 | 1 | A | Unknown |
| NEW Hill CRD: 162642 | — | 0 | 0 | A | Unknown |
| NEW Lantern Advisors CRD: 318948 | — | 0 | 0 | A | Unknown |
| NEW Leaf Capital, LLC CRD: 160602 | — | 0 | 0 | A | Unknown |
| NEW Legacy Group, LLC CRD: 160969 | — | 0 | 1 | A | Unknown |
| NEW Life Financial LLC CRD: 289821 | — | 0 | 2 | A | Unknown |
| NEW Light Financial CRD: 325546 | — | 0 | 1 | A | Unknown |
| NEW Line Capital, LLC CRD: 143677 | — | 0 | 3 | A | Unknown |
| NEW London Capital, Inc. CRD: 32594 | — | 0 | 0 | A | INACTIVE |
| NEW Manhattan Corporation CRD: 13362 | — | 0 | 0 | A | INACTIVE |
| NEW Millennium Group CRD: 299249 | — | 0 | 7 | A | Unknown |
| NEW Paradigm Wealth Advisory CRD: 332369 | — | 0 | 1 | A | Unknown |
| NEW Paragon, LLC CRD: 110039 | — | 0 | 0 | A | Unknown |
| NEW Peak Capital Partners, LLP CRD: 165804 | — | 0 | 0 | A | Unknown |
| NEW Perspectives, Inc. CRD: 113925 | — | 0 | 2 | A | Unknown |
| NEW Phase Financial CRD: 316248 | — | 0 | 1 | A | Unknown |