Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

14,984 (74.7%)

3,006 (15.0%)

1,078 (5.4%)

737 (3.7%)

250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States

Firm Name ↕	State	Disclosures ↕	Offices ↕	Grade	Status
Commerce Corporate Advisors, Inc. CRD: 25632	-	0	0	A	INACTIVE
Commerce Equities,Inc. CRD: 15511	-	0	0	A	INACTIVE
Commerce Investment Advisors, Inc. CRD: 104705	-	0	1	-	Unknown
Commerce ONE Financial Inc. CRD: 100340	NY	4	2	B	Active
Commerce Securities Corporation CRD: 10806	TX	2	2	B	Active
Commerce Street Capital, LLC CRD: 143797	TX	0	2	A	Active
Commerce Union Financial Markets, Inc. CRD: 17544	-	0	0	A	INACTIVE
Commerce Ventures CRD: 167328	-	0	1	-	Unknown
Commercial Credit Securities, Inc. CRD: 11142	-	0	0	A	INACTIVE
Commercial Federal Capital Corporation CRD: 13176	-	0	0	A	INACTIVE
Commercial Investment Alternatives, Inc. CRD: 16854	-	0	0	A	INACTIVE
Commercial Securities Corporation of America CRD: 17617	-	0	0	A	INACTIVE
Commercial Trust Financial Services CRD: 337704	-	0	1	-	Unknown
Commercial Union Capital Markets, Inc. CRD: 6346	-	0	0	A	INACTIVE
Commerical Crush Trading LLC CRD: 33585	-	0	0	A	INACTIVE
Commerz Futures, L.L.C. CRD: 38085	-	0	0	A	INACTIVE
Commerz Markets LLC CRD: 41957	NY	9	2	C	Active
Commerzbank Capital Markets Corp. CRD: 21787	-	2	0	B	INACTIVE
Commission Free Financial Planning Solutions, Inc. CRD: 117169	-	0	0	-	Unknown
Commit Capital Management, LLC CRD: 340993	-	0	1	-	Unknown
Committed Advisors S.A.S. CRD: 172635	-	0	0	-	Unknown
Committed Capital Management, LLC CRD: 342059	-	0	1	-	Unknown
Commodities World Capital LLP CRD: 171264	-	0	0	-	Unknown
Commodity Capital Management, LLC CRD: 325589	-	0	1	-	Unknown
Commodore Asset Management, LLC CRD: 146925	-	0	0	-	Unknown
Commodore Capital CRD: 304370	-	0	1	-	Unknown
Commodore Securities Corp. CRD: 36002	-	0	0	A	INACTIVE
Common Capital LLC CRD: 319153	-	0	0	-	Unknown
Common Cause Capital LLC CRD: 318198	-	0	0	-	Unknown
Common Cents Financial Planning CRD: 332105	-	0	2	-	Unknown
Common Cents FP CRD: 338853	-	0	1	-	Unknown
Common Cents Investments LLC CRD: 299946	-	0	0	-	Unknown
Common Cents Planning CRD: 120131	-	0	4	-	Unknown
Common Cents Wealth Management, LLC CRD: 153074	-	0	1	-	Unknown
Common Goal Securities, Inc. CRD: 15503	-	0	0	A	INACTIVE
Common Sense Advisors CRD: 123835	-	0	0	-	Unknown
Common Sense Portfolios, LLC CRD: 166505	-	0	0	-	Unknown
Common Wealth Management LLC CRD: 150464	-	0	1	-	Unknown
Commoner Capital LLC CRD: 337786	-	0	1	-	Unknown
Commonfund Ocio, Inc. CRD: 110689	-	0	1	-	Unknown
Commonfund Securities, Inc. CRD: 43541	CT	0	5	A	Active
Commonkind MGMT Co, LLC CRD: 338280	-	0	1	-	Unknown
Commons Capital, LLC CRD: 165738	-	0	4	-	Unknown
Commonview Capital CRD: 290040	-	0	1	-	Unknown
Commonweal Ventures Management, LLC CRD: 334257	-	0	1	-	Unknown
Commonwealth Advisory Group, Ltd. CRD: 113347	-	0	0	-	Unknown
Commonwealth Asset Management LP CRD: 306098	-	0	0	-	Unknown
Commonwealth Capital Formation, Inc. CRD: 15865	-	0	0	A	INACTIVE
Commonwealth Capital Management LLC CRD: 109712	-	0	0	-	Unknown
Commonwealth Capital Securities Corp. CRD: 39979	-	0	0	A	INACTIVE

Page 330 of 1601 (80,028 total)

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