Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| NEW Potomac Partners LLC CRD: 170061 | — | 0 | 0 | A | Unknown |
| NEW Republic Partners CRD: 310907 | — | 0 | 4 | A | Unknown |
| NEW River Investments CRD: 157173 | — | 0 | 2 | A | Unknown |
| NEW Rome Capital CRD: 275027 | — | 0 | 0 | A | Unknown |
| NEW RYE Securities, LLC CRD: 165400 | — | 0 | 0 | A | INACTIVE |
| NEW Salem Investment Corp. CRD: 32069 | — | 2 | 0 | B | INACTIVE |
| NEW Silk Route CRD: 161339 | — | 0 | 1 | A | Unknown |
| NEW Silver Lending LLC CRD: 324981 | — | 0 | 1 | A | Unknown |
| NEW South Securities, Inc. CRD: 6747 | — | 0 | 0 | A | INACTIVE |
| NEW Stack, LLC CRD: 317702 | — | 0 | 1 | A | Unknown |
| NEW Venture Partners CRD: 162684 | — | 0 | 1 | A | Unknown |
| NEW Vernon Capital CRD: 160231 | — | 0 | 1 | A | Unknown |
| NEW View Financial, LLC CRD: 299117 | — | 0 | 1 | A | Unknown |
| NEW View Wealth Advisory LLC CRD: 301243 | — | 0 | 0 | A | Unknown |
| NEW Water Capital, L.P. CRD: 226608 | — | 0 | 1 | A | Unknown |
| NEW Wave Capital Management LLC CRD: 288974 | — | 0 | 0 | A | Unknown |
| NEW Wave Capital, LLC CRD: 296975 | — | 0 | 0 | A | Unknown |
| NEW Wave Financial LLC CRD: 309444 | — | 0 | 3 | A | Unknown |
| NEW Wave Wealth Advisors CRD: 323414 | — | 0 | 5 | A | Unknown |
| NEW WAY Advisers LLC CRD: 306167 | — | 0 | 0 | A | Unknown |
| NEW York & Foreign Securities Corporation CRD: 10652 | — | 0 | 0 | A | INACTIVE |
| NEW York Alaska ETF Management, LLC CRD: 173824 | — | 0 | 0 | A | Unknown |
| NEW York Broker, Inc. CRD: 25613 | — | 0 | 0 | A | INACTIVE |
| NEW York Capital Markets Inc. CRD: 19784 | — | 0 | 0 | A | INACTIVE |
| NEW York Capital Securities Corp. CRD: 18525 | — | 0 | 0 | A | INACTIVE |
| NEW York City Investment Fund Manager, Inc. CRD: 163343 | — | 0 | 1 | A | Unknown |
| NEW York FEE Simple, LLC CRD: 339748 | — | 0 | 1 | A | Unknown |
| NEW York Financial AVP, LLC CRD: 170047 | — | 0 | 1 | A | Unknown |
| NEW York Global Securities, Inc. CRD: 46429 | — | 2 | 0 | B | INACTIVE |
| NEW York IVY Capital Management LLC CRD: 322777 | — | 0 | 1 | A | Unknown |
| NEW York Life Investment Management LLC CRD: 109591 | — | 0 | 66 | A | Unknown |
| NEW York Securities Auction Corp. CRD: 25879 | — | 0 | 0 | A | INACTIVE |
| Newage Advisors LLC CRD: 226514 | — | 0 | 1 | A | Unknown |
| Newarc Investments, Inc. CRD: 122716 | — | 0 | 0 | A | Unknown |
| Neway Advisers, LLC CRD: 174426 | — | 0 | 0 | A | Unknown |
| Newberg Capital, Inc. CRD: 38050 | — | 0 | 0 | A | INACTIVE |
| Newbound Ventures LLC CRD: 306906 | — | 0 | 0 | A | Unknown |
| Newburg Financial, LLC CRD: 288575 | — | 0 | 0 | A | Unknown |
| Newbury Partners LLC CRD: 156319 | — | 0 | 0 | A | Unknown |
| Newbury Ventures CRD: 160567 | — | 0 | 0 | A | Unknown |
| Newby & Company CRD: 26611 | — | 1 | 0 | B | INACTIVE |
| Newcap Partners, Inc. CRD: 25453 | — | 0 | 0 | A | INACTIVE |
| Newcomb and Company CRD: 16851 | — | 4 | 0 | C | INACTIVE |
| Newcrest Advisors, LLC CRD: 323185 | — | 0 | 0 | A | Unknown |
| Newday CRD: 174758 | — | 0 | 3 | A | Unknown |
| Newday Solutions, LLC CRD: 282163 | — | 0 | 0 | A | Unknown |
| Newedge Advisors CRD: 171351 | — | 0 | 604 | A | Unknown |
| Newedge Financial Inc. CRD: 27322 | — | 28 | 0 | F | INACTIVE |
| Newedge USA, LLC CRD: 36118 | — | 61 | 0 | F | INACTIVE |
| Newell, Donald a CRD: 104179 | — | 0 | 0 | A | INACTIVE |