Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Newera Wealth CRD: 331612 | — | 0 | 0 | A | Unknown |
| Newfield Capital Inc. CRD: 36330 | — | 0 | 0 | A | INACTIVE |
| Newflow Partners, LLC CRD: 318670 | — | 0 | 1 | A | Unknown |
| Newforth Partners, LLC CRD: 131142 | — | 0 | 0 | A | INACTIVE |
| Newfound Research LLC CRD: 159064 | — | 0 | 1 | A | Unknown |
| Newfund CRD: 287894 | — | 0 | 0 | A | Unknown |
| Newfund CRD: 287662 | — | 0 | 1 | A | Unknown |
| Newkirk & Company CRD: 117974 | — | 0 | 0 | A | Unknown |
| Newlight Partners LP CRD: 296190 | — | 0 | 1 | A | Unknown |
| Newlin Capital LLC CRD: 168822 | — | 0 | 0 | A | Unknown |
| Newly Wealth LLC CRD: 288753 | — | 0 | 0 | A | Unknown |
| Newman Advisors, LLC CRD: 152024 | — | 0 | 0 | A | Unknown |
| Newman Schimel CRD: 142255 | — | 0 | 0 | A | Unknown |
| Newman, Nicholas Drake CRD: 163333 | — | 0 | 1 | A | Unknown |
| Newmark Capital LLC CRD: 269902 | — | 0 | 0 | A | Unknown |
| Newmile Capital LLC CRD: 333726 | — | 0 | 1 | A | Unknown |
| Newpath Management, L.P. CRD: 300064 | — | 0 | 1 | A | Unknown |
| Newport Asia LLC CRD: 118682 | — | 0 | 1 | A | Unknown |
| Newport Capital CRD: 335768 | — | 0 | 0 | A | Unknown |
| Newport Capital B.V. CRD: 331796 | — | 0 | 0 | A | Unknown |
| Newport Capital, Inc CRD: 103990 | — | 0 | 0 | A | INACTIVE |
| Newport Trading L.L.C. CRD: 45156 | — | 0 | 0 | A | INACTIVE |
| NEWPORTX.COM CRD: 104033 | — | 0 | 0 | A | INACTIVE |
| Newsource Advisory, LLC CRD: 135912 | — | 0 | 0 | A | Unknown |
| Newspring Capital CRD: 160608 | — | 0 | 1 | A | Unknown |
| Newsquare Capital, LLC CRD: 152430 | — | 0 | 1 | A | Unknown |
| Newstar Capital LLC CRD: 137523 | — | 0 | 0 | A | Unknown |
| Newton Investment Management North America CRD: 312937 | — | 0 | 1 | A | Unknown |
| Newtonian Trading, LLC CRD: 113613 | — | 1 | 0 | B | INACTIVE |
| Newtopia VC CRD: 333396 | — | 0 | 0 | A | Unknown |
| Newtown Partners CRD: 319314 | — | 0 | 1 | A | Unknown |
| Newtyn Management, LLC CRD: 161156 | — | 0 | 1 | A | Unknown |
| Newvale Capital LLC CRD: 328660 | — | 0 | 1 | A | Unknown |
| Newvest Management, LP CRD: 316841 | — | 0 | 1 | A | Unknown |
| Nexa Equity LLC CRD: 317201 | — | 0 | 1 | A | Unknown |
| Nexa Securities CRD: 15621 | — | 3 | 0 | C | INACTIVE |
| Nexadvisors, LLC CRD: 317477 | — | 0 | 1 | A | Unknown |
| Nexcore Capital, Inc. CRD: 31893 | — | 3 | 0 | C | INACTIVE |
| Nexgen Investments LLC CRD: 322604 | — | 0 | 1 | A | Unknown |
| Nexit Ventures Inc CRD: 163514 | — | 0 | 0 | A | Unknown |
| Nexphase Capital, LP CRD: 281893 | — | 0 | 1 | A | Unknown |
| Nexpoint Advisors, L.P. CRD: 163564 | — | 0 | 1 | A | Unknown |
| Nexpoint Real Estate Advisors X, L.P. CRD: 317203 | — | 0 | 1 | A | Unknown |
| Nexquant Exchange Ltd CRD: 339753 | — | 0 | 1 | A | Unknown |
| Next Advisors Inc. CRD: 14612 | — | 4 | 0 | C | INACTIVE |
| Next Alpha Capital, LLC CRD: 285858 | — | 0 | 1 | A | Unknown |
| Next Bloom Wealth CRD: 322155 | — | 0 | 1 | A | Unknown |
| Next Coast Legacy CRD: 337335 | — | 0 | 1 | A | Unknown |
| Next GEN Advisors, LLC CRD: 326144 | — | 0 | 1 | A | Unknown |
| Next Horizon Capital CRD: 321649 | — | 0 | 1 | A | Unknown |