Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Next Investments LLC CRD: 164650 | — | 0 | 0 | A | Unknown |
| Next Level Financial CRD: 299477 | — | 0 | 0 | A | Unknown |
| Next Level Private LLC CRD: 313247 | — | 0 | 2 | A | Unknown |
| Next Phase Advisors CRD: 331622 | — | 0 | 2 | A | Unknown |
| Next Phase Financial Planning CRD: 322738 | — | 0 | 0 | A | Unknown |
| Next Play Capital, LLC CRD: 173787 | — | 0 | 0 | A | Unknown |
| Next Play Financial CRD: 297112 | — | 0 | 1 | A | Unknown |
| Next Play Wealth CRD: 339239 | — | 0 | 2 | A | Unknown |
| Next Ventures CRD: 309808 | — | 0 | 1 | A | Unknown |
| Next View Partners LLC CRD: 162403 | — | 0 | 0 | A | Unknown |
| Next Wave Impact, LLC CRD: 289215 | — | 0 | 1 | A | Unknown |
| Next Wave LLC CRD: 174955 | — | 0 | 0 | A | Unknown |
| Next World Assets LLC CRD: 328070 | — | 0 | 1 | A | Unknown |
| Next World Capital LLC CRD: 172044 | — | 0 | 1 | A | Unknown |
| Nextcapital Advisers CRD: 173996 | — | 0 | 0 | A | Unknown |
| Nextech Invest Ltd. CRD: 322629 | — | 0 | 0 | A | Unknown |
| Nextech Ventures (US) LLC CRD: 316683 | — | 0 | 1 | A | Unknown |
| Nextedge, LLC CRD: 269961 | — | 0 | 0 | A | Unknown |
| Nexten FP CRD: 338919 | — | 0 | 1 | A | Unknown |
| Nextequity Partners CRD: 282347 | — | 0 | 1 | A | Unknown |
| Nextgen EMP CRD: 333721 | — | 0 | 3 | A | Unknown |
| Nextgen Etfs, LLC CRD: 316474 | — | 0 | 0 | A | Unknown |
| Nextgen Wealth CRD: 172128 | — | 0 | 1 | A | Unknown |
| Nexthera Capital LP CRD: 226660 | — | 0 | 0 | A | Unknown |
| Nextmove Capital Inc. CRD: 338359 | — | 0 | 0 | A | Unknown |
| Nextrade CRD: 41087 | — | 5 | 0 | C | INACTIVE |
| Nextvest Capital GP, L.P. CRD: 297595 | — | 0 | 1 | A | Unknown |
| Nextview Ventures CRD: 161199 | — | 0 | 1 | A | Unknown |
| Nextwave Advisors CRD: 308432 | — | 0 | 1 | A | Unknown |
| Nexus CRD: 317450 | — | 0 | 0 | A | Unknown |
| Nexus Advisors CRD: 334636 | — | 0 | 1 | A | Unknown |
| Nexus BAY Capital, LLC CRD: 329436 | — | 0 | 0 | A | Unknown |
| Nexus Capital Inc CRD: 291866 | — | 0 | 2 | A | Unknown |
| Nexus Capital, LLC CRD: 288758 | — | 0 | 1 | A | Unknown |
| Nexus Financial, Inc. CRD: 38528 | — | 1 | 0 | B | INACTIVE |
| Nexus Neurotech, LLC CRD: 328851 | — | 0 | 1 | A | Unknown |
| Nexus Securities, Inc. CRD: 15855 | — | 0 | 0 | A | INACTIVE |
| Nexus Wealth Advisors CRD: 307230 | — | 0 | 0 | A | Unknown |
| Nexus338 CRD: 315250 | — | 0 | 2 | A | Unknown |
| Nexusmind LLC CRD: 288135 | — | 0 | 0 | A | Unknown |
| Nexwealth LLC CRD: 311424 | — | 0 | 3 | A | Unknown |
| Nexxus Capital V, S.C. CRD: 288049 | — | 0 | 0 | A | Unknown |
| Neya Capital CRD: 325185 | — | 0 | 1 | A | Unknown |
| Neyrey, Rene' J. CRD: 126578 | — | 0 | 1 | A | Unknown |
| NF Clearing, Inc. CRD: 14285 | — | 18 | 0 | F | INACTIVE |
| NF Investments, Inc. CRD: 16154 | — | 0 | 0 | A | INACTIVE |
| NFC Investments, LLC CRD: 132844 | — | 0 | 2 | A | Unknown |
| NFDG CRD: 310514 | — | 0 | 1 | A | Unknown |
| NFI Advisors, Inc CRD: 130717 | — | 0 | 3 | A | Unknown |
| NFI Network, LLC CRD: 104447 | — | 3 | 0 | B | INACTIVE |