Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| NFI, LLC CRD: 136742 | — | 0 | 1 | A | Unknown |
| NFO Financial Advisory LLC CRD: 310417 | — | 0 | 2 | A | Unknown |
| NFSG Corporation CRD: 130814 | — | 0 | 62 | A | Unknown |
| NFSTX, LLC CRD: 172583 | NY | 0 | 2 | A | Active |
| NFWM CRD: 317406 | — | 0 | 2 | A | Unknown |
| NG Management S.A. CRD: 162755 | — | 0 | 0 | A | Unknown |
| NG Securities, Corp. CRD: 15220 | — | 0 | 0 | A | INACTIVE |
| NGC Financial, LLC CRD: 104057 | — | 0 | 0 | A | INACTIVE |
| NGC Financial, LLC CRD: 139992 | — | 0 | 1 | A | Unknown |
| NGC Financial, LLC CRD: 145082 | NY | 0 | 3 | A | Active |
| Ngcre Partners 10, LLC CRD: 299305 | — | 0 | 0 | A | Unknown |
| Ngcre Partners 11, LLC CRD: 304026 | — | 0 | 0 | A | Unknown |
| Ngen MGT II, LLC CRD: 161794 | — | 0 | 0 | A | Unknown |
| NGL Financial CRD: 299866 | — | 0 | 0 | A | Unknown |
| NGN Capital LLC CRD: 162938 | — | 0 | 1 | A | Unknown |
| NGP CRD: 160729 | — | 0 | 1 | A | Unknown |
| NGP Management Co. OY CRD: 330826 | — | 0 | 0 | A | Unknown |
| Nhabla CRD: 313311 | — | 0 | 2 | A | Unknown |
| Nhcohen Capital LLC CRD: 171914 | — | 0 | 0 | A | INACTIVE |
| NHL Securities, Inc. CRD: 16011 | — | 0 | 0 | A | INACTIVE |
| NHN Nexus Partners, LLC CRD: 336594 | CA | 0 | 2 | A | Active |
| NHS GP, LLC CRD: 165986 | — | 0 | 0 | A | Unknown |
| NHS GP, LLC CRD: 311365 | — | 0 | 1 | A | Unknown |
| NI Advisors CRD: 134502 | CA | 1 | 17 | B | Active |
| NI Securities Corp. CRD: 30444 | — | 3 | 0 | C | INACTIVE |
| NIA Impact Capital CRD: 286587 | — | 0 | 4 | A | Unknown |
| Niam AB CRD: 161236 | — | 0 | 0 | A | Unknown |
| Nibc Bank N.V. CRD: 298601 | — | 0 | 0 | A | Unknown |
| Nibley Financial LLC CRD: 330332 | — | 0 | 1 | A | Unknown |
| NIC Management LLC CRD: 156106 | — | 0 | 0 | A | Unknown |
| Niche Capital LLC CRD: 283157 | — | 0 | 1 | A | Unknown |
| Nicholas Co Inc CRD: 108347 | — | 0 | 1 | A | Unknown |
| Nichole Wischoff, LLC CRD: 331671 | — | 0 | 1 | A | Unknown |
| Nichols & Grow,Inc. CRD: 10978 | — | 0 | 0 | A | INACTIVE |
| Nichols Financial CRD: 292901 | — | 0 | 0 | A | Unknown |
| Nichols Group LLC CRD: 134513 | — | 0 | 2 | A | Unknown |
| Nick, (III) James Francis CRD: 37362 | — | 0 | 0 | A | INACTIVE |
| Nickel Hayden, LP CRD: 324432 | — | 0 | 0 | A | Unknown |
| Nickles Investment Advisory CRD: 134389 | — | 0 | 0 | A | Unknown |
| Nico Securities, LLC CRD: 133476 | — | 0 | 0 | A | INACTIVE |
| Nicoya Capital LLC CRD: 168980 | — | 0 | 1 | A | Unknown |
| Nidhi Capital, LLC CRD: 157319 | — | 0 | 1 | A | Unknown |
| Nielson and Clark Inc. CRD: 13508 | — | 0 | 0 | A | INACTIVE |
| Niemann Analytics CRD: 131123 | — | 0 | 0 | A | Unknown |
| Nieto and Associates, Inc. CRD: 17921 | — | 0 | 0 | A | INACTIVE |
| NIF Securities, Inc. CRD: 8530 | — | 0 | 0 | A | INACTIVE |
| Night SKY Capital Management, LLC CRD: 135870 | — | 0 | 2 | A | Unknown |
| Night Squared LP CRD: 333933 | — | 0 | 1 | A | Unknown |
| Night Ventures CRD: 326309 | — | 0 | 1 | A | Unknown |
| Nightview Capital, LLC CRD: 284183 | — | 0 | 1 | A | Unknown |