Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Concept 10 Inc. CRD: 44953 | - | 0 | 0 | A | INACTIVE |
| Concept Capital Trading LLC CRD: 158892 | - | 0 | 0 | A | INACTIVE |
| Concept Investment Planning & Securities, Inc. CRD: 15432 | - | 0 | 0 | A | INACTIVE |
| Conceptum Strategies CRD: 338635 | - | 0 | 1 | - | Unknown |
| Conceptwealth CRD: 114849 | - | 0 | 1 | - | Unknown |
| Concert Wealth Management CRD: 141253 | - | 0 | 0 | - | Unknown |
| Concho Transactions CRD: 339157 | TX | 0 | 1 | A | Active |
| Concierge Financial, Inc. CRD: 292662 | - | 0 | 0 | - | Unknown |
| Concierge Money Managers CRD: 295677 | - | 0 | 0 | - | Unknown |
| Concierge Wealth Advisors, LLC CRD: 174305 | - | 0 | 0 | - | Unknown |
| Concilium Financial, Inc. CRD: 32611 | - | 0 | 0 | A | INACTIVE |
| Concinnity Advisors, LP CRD: 161473 | - | 0 | 0 | - | Unknown |
| Concinnus Financial, Inc CRD: 218515 | - | 0 | 1 | - | Unknown |
| Concise Capital Management, L.P. CRD: 145778 | - | 0 | 1 | - | Unknown |
| Concord Advisors RIA CRD: 120800 | - | 0 | 0 | - | Unknown |
| Concord Advisory Group Ltd CRD: 107291 | - | 0 | 1 | - | Unknown |
| Concord Assets Securities, Inc. CRD: 10533 | - | 0 | 0 | A | INACTIVE |
| Concord Atlantic, Inc. CRD: 121820 | - | 0 | 2 | - | Unknown |
| Concord Capital Markets, LLC CRD: 135817 | - | 0 | 0 | A | INACTIVE |
| Concord Equities, Inc. CRD: 13994 | - | 0 | 0 | A | INACTIVE |
| Concord International Investments, L.P. CRD: 109727 | - | 0 | 0 | - | Unknown |
| Concord Investment Counsel CRD: 107901 | - | 0 | 1 | - | Unknown |
| Concord Investments, Inc. CRD: 14281 | - | 0 | 0 | A | INACTIVE |
| Concord Securities Group,Inc. CRD: 15213 | - | 0 | 0 | A | INACTIVE |
| Concord Services L.L.C. CRD: 8085 | - | 2 | 0 | B | INACTIVE |
| Concord Wealth Brokerage, Inc. CRD: 24999 | - | 0 | 0 | A | INACTIVE |
| Concord Wealth Partners CRD: 118643 | - | 0 | 11 | - | Unknown |
| Concorde Capital Corporation CRD: 163527 | - | 0 | 1 | - | Unknown |
| Concorde Financial Resources CRD: 117836 | - | 0 | 1 | - | Unknown |
| Concordia Capital LLC CRD: 310426 | - | 0 | 0 | - | Unknown |
| Concordia Capital Technology Group, Inc. CRD: 46747 | - | 0 | 0 | A | INACTIVE |
| Concordia Puerto Rico, LLC CRD: 313627 | - | 0 | 0 | - | Unknown |
| Concourse Capital Advisors, LLC CRD: 336424 | - | 0 | 1 | - | Unknown |
| Concourse Capital Management LLC CRD: 319098 | - | 0 | 0 | - | Unknown |
| Concourse Capital Management, LLC CRD: 160182 | - | 0 | 0 | - | Unknown |
| Concourse Financial Group Securities, Inc. CRD: 15708 | - | 69 | 0 | F | INACTIVE |
| Concurrent Investment Advisors, LLC CRD: 323135 | - | 0 | 259 | - | Unknown |
| Concurrent Wealth Management CRD: 293564 | - | 0 | 1 | - | Unknown |
| Condata Financial CRD: 108715 | - | 0 | 1 | A | INACTIVE |
| Condel Securities, Inc. CRD: 6710 | - | 0 | 0 | A | INACTIVE |
| Condex Capital Corporation CRD: 14760 | - | 0 | 0 | A | INACTIVE |
| Condire Management, LP CRD: 311762 | - | 0 | 1 | - | Unknown |
| Condit Wealth Management Co CRD: 137811 | - | 0 | 0 | - | Unknown |
| Condominium Hotels International, Inc. CRD: 11729 | - | 0 | 0 | A | INACTIVE |
| Condominium Hotels International, Inc. CRD: 26155 | - | 0 | 0 | A | INACTIVE |
| Condon Wealth Management, Inc. CRD: 128409 | - | 0 | 3 | - | Unknown |
| Condor Capital Wealth Management CRD: 104920 | - | 0 | 19 | - | Unknown |
| Condor Securities, Inc. CRD: 16885 | - | 0 | 0 | A | INACTIVE |
| Condor Securities, Inc. CRD: 30406 | - | 0 | 0 | A | INACTIVE |
| Condovest Securities, Ltd. CRD: 14239 | - | 0 | 0 | A | INACTIVE |