Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nihilator Trading L.L.C. CRD: 115275 | — | 0 | 0 | A | INACTIVE |
| Nikor Securities, Inc. CRD: 15577 | — | 0 | 0 | A | INACTIVE |
| Nile Capital, LLC CRD: 122994 | — | 1 | 0 | B | INACTIVE |
| Nilsine Partners, LLC CRD: 315694 | — | 0 | 2 | A | Unknown |
| Nilson-Newey & Co., Inc. CRD: 2922 | — | 0 | 0 | A | INACTIVE |
| Nilzon Capital CRD: 311722 | — | 0 | 0 | A | Unknown |
| NIM Wealth Solutions CRD: 334754 | — | 0 | 1 | A | Unknown |
| Nimzo Capital LLC CRD: 166105 | — | 0 | 0 | A | Unknown |
| Nine Gates Capital, LLC CRD: 241792 | — | 0 | 0 | A | Unknown |
| Nine Inning Finance CRD: 322214 | — | 0 | 1 | A | Unknown |
| Nine Left Capital LP CRD: 332838 | — | 0 | 1 | A | Unknown |
| Nine Pines Ventures CRD: 330532 | — | 0 | 1 | A | Unknown |
| Nine Rivers Capital CRD: 175351 | — | 0 | 0 | A | Unknown |
| Nine30 Advisors LLC CRD: 326596 | — | 0 | 2 | A | Unknown |
| Ninealpha Capital LP CRD: 162966 | — | 0 | 0 | A | Unknown |
| Ninepoint Advisors CRD: 166190 | — | 0 | 0 | A | Unknown |
| Ninepoint Partners LP CRD: 289068 | — | 0 | 0 | A | Unknown |
| Ninety ONE North America, Inc. CRD: 167922 | — | 0 | 1 | A | Unknown |
| Ninety ONE UK Limited CRD: 158310 | — | 0 | 0 | A | Unknown |
| Nintai Investments LLC CRD: 299278 | — | 0 | 2 | A | Unknown |
| Niphix Investments Inc. CRD: 39378 | — | 1 | 0 | B | INACTIVE |
| Nipun Capital, L.P. CRD: 159752 | — | 0 | 1 | A | Unknown |
| Niro Nivesto LLC CRD: 336777 | — | 0 | 1 | A | Unknown |
| Nirvana Analytics, LLC CRD: 148341 | — | 0 | 1 | A | Unknown |
| Nishkama Capital LLC CRD: 170322 | — | 0 | 1 | A | Unknown |
| Nisiotis, Michael CRD: 311793 | — | 0 | 1 | A | Unknown |
| Nisonoff & Quadrel Investment Management LLC CRD: 328905 | — | 0 | 2 | A | Unknown |
| Nitka, Benjamin S. CRD: 33793 | — | 3 | 0 | C | INACTIVE |
| Nitorum Capital, L.P. CRD: 173617 | — | 0 | 1 | A | Unknown |
| Nium, Inc. CRD: 309973 | — | 0 | 0 | A | Unknown |
| NIX Wealth Management CRD: 114091 | — | 0 | 2 | A | Unknown |
| Nixon Capital LLC CRD: 148061 | — | 0 | 1 | A | Unknown |
| Niya Partners Inc. CRD: 327203 | — | 0 | 0 | A | Unknown |
| NJK Wealth Management CRD: 338352 | — | 0 | 1 | A | Unknown |
| NJM Vencap LLC CRD: 310625 | — | 0 | 1 | A | Unknown |
| Njord Capital, LLC CRD: 334540 | — | 0 | 1 | A | Unknown |
| NJP Ventures LLC CRD: 317926 | — | 0 | 1 | A | Unknown |
| NK Capital LLC CRD: 318615 | — | 0 | 1 | A | Unknown |
| NKM Labs, LLC CRD: 311444 | — | 0 | 1 | A | Unknown |
| NLBS Advisers, Inc. CRD: 18364 | — | 1 | 0 | B | INACTIVE |
| NLG Capital, Inc. CRD: 109396 | — | 0 | 1 | A | Unknown |
| NLRK LLC DBA Newbean Capital LLC CRD: 170423 | — | 0 | 1 | A | Unknown |
| NMBL.VC, LLC CRD: 322071 | — | 0 | 1 | A | Unknown |
| NMG Capital Group CRD: 282596 | — | 0 | 0 | A | Unknown |
| NMP Capital, LLC CRD: 111138 | — | 3 | 0 | C | INACTIVE |
| NN Investment Advisory, LLC CRD: 332240 | — | 0 | 1 | A | Unknown |
| NN Investment Partners North America LLC CRD: 165092 | — | 0 | 0 | A | Unknown |
| NNV Management, LLC CRD: 324123 | — | 0 | 1 | A | Unknown |
| NO B.S. Advising CRD: 302013 | — | 0 | 0 | A | Unknown |
| NO BS Investing LLC CRD: 174059 | — | 0 | 0 | A | Unknown |