Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| NO Limit Investments, LP CRD: 114179 | — | 0 | 0 | A | INACTIVE |
| NO Other Primary Business Name CRD: 120371 | — | 0 | 1 | A | Unknown |
| NO Street GP LP CRD: 299240 | — | 0 | 1 | A | Unknown |
| Noah Advisory LLC CRD: 288007 | — | 0 | 0 | A | Unknown |
| Nobil-Novick Securities Corporation CRD: 16224 | — | 0 | 0 | A | INACTIVE |
| Noble Advisors, LLC CRD: 149796 | — | 0 | 1 | A | Unknown |
| Noble Advisory Group LLC CRD: 282307 | — | 0 | 1 | A | Unknown |
| Noble Family Wealth CRD: 315152 | — | 0 | 4 | A | Unknown |
| Noble Financial Advisory, Inc CRD: 120855 | — | 0 | 0 | A | Unknown |
| Noble Investors LLC CRD: 325722 | — | 0 | 1 | A | Unknown |
| Noble Resources, Inc. CRD: 19978 | — | 0 | 0 | A | INACTIVE |
| Noble Securities Co. CRD: 7066 | — | 0 | 0 | A | INACTIVE |
| Noble Street CRD: 284404 | — | 0 | 0 | A | Unknown |
| Noble Wealth CRD: 315974 | — | 0 | 2 | A | Unknown |
| Noble, Daniel J. CRD: 42406 | — | 0 | 0 | A | INACTIVE |
| Noble-Impact Capital CRD: 322856 | — | 0 | 0 | A | Unknown |
| Noblebridge Wealth CRD: 146612 | — | 0 | 5 | A | Unknown |
| Nobles & Richards, Inc. CRD: 146870 | TX | 2 | 4 | B | Active |
| NOBLETRADING.COM, Inc. CRD: 119024 | — | 2 | 0 | B | INACTIVE |
| Nobleyield CRD: 317757 | — | 0 | 1 | A | Unknown |
| Noblia Securities Inc CRD: 19525 | — | 0 | 0 | A | INACTIVE |
| Nocturne Capital, LLC CRD: 281697 | — | 0 | 0 | A | Unknown |
| Node by Mesh LLC CRD: 331493 | — | 0 | 1 | A | Unknown |
| Nodus Capital LLC CRD: 291975 | — | 0 | 0 | A | Unknown |
| NOE Trading L.L.C. CRD: 133533 | — | 0 | 0 | A | INACTIVE |
| Noisy Creek Capital CRD: 328103 | — | 0 | 2 | A | Unknown |
| NOJ Trading, LLC CRD: 120091 | — | 0 | 0 | A | INACTIVE |
| Nokia Growth Partners US, LLC CRD: 160838 | — | 0 | 1 | A | Unknown |
| Nokomis Capital, L.L.C. CRD: 145627 | — | 0 | 1 | A | Unknown |
| Nokota Management, LP CRD: 159004 | — | 0 | 1 | A | Unknown |
| Nolan & Vinson, LLP CRD: 122700 | — | 0 | 0 | A | Unknown |
| Nolan Management LLC CRD: 312637 | — | 0 | 1 | A | Unknown |
| Nolan PRO Trading LLC CRD: 163920 | — | 0 | 0 | A | Unknown |
| Nolan Securities Corp. CRD: 27984 | MA | 4 | 2 | B | Active |
| Nolan Securities, Inc. CRD: 16452 | — | 0 | 0 | A | INACTIVE |
| Nolan, Paul F. CRD: 142154 | — | 0 | 0 | A | Unknown |
| Nolita Capital, LLC CRD: 141461 | — | 2 | 0 | B | INACTIVE |
| Nomad CRD: 307764 | — | 0 | 1 | A | Unknown |
| Nomad Capital, LLC CRD: 311190 | — | 0 | 0 | A | Unknown |
| Nomad Financial CRD: 322552 | — | 0 | 1 | A | Unknown |
| Nomadic Wealth CRD: 324614 | — | 0 | 1 | A | Unknown |
| Nomi Capital LLC CRD: 334285 | — | 0 | 1 | A | Unknown |
| Nomura Securities North America, LLC CRD: 42885 | — | 2 | 0 | B | INACTIVE |
| NON Sibi Ventures, LLC CRD: 318573 | — | 0 | 1 | A | Unknown |
| None CRD: 124698 | — | 0 | 2 | A | Unknown |
| None CRD: 133860 | — | 0 | 1 | A | Unknown |
| Nonesuch Advisors CRD: 169247 | — | 0 | 1 | A | Unknown |
| Noonan Trading LLC CRD: 124702 | — | 0 | 0 | A | INACTIVE |
| Nooney Securities Inc. CRD: 14164 | — | 0 | 0 | A | INACTIVE |
| Noordzee Capital LLC CRD: 332664 | — | 0 | 1 | A | Unknown |