Branch offices
1 office
FINRA: Small firm
CRD #339157 · FINRA BrokerCheck + SEC IAPD
Concho Transactions
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Concho Transactions ranks #8,095 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #104 of 189 on the same disclosure sort used on the state browse page. Concho Transactions has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #8,095 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 339157 Concho Transactions
Concho Transactions · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 339157
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #8,095 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
Concho Transactions ranks #8,095 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
Concho Transactions has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Spring, TX
- CRD Number
- 339157
Clean BrokerCheck surface
Concho Transactions's clean BrokerCheck surface
Concho Transactions shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
Concho Transactions shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Concho Transactions's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Texas cohort · 0.00× state average
Concho Transactions sits below the Texas disclosure average
Concho Transactions reports 0 BrokerCheck disclosures, 0.00× the Texas average of 4.0, lighter than most of the 189 graded firms filed there.
In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Concho Transactions sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Concho Transactions ranks #8,095 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #104 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Concho Transactions?
A grade of A means Concho Transactions has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Concho Transactions have?
Concho Transactions has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Concho Transactions?
Concho Transactions operates 1 branch office and is classified by FINRA as a small firm, registered in TX (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Concho Transactions's disciplinary record?
You can verify Concho Transactions's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 339157. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Concho Transactions currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Concho Transactions's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to Concho Transactions's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to Concho Transactions's 0.00
- Firms in TX - state roster that includes Concho Transactions's registration home.
- How to Vet a Financial Advisor - Use Concho Transactions's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Concho Transactions's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Concho Transactions.
- Compare firms - put Concho Transactions next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.