Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Conscientia Family Office, LLC
CRD: 307727
 - 0 1 - Unknown
Conscious Capital
CRD: 283947
 - 0 2 - Unknown
Conscious Capital Advisors
CRD: 304655
 - 0 0 - Unknown
Conscious Capital Management LLC
CRD: 156550
 - 0 0 - Unknown
Conscious Capital Wealth Management, LLC
CRD: 174670
 - 0 3 - Unknown
Conscious Endeavors LP
CRD: 306020
 - 0 0 - Unknown
Conscious Life Planning
CRD: 282758
 - 0 0 - Unknown
Conscious Wealth Investments, LLC
CRD: 319143
 - 0 5 - Unknown
Conseco Equity Sales, Inc.
CRD: 4125
 - 4 0 C INACTIVE
Conseco Securities, Inc.
CRD: 29367
 - 1 0 B INACTIVE
Conseco Securities, Inc.
CRD: 25594
 - 0 0 A INACTIVE
Consector Capital, LP
CRD: 161337
 - 0 0 - Unknown
Consello Capital
CRD: 317399
 - 0 1 - Unknown
Consello Financial LLC
CRD: 326524
 NY 0 2 A Active
Consensus Securities LLC
CRD: 144684
 MA 0 3 A Active
Consensys Ventures LLC
CRD: 291616
 - 0 0 - Unknown
Consequent Capital Investments, LLC
CRD: 293351
 - 0 1 - Unknown
Consequent Capital Management, LLC
CRD: 285262
 - 0 1 - Unknown
Conservation Capital, LLC
CRD: 148611
 - 0 1 - Unknown
Conservation Equity Management, LP
CRD: 315084
 - 0 0 - Unknown
Conservation Resource Partners, LLC
CRD: 160706
 - 0 1 - Unknown
Conservative Asset Management, Inc.
CRD: 145700
 - 0 0 - Unknown
Conservative Equity Investment Advisors
CRD: 147961
 - 0 1 - Unknown
Conservative Securities Company
CRD: 36093
 - 0 0 A INACTIVE
Conservative Securities Corporation
CRD: 8176
 - 0 0 A INACTIVE
Conserve Capital Corp.
CRD: 14582
 - 0 0 A INACTIVE
Conservest Capital Advisors Inc
CRD: 111353
 - 0 3 - Unknown
Conservest Management Co
CRD: 111945
 - 0 0 - Unknown
Considerate Capital, LLC
CRD: 309585
 - 0 1 - Unknown
Consilient Capital LLC
CRD: 308897
 - 0 0 - Unknown
Consilio Wealth Advisors, LLC
CRD: 314466
 - 0 6 - Unknown
Consilium Management Group, LLC
CRD: 285313
 - 0 0 - Unknown
Consilium Partners LLC
CRD: 104486
 - 0 0 A INACTIVE
Consilium Wealth Management
CRD: 155343
 - 0 0 - Unknown
Consilium, LLC
CRD: 304503
 - 0 1 - Unknown
Consist Capital Management LLC
CRD: 282091
 - 0 0 - Unknown
Consistent Values, Inc.
CRD: 115556
 - 0 0 - Unknown
Consolidated Equity III Advisory AB
CRD: 335589
 - 0 0 - Unknown
Consolidated Financial
CRD: 119695
 - 0 5 - Unknown
Consolidated Financial Investments, Inc.
CRD: 18810
 MO 3 3 B Active
Consolidated Financial Management Corp.
CRD: 119181
 - 0 1 - Unknown
Consolidated Intercapital Corporation
CRD: 16247
 - 0 0 A INACTIVE
Consolidated Investment Advisors LLC
CRD: 156009
 - 0 0 - Unknown
Consolidated Investment Services, Inc.
CRD: 7929
 - 0 0 A INACTIVE
Consolidated Planning Company
CRD: 176
 - 0 0 A INACTIVE
Consolidated Portfolio Review Corp
CRD: 112694
 - 0 54 - Unknown
Consolidated Realty Securities, Inc.
CRD: 17770
 - 0 0 A INACTIVE
Consolidated Research LLC
CRD: 124156
 - 0 0 A INACTIVE
Consolidated Resources, Inc.
CRD: 13747
 - 0 0 A INACTIVE
Consolidated Securities Corporation
CRD: 16166
 - 0 0 A INACTIVE
Page 338 of 1601 (80,028 total)
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