Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Consolidated Securities Southeast, Inc.
CRD: 21221
 - 0 0 A INACTIVE
Consolidated Trading LLC
CRD: 117726
 IL 22 1 F Active
Consolidation ET Developpement Gestion
CRD: 319380
 - 0 0 - Unknown
Consonance Capital Management LP
CRD: 162717
 - 0 0 - Unknown
Consonance Capital Partners, LP
CRD: 167165
 - 0 1 - Unknown
Consonance Wealth Management
CRD: 285027
 - 0 1 - Unknown
Consonant Ventures
CRD: 338708
 - 0 1 - Unknown
Consor Advisors LLC
CRD: 128094
 - 0 0 A INACTIVE
Consortium Brand Partners, LLC
CRD: 326505
 - 0 1 - Unknown
Consortium Capital Management LLC
CRD: 341193
 - 0 1 - Unknown
Conspecta Capital, LLC
CRD: 172507
 - 0 1 - Unknown
Constans Crescent Global LLC
CRD: 134848
 - 0 0 A INACTIVE
Constant
CRD: 329904
 - 0 0 - Unknown
Constant Advisor
CRD: 277032
 - 0 0 - Unknown
Constant Cashflow, LLC
CRD: 338659
 - 0 1 - Unknown
Constant Guidance Financial, LLC
CRD: 172612
 - 0 1 - Unknown
Constantia Capital LLC
CRD: 167095
 - 0 1 - Unknown
Constantine Barry Asset Management (Cbam)
CRD: 147242
 - 0 2 - Unknown
Constellation
CRD: 311178
 TX 0 2 A Active
Constellation Asset Management
CRD: 157140
 - 0 0 - Unknown
Constellation Capital Group, LLC
CRD: 327822
 - 0 1 - Unknown
Constellation Capital Management LLC
CRD: 161275
 - 0 1 - Unknown
Constellation Convertibles L.P.
CRD: 29328
 - 0 0 A INACTIVE
Constellation Convertibles Limited
CRD: 35621
 - 0 0 A INACTIVE
Constellation Equities L.P.
CRD: 31775
 - 0 0 A INACTIVE
Constellation Investment Distribution Company Inc.
CRD: 40644
 - 1 0 B INACTIVE
Constellation Investments, Inc.
CRD: 107528
 - 0 1 - Unknown
Constellation Wealth Advisors
CRD: 147253
 - 0 2 - Unknown
Constellation Wealth Capital
CRD: 326917
 - 0 1 - Unknown
Constitution Capital Corp.
CRD: 36485
 - 0 0 A INACTIVE
Constitution Capital Equity Partners LP
CRD: 147248
 - 0 1 - Unknown
Constitution Capital Horizon Advisor, LP
CRD: 339512
 - 0 0 - Unknown
Constitution Capital PM, L. P.
CRD: 319678
 - 0 1 - Unknown
Constitution Investment Services, Inc.
CRD: 18361
 - 1 0 B INACTIVE
Constitution Research & Management Inc
CRD: 105383
 - 0 0 - Unknown
Constitution Securities, Inc.
CRD: 19314
 - 0 0 A INACTIVE
Constitution Wealth LLC
CRD: 313916
 - 0 0 - Unknown
Construct Capital
CRD: 310594
 - 0 1 - Unknown
Constructor Capital I GP Ltd.
CRD: 329251
 - 0 0 - Unknown
Consulta Limited
CRD: 318927
 - 0 0 - Unknown
Consultant Securities of NEW York, Inc.
CRD: 11676
 - 0 0 A INACTIVE
Consultas
CRD: 298185
 - 0 0 - Unknown
Consulting Securities Service Inc.
CRD: 13059
 - 0 0 A INACTIVE
Consultiva Wealth Management, Corp.
CRD: 111846
 - 0 4 - Unknown
Consumer Concepts Investments, Inc.
CRD: 26167
 - 2 0 B INACTIVE
Contactpoint Wealth Management
CRD: 169951
 - 0 0 - Unknown
Contego Capital Group, Inc.
CRD: 128518
 - 0 2 - Unknown
Contemporary Capital, Inc.
CRD: 16132
 - 0 0 A INACTIVE
Contemporary Financial Securities Corporation
CRD: 16043
 - 0 0 A INACTIVE
Contemporary Healthcare Capital, LLC
CRD: 293823
 - 0 1 - Unknown
Page 339 of 1601 (80,028 total)
← Prev Next →