Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nrep AB CRD: 282262 | — | 0 | 0 | A | Unknown |
| NRG Ventures LLC CRD: 314636 | — | 0 | 0 | A | Unknown |
| NRG Wealth Management CRD: 289548 | — | 0 | 2 | A | Unknown |
| NRGP2 LLC CRD: 318755 | — | 0 | 1 | A | Unknown |
| NRGP3 LLC CRD: 318756 | — | 0 | 1 | A | Unknown |
| NRM Corporation CRD: 8501 | — | 0 | 0 | A | INACTIVE |
| NRP Financial, Inc. CRD: 103717 | — | 0 | 0 | A | INACTIVE |
| NRS Securities, Inc. CRD: 14668 | — | 0 | 0 | A | INACTIVE |
| NRV CRD: 289569 | — | 0 | 1 | A | Unknown |
| NS Advisors, LLC CRD: 162084 | — | 0 | 0 | A | Unknown |
| NS Capital, LLC CRD: 149905 | — | 0 | 0 | A | Unknown |
| NS Management Ltd CRD: 297781 | — | 0 | 0 | A | Unknown |
| NS Partners Ltd CRD: 110625 | — | 0 | 0 | A | Unknown |
| NS Securities, Inc. CRD: 10770 | — | 0 | 0 | A | INACTIVE |
| Nsam US-Recf, LLC CRD: 282681 | — | 0 | 0 | A | Unknown |
| NSI Management, LLC CRD: 331616 | — | 0 | 1 | A | Unknown |
| NSM Securities, Inc. CRD: 134357 | — | 9 | 0 | D | INACTIVE |
| NSR Distributors, Inc. CRD: 20271 | — | 0 | 0 | A | INACTIVE |
| NSSK II (Intl) Genpar Co. CRD: 287841 | — | 0 | 0 | A | Unknown |
| NSSK III GP L.P. CRD: 316682 | — | 0 | 0 | A | Unknown |
| NSV Management LLC CRD: 162486 | — | 0 | 1 | A | Unknown |
| Nsvca Inc. CRD: 336318 | — | 0 | 0 | A | Unknown |
| NSX Securities LLC CRD: 141378 | — | 0 | 0 | A | INACTIVE |
| NT Securities LLC CRD: 45694 | — | 3 | 0 | C | INACTIVE |
| Ntasset (Cayman) Ltd CRD: 163936 | — | 0 | 0 | A | Unknown |
| NTB Advisory Services LLC CRD: 129084 | — | 0 | 2 | A | Unknown |
| NTB Financial Corporation CRD: 7425 | — | 9 | 0 | D | INACTIVE |
| Ntellivest CRD: 287648 | — | 0 | 0 | A | Unknown |
| NTH Degree WM, LLC CRD: 283801 | — | 0 | 1 | A | Unknown |
| NTH GP 1 LLC CRD: 338802 | — | 0 | 1 | A | Unknown |
| NTH Power LLC CRD: 161981 | — | 0 | 0 | A | Unknown |
| NTI Managers, LLC CRD: 331574 | — | 0 | 1 | A | Unknown |
| NTS Securities, Inc. CRD: 14135 | — | 0 | 0 | A | INACTIVE |
| Nuance Investments, LLC CRD: 148534 | — | 0 | 2 | A | Unknown |
| Nucleo Capital Ltda. CRD: 287719 | — | 0 | 0 | A | Unknown |
| Nucleus Holding Group CRD: 291074 | — | 0 | 0 | A | Unknown |
| Nuclo Wealth CRD: 317730 | — | 0 | 1 | A | Unknown |
| Nuku CRD: 156748 | — | 0 | 0 | A | Unknown |
| Nuland & Arshad Inc CRD: 104706 | — | 0 | 0 | A | Unknown |
| Numa CRD: 164602 | — | 0 | 1 | A | Unknown |
| Number Tree Capital CRD: 338438 | — | 0 | 1 | A | Unknown |
| Numen Capital LLP CRD: 166984 | — | 0 | 0 | A | Unknown |
| Numerai CRD: 282851 | — | 0 | 1 | A | Unknown |
| Numeric Investors LLC CRD: 131684 | — | 0 | 1 | A | Unknown |
| Numis Securities LLC CRD: 128471 | — | 1 | 0 | B | INACTIVE |
| Numu Capital LLC CRD: 313721 | — | 0 | 0 | A | Unknown |
| Numus, LLC CRD: 291081 | — | 0 | 0 | A | Unknown |
| Nuna Investments CRD: 340462 | — | 0 | 1 | A | Unknown |
| Nunami Services, LLC. CRD: 133837 | — | 1 | 0 | B | INACTIVE |
| Nuorion Advisors, LLC CRD: 290216 | — | 0 | 2 | A | Unknown |