Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nuorion Capital CRD: 315811 | FL | 0 | 2 | A | Active |
| Nutfield Financial CRD: 117419 | — | 0 | 2 | A | Unknown |
| Nutley Securities, Inc. CRD: 20048 | — | 0 | 0 | A | INACTIVE |
| Nuts2INVEST.COM, LLC CRD: 164438 | — | 0 | 1 | A | Unknown |
| Nuveen Real Estate CRD: 283854 | — | 0 | 0 | A | Unknown |
| Nuverse Advisors LLC CRD: 119840 | — | 0 | 1 | A | Unknown |
| Nuvion Capital Inc. CRD: 339388 | — | 0 | 1 | A | Unknown |
| Nuwealth Advisors, LLC CRD: 328411 | — | 0 | 1 | A | Unknown |
| Nverses Capital, LLC CRD: 323291 | — | 0 | 1 | A | Unknown |
| Nvest Advisors, LLC CRD: 277064 | — | 0 | 3 | A | Unknown |
| Nvest Financial, LLC CRD: 128868 | — | 0 | 15 | A | Unknown |
| Nvest Wise, LLC CRD: 145063 | — | 0 | 1 | A | Unknown |
| Nvestup LLC CRD: 288147 | — | 0 | 0 | A | Unknown |
| NVM Private Equity LLP CRD: 301108 | — | 0 | 0 | A | Unknown |
| NW Advisors LLC CRD: 136740 | — | 0 | 0 | A | INACTIVE |
| NW Advisory CRD: 309480 | — | 0 | 3 | A | Unknown |
| NW Angel, LLC CRD: 329776 | — | 0 | 1 | A | Unknown |
| NW Capital Markets Inc. CRD: 17622 | NJ | 3 | 2 | B | Active |
| NW1 Partners CRD: 289852 | — | 0 | 0 | A | Unknown |
| NW1 Partners CRD: 289003 | — | 0 | 0 | A | Unknown |
| NWF Advisory Services Inc CRD: 110410 | — | 0 | 102 | A | Unknown |
| NWI Management LP CRD: 158366 | — | 0 | 1 | A | Unknown |
| NWK Group CRD: 124186 | — | 0 | 3 | A | Unknown |
| NWM Advisors, LLC CRD: 283714 | — | 0 | 1 | A | Unknown |
| NWM Fund Group, LLC CRD: 169928 | — | 0 | 0 | A | Unknown |
| NWT Advisors, LLC CRD: 151192 | — | 0 | 1 | A | Unknown |
| NX1 Capital LP CRD: 339026 | — | 0 | 1 | A | Unknown |
| NXP Management LLC CRD: 321246 | — | 0 | 1 | A | Unknown |
| NXY Capital, LLC CRD: 333578 | — | 0 | 1 | A | Unknown |
| Nyca Management LLC CRD: 172892 | — | 0 | 1 | A | Unknown |
| Nydao Ltd. CRD: 339330 | — | 0 | 1 | A | Unknown |
| Nydig Asset Advisory LLC CRD: 300650 | — | 0 | 0 | A | Unknown |
| Nyfix Millennium, L.L.C. CRD: 103843 | — | 3 | 0 | C | INACTIVE |
| NYFTY Wealth CRD: 322543 | — | 0 | 0 | A | Unknown |
| Nyhart Consulting, LLC CRD: 145590 | — | 0 | 0 | A | Unknown |
| Nyhavn Capital AB CRD: 313757 | — | 0 | 0 | A | Unknown |
| NYL Investors LLC CRD: 169553 | — | 0 | 1 | A | Unknown |
| Nylife Distributors LLC CRD: 35350 | NJ | 2 | 33 | B | Active |
| Nylife Securities LLC CRD: 5167 | NY | 20 | 2,345 | B | Active |
| Nymbus Capital Inc. CRD: 298214 | — | 0 | 0 | A | Unknown |
| Nyppex, LLC CRD: 47654 | — | 14 | 0 | D | INACTIVE |
| NYTRX LLC CRD: 312141 | — | 0 | 1 | A | Unknown |
| NYVC CRD: 325272 | — | 0 | 0 | A | Unknown |
| Nyver CRD: 339569 | — | 0 | 0 | A | Unknown |
| NYX Moros CRD: 309834 | — | 0 | 0 | A | Unknown |
| NZS Capital LLC CRD: 305093 | — | 0 | 1 | A | Unknown |
| O & G Securities, Inc. CRD: 143477 | — | 1 | 0 | B | INACTIVE |
| O Asset Management LLC CRD: 336682 | — | 0 | 1 | A | Unknown |
| O World Corp CRD: 142009 | — | 0 | 0 | A | Unknown |
| O World Corp. CRD: 15500 | — | 0 | 0 | A | INACTIVE |