Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cook Capital Management CRD: 305741 | - | 0 | 0 | - | Unknown |
| Cook Financial Designs, Inc. CRD: 115241 | - | 0 | 2 | - | Unknown |
| Cook Financial, LLC CRD: 326989 | - | 0 | 1 | - | Unknown |
| Cook Pine Capital LLC CRD: 134911 | - | 0 | 1 | - | Unknown |
| Cook Pine Securities LLC CRD: 152365 | CT | 0 | 2 | A | Active |
| Cook Stirling CRD: 298523 | - | 0 | 0 | - | Unknown |
| Cook Street Consulting, Inc. CRD: 112829 | - | 0 | 0 | - | Unknown |
| Cook Wealth Management, LLC CRD: 319523 | - | 0 | 2 | - | Unknown |
| Cook Wealth, LLC CRD: 170372 | - | 0 | 0 | - | Unknown |
| Cook's Financial Services, LLC CRD: 143836 | - | 0 | 0 | - | Unknown |
| Cooke & Bieler, L.P. CRD: 113859 | - | 0 | 7 | - | Unknown |
| Cooke Wealth Management, LLC CRD: 127309 | - | 0 | 1 | - | Unknown |
| Cooksen Wealth, LLC CRD: 300451 | - | 0 | 4 | - | Unknown |
| Cookson Financial, LLC CRD: 142407 | - | 0 | 1 | - | Unknown |
| Cookson Peirce Wealth Management CRD: 110729 | - | 0 | 8 | - | Unknown |
| Cool Breeze Inc. CRD: 33183 | - | 0 | 0 | A | INACTIVE |
| Cool Climate Collective, LLC CRD: 326850 | - | 0 | 1 | - | Unknown |
| Cool Creek Financial CRD: 323167 | - | 0 | 1 | - | Unknown |
| Cool Wealth Management CRD: 333281 | - | 0 | 1 | - | Unknown |
| Coolabah Capital Investments (USA) Inc CRD: 336841 | - | 0 | 0 | - | Unknown |
| Coolabah Investment Management (USA) Inc CRD: 341121 | - | 0 | 1 | - | Unknown |
| Coolidge & Company, LLC CRD: 108490 | - | 0 | 0 | - | Unknown |
| Coolidge Securities Corporation CRD: 7914 | - | 0 | 0 | A | INACTIVE |
| Coombe, Bender & Company, LLC CRD: 119983 | - | 0 | 0 | - | Unknown |
| Coombs Wealth Advisory, LLC CRD: 281132 | - | 0 | 1 | - | Unknown |
| Cooney Capital, LLC CRD: 311321 | - | 0 | 0 | - | Unknown |
| Cooney, Michael S CRD: 34403 | - | 0 | 0 | A | INACTIVE |
| Coons Advisors CRD: 129067 | - | 0 | 0 | - | Unknown |
| Coop Records Management LLC CRD: 323064 | - | 0 | 1 | - | Unknown |
| Cooper Capital Group CRD: 305121 | - | 0 | 1 | - | Unknown |
| Cooper Capital, Inc. CRD: 127691 | - | 0 | 1 | - | Unknown |
| Cooper Creek Partners Management LLC CRD: 157746 | - | 0 | 1 | - | Unknown |
| Cooper Eagle, LLC CRD: 314675 | - | 0 | 2 | - | Unknown |
| Cooper Investment Company CRD: 5072 | - | 0 | 0 | A | INACTIVE |
| Cooper Investment Partners CRD: 10905 | - | 0 | 0 | A | INACTIVE |
| Cooper Kaplan & Dowd Securities, Inc. CRD: 22378 | - | 0 | 0 | A | INACTIVE |
| Cooper Lapman Financial, LLC CRD: 149971 | - | 0 | 0 | - | Unknown |
| Cooper Malone Mcclain, Inc. CRD: 18637 | - | 6 | 0 | C | INACTIVE |
| Cooper Mcmanus CRD: 111458 | - | 0 | 62 | - | Unknown |
| Cooper Norman Wealth, LLC CRD: 337275 | - | 0 | 3 | - | Unknown |
| Cooper Plans LLC CRD: 334860 | - | 0 | 0 | - | Unknown |
| Cooper Point Advisors LLC CRD: 132928 | - | 0 | 2 | - | Unknown |
| Cooper Street Group Securities, Inc. CRD: 8102 | - | 0 | 0 | A | INACTIVE |
| Cooper, Clay Stephen CRD: 117036 | - | 0 | 1 | - | Unknown |
| Cooper, Zachary CRD: 318349 | - | 0 | 0 | - | Unknown |
| Cooper-Daher Securities, Inc. CRD: 21375 | - | 0 | 0 | A | INACTIVE |
| Cooper/Haims Advisors, LLC CRD: 124122 | - | 0 | 1 | - | Unknown |
| Cooperative Funding Corporation CRD: 28725 | - | 0 | 0 | A | INACTIVE |
| Cooperative Funeral Fund Inc CRD: 107631 | - | 0 | 2 | - | Unknown |
| Cooperative of American Physicians Insurance Servi… CRD: 140592 | - | 0 | 0 | A | INACTIVE |