Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Cooperative Securities CRD: 317969 | VA | 0 | 2 | A | Active |
| Coordinate Wealth CRD: 300085 | - | 0 | 0 | - | Unknown |
| Coordinated Capital Corporation CRD: 125238 | - | 0 | 0 | - | Unknown |
| Coordinated Capital Securities, Inc. CRD: 14762 | WI | 5 | 24 | B | Active |
| Coordinated Capital, Ltd. CRD: 13150 | - | 0 | 0 | A | INACTIVE |
| Coordinated Equities, Inc. CRD: 10458 | - | 0 | 0 | A | INACTIVE |
| Coordinated Financial Management CRD: 116854 | - | 0 | 2 | - | Unknown |
| Coordinated Financial Planning Corp CRD: 105143 | - | 0 | 4 | - | Unknown |
| Coordinated Planning Group, Inc. CRD: 173653 | - | 0 | 1 | - | Unknown |
| Coordinated Wealth Management, L.L.C. CRD: 141348 | - | 0 | 1 | - | Unknown |
| Cope Capital Inc. CRD: 14661 | - | 0 | 0 | A | INACTIVE |
| Cope Connelly CRD: 311665 | - | 0 | 1 | - | Unknown |
| Cope Investment Corporation CRD: 14758 | - | 0 | 0 | A | INACTIVE |
| Cope Private Wealth CRD: 309351 | - | 0 | 1 | - | Unknown |
| Copeland Advisory Group Inc. CRD: 158409 | - | 0 | 0 | - | Unknown |
| Copeland Capital Management, LLC CRD: 135822 | - | 0 | 7 | - | Unknown |
| Copeland Investments CRD: 1535 | - | 0 | 0 | A | INACTIVE |
| Copeland Wiley Securities Inc. CRD: 21247 | - | 0 | 0 | A | INACTIVE |
| Copeland, Wickersham, Wiley & Co. Incorporated CRD: 10352 | - | 0 | 0 | A | INACTIVE |
| Copeley Capital CRD: 163196 | - | 0 | 0 | - | Unknown |
| Copenhagen Infrastructure Partners Inc. CRD: 321116 | - | 0 | 1 | - | Unknown |
| Copernicus Capital Management LLC CRD: 168302 | - | 0 | 0 | - | Unknown |
| Copia Wealth Management CRD: 281873 | - | 0 | 1 | - | Unknown |
| Copia Wealth Management Advisors, Inc. CRD: 288286 | - | 0 | 2 | - | Unknown |
| Copiam Wealth Management, LLC CRD: 173290 | - | 0 | 1 | - | Unknown |
| Copilot Financial CRD: 314634 | - | 0 | 0 | - | Unknown |
| Coplan, L. Paul CRD: 34593 | - | 0 | 0 | A | INACTIVE |
| Coplanning Financial LLC CRD: 315970 | - | 0 | 1 | - | Unknown |
| Copley Alternative Investments Inc. CRD: 336405 | CA | 0 | 1 | A | Active |
| Copley Financial Group, Inc. CRD: 283070 | - | 0 | 2 | - | Unknown |
| Copley Financial Services Corp CRD: 110926 | - | 0 | 0 | - | Unknown |
| Copley Investment Management, LLC CRD: 118014 | - | 0 | 2 | - | Unknown |
| Coppell Advisory Solutions LLC CRD: 156549 | - | 0 | 87 | - | Unknown |
| Copper Beech Advisors, LLC CRD: 151496 | - | 0 | 1 | - | Unknown |
| Copper Beech Financial Group, LLC CRD: 313156 | - | 0 | 1 | - | Unknown |
| Copper Beech Wealth Management CRD: 151476 | - | 0 | 0 | - | Unknown |
| Copper Beech Wealth Management CRD: 321059 | - | 0 | 2 | - | Unknown |
| Copper Canyon Financial CRD: 283865 | - | 0 | 0 | - | Unknown |
| Copper Canyon LLC CRD: 286061 | - | 0 | 1 | - | Unknown |
| Copper Crescent Capital Management, LLC CRD: 169402 | - | 0 | 0 | - | Unknown |
| Copper Financial CRD: 168203 | KS | 0 | 55 | A | Active |
| Copper Harbor Investment Advisors, LLC CRD: 169978 | - | 0 | 1 | - | Unknown |
| Copper Leaf Financial, LLC CRD: 285378 | - | 0 | 1 | - | Unknown |
| Copper Mountain Real Estate Inc CRD: 11746 | - | 0 | 0 | A | INACTIVE |
| Copper Peak Capital Management CRD: 298325 | - | 0 | 0 | - | Unknown |
| Copper Place Global Capital LLC CRD: 330018 | - | 0 | 0 | - | Unknown |
| Copper Range Wealth Management, LLC CRD: 342485 | - | 0 | 1 | - | Unknown |
| Copper Ridge Wealth Management, LLC CRD: 323209 | - | 0 | 1 | - | Unknown |
| Copper River Advisors LLC CRD: 173394 | - | 0 | 1 | - | Unknown |
| Copper Rock Capital Partners CRD: 134176 | - | 0 | 0 | - | Unknown |